583 Capital Markets Jobs - Page 6

You are a strategic thinker passionate about driving solutions in investment management. You have found the right team. As an Investment Specialist Professional within our Asset Management Multi-Asset Solutions team, you will be responsible for setting and improving our organizational objectives, and ensuring their consistent accomplishment. Grow the business through new clients and expand existing relationships. Deliver new products and retain current assets. Maintain a strong communication framework to provide clients with detailed insights. Work with the team on prospective opportunities and support existing client relationships. Manage regular updates to clients through pitch books and data-led reports. Learn about our business and respond to ad hoc queries from stakeholders. Set up new reporting requirements and troubleshoot data and reporting issues. Prepare strategy presentations including performance, market value, analytics, and portfolio holdings. Customize client presentations for Investment Specialists review meetings. Analyze portfolios including positioning, analytics, and performance results. Assist with the preparation of client performance reports and investment review materials. Required qualifications, capabilities, and skills: At least 4 years of experience in Asset Management and Investment banking support. Excellent communication (written and verbal), analytical, and organizational skills. Detail-oriented, organized, and exhibit a meticulous approach to work, ensuring data accuracy. Time management skills & ability to multi-task. Strong quantitative and analytical skills (including data analysis and ability to understand data flows). Proficient in Microsoft Office (Excel, Word, PowerPoint). Proactive and positive approach with an ability to grasp/learn concepts and procedures quickly. Self-starter and solution-oriented with an ability to work independently and as a team player. Comfortable working in a fast-paced environment across multiple time zones. A solid understanding of capital markets, and familiarity with asset management. Preferred qualifications, capabilities, and skills: Understanding of Multi-asset solutions business is a plus. CFA/FRM/CAIA candidature would be an added advantage. Strong automation skills. Coding experience is a plus.,

We are looking for a highly skilled and experienced Senior Data Engineer to take charge of developing complex compliance and supervision models. Your expertise in cloud-based infrastructure, ETL pipeline development, and financial domains will be crucial in creating robust, scalable, and efficient solutions. As a Senior Data Engineer, your key responsibilities will include leading the development of advanced models using AWS services such as EMR, Glue, and Glue Notebooks. You will design, build, and optimize scalable cloud infrastructure solutions, drawing on a minimum of 5 years of experience in cloud infrastructure. Creating, managing, and optimizing ETL pipelines using PySpark for large-scale data processing will also be a core part of your role. In addition, you will be responsible for building and maintaining CI/CD pipelines for deploying and maintaining cloud-based applications, performing detailed data analysis to deliver actionable insights, and collaborating closely with cross-functional teams to ensure alignment with business goals. Operating effectively in agile or hybrid agile environments and enhancing existing frameworks to support evolving business needs will be key aspects of your role. To qualify for this position, you must have a minimum of 5 years of experience with Python programming, 5+ years of experience in cloud infrastructure (particularly AWS), 3+ years of experience with PySpark (including usage with EMR or Glue Notebooks), and 3+ years of experience with Apache Airflow for workflow orchestration. A strong understanding of capital markets, financial systems, or prior experience in the financial domain is essential, along with proficiency in cloud-native technologies and frameworks. Furthermore, familiarity with CI/CD practices and tools like Jenkins, GitLab CI/CD, or AWS CodePipeline, experience with notebooks for interactive development, excellent problem-solving skills, and strong communication and interpersonal skills are required for this role. The ability to thrive in a fast-paced, dynamic environment is also crucial. In return, you will receive standard company benefits. Join us at DATAECONOMY and be part of a fast-growing data & analytics company at the forefront of innovation in the industry.,

The Senior Manager will lead initiatives in Transformation, Process excellence, and delivery excellence within Service delivery thats operational in hybrid mode and includes BPS + IT operations, for Client(s) in the Financial services / Capital markets sector. This role entails Identify, Lead, Manage, Mentor &/or execute Process improvements, Technology-enabled project initiatives with an objective of reducing cost and increasing efficiency / productivity for this BPS + IT Ops delivery engagement. Roles & Responsibilities: Identify, Lead & execute projects that harness one or many solution levers like Process re-engineering, Technology-enabled intervention, Automation etc. focusing on Improving efficiency, realizing Productivity benefits, per SOW / Contractual commitments Process review, analysis, transformation within the financial services construct Drive continuous improvement initiatives across BPS + IT operations delivery teams Implement Best practices for IT operations to enhance efficiency and effectiveness, across the SDLC lifecycle Develop and manage relevant metrics and KPIs to measure Delivery excellence with an analytical mindset for measuring the complex, unknowns etc. of processes Collaborate with Global cross-functional, virtual teams to identify and successfully deliver Continuous improvement, Automation initiatives Effectively project manage a portfolio of Improvement / Transformation & Change initiatives across various work streams Report on progress and keep Org. Leadership, client stakeholders etc. closely appraised of progress and delivery Support, Drive and improve a Delivery team-wide process innovation program that can drive the identification and delivery of operational improvements, especially automation Stay abreast to the latest tools and technologies and the upcoming trends, as relevant to Ops delivery Drive & foster a culture of continuous process improvement and collaboration within the team Engage with global, cross-functional stakeholders (Client & Org. internal) including Leadership stakeholders, to understand business requirements/asks and align relevant Continuous / Process improvement strategies. Preferred candidate profile Minimum 15 years of relevant industry experience Proven experience in Continuous improvement/Process Excellence role, preferably within IT operations of a Banking, Fin. Services institution Robust understanding of Process excellence frameworks and methodologies like Lean, Six sigma, Lean IT, Business process re-engineering etc. Possess strong understanding of various SDLC methodologies including but not limited to Agile, Scrum, Waterfall, DevOps etc. & Best practices employed within the overall SDLC lifecycle Learning agility is a must, with commitment to understand the Business domain, Tech landscape and ability to devise, implement effective solutions, best practices etc. for achieving expected outcomes Relevant certification and Practical knowledge in Process improvement / Innovation approaches (e.g. Six Sigma, Lean, Design thinking etc.). Excellent analytical and problem-solving skills. Must possess a Solution-oriented & Transformation mindset Perks and benefits GLIP & Mediclaim

Perform daily periodic reconciliation of accounts including Nostro, CAS, Transfer Agency, and Internal Accounts Investigate resolve breaks discrepancies in a timely accurate manner Reconcile across major asset classes including Equities, Fixed Incom Required Candidate profile Collaborate with internal teams, custodians, external stakeholders to resolve breaks Maintain accurate audit trails documentation of reconciliation Adhere to regulatory internal compliance standards Perks and benefits Perks and Benefits

Perform and manage daily corporate actions processing, ensuring timeliness and accuracy Act as first point of contact for corporate action event-related queries and clarifications Ensure data validation and completeness across all records Required Candidate profile Perform Quality Control (QC) checks as required Contribute actively to team meetings, huddles, and process improvement initiatives Plan and manage own workload Ensure delivery Perks and benefits Perks and Benefits

Execute and monitor trade booking, cancellations, modifications in internal systems Manage collateral and margin calls, reconciliations, and settlements Handle swap trades and confirm trades Ensure timely accurate settlement Liaise with depositories Required Candidate profile Manage complex transaction processing perform quality control checks Provide guidance training to junior associates and ensure operational excellence Collaborate with trading desks middle office Perks and benefits Perks and Benefits

As a Full-time Experienced Developer at FIS, you will be responsible for developing various product integrations using the Adeptia ETL tool. These integrations may involve connecting external vendors with FIS Capital Markets" solutions or integrating multiple FIS products. Utilizing the low code/no code capabilities of the Adeptia tool, you will collaborate with engineering groups for design changes, product management team for gathering requirements, professional services team for customization and implementation, and customer experience team for product support. You will be an integral part of the Digital Integration Hub team within FIS's Capital Markets division, focusing on adding business value to FIS clients through seamless integration of solutions. The team's core objectives include automation, efficiency, standardized technology stack, and streamlined integration processes. Your primary responsibilities will include designing, developing, debugging, and modifying various connectors using the Adeptia ETL tool, engaging with product managers and users to define requirements, participating in software design meetings, and collaborating with internal Client Training, Client Relationship, and Sales teams. To excel in this role, you should have experience with end-to-end systems development life cycles and standards, knowledge of financial industry practices, regulations, and operations, proficiency in solutions design and requirements definition disciplines, as well as a Bachelor's degree in computer engineering, computer science, or a related discipline. Additionally, prior experience as a Scrum Master, product integration specialist, techno-functional skills, or Capital Markets experience would be advantageous. At FIS, you will have the opportunity to shape the future of fintech, benefit from continuous learning and development, work in a collaborative environment, contribute to community initiatives, and enjoy competitive salary and benefits. FIS prioritizes the privacy and security of all personal information processed for client services and follows a direct sourcing model for recruitment to uphold transparency and fairness in the hiring process.,

India Power is looking for highly motivated and experienced finance professionals to join our Corporate Finance team. As a part of our team, you will be responsible for various key activities including fundraising, debt syndication, risk management, and corporate strategy. Your responsibilities will include driving fundraising and debt syndication activities through both domestic and foreign banks, as well as other financial institutions and investors. You will be required to prepare financial models and information memorandums/proposals for Term Loans and Working Capital Loans such as Bank Guarantees and Letters of Credit. Additionally, you will liaise with banks, financial institutions, and investors for credit limits and ongoing proposals, ensuring adherence to financial regulations and necessary compliance under financial agreements. Managing Working Capital limits will also be a crucial part of your role, which includes tasks such as preparation of Credit Monitoring Arrangement (CMA), renewal of Working Capital limits, and other regular compliances like preparing stock and debtor statements, as well as FFR 1&2. You will also be responsible for preparing business presentations for banks, investors, and management, and coordinating activities such as credit rating, stock audit, valuation, and site visits. Furthermore, you will be involved in evaluating investment opportunities in M&A deals, conducting due diligence, and supporting business growth initiatives. The ideal candidate for this position should hold a C.A./CFA/M.BA (Finance) from a reputed institution, with at least 12 years of experience in corporate finance, investment banking, or financial management, preferably in the power generation (Coal/Renewable) and power distribution sector. Expertise in fundraising and financial negotiations, financial modeling, project finance, CMA preparation, financial analysis, and due diligence is essential. A good understanding of capital markets, sectorial regulations, and preparing Information Memorandums/Proposals, Share Purchase Agreements, as well as RBI/FEMA/ECB/CERC/SERC/MNRE/CEA guidelines is required. Strong communication skills, the ability to prepare presentations and business letters, and good interpersonal relationship-building skills are also important for this role. If you possess the desired qualifications and skillsets and are looking for a challenging opportunity in corporate finance within the energy industry, we encourage you to apply and be part of our finance leadership team at India Power. #CorporateFinance #EnergyIndustry #FinanceLeadership.,

You are a strategic thinker passionate about driving solutions in investment management. You have found the right team. As an Investment Specialist Professional within our Asset Management Multi-Asset Solutions team, you will be responsible for setting and improving our organizational objectives, and ensuring their consistent accomplishment. You will be responsible for various tasks including growing the business through new clients and expand existing relationships, delivering new products and retaining current assets, maintaining a strong communication framework to provide clients with detailed insights, working with the team on prospective opportunities, managing regular updates to clients through pitch books and data-led reports, learning about our business and responding to ad hoc queries from stakeholders, setting up new reporting requirements and troubleshooting data and reporting issues, preparing strategy presentations including performance, market value, analytics, and portfolio holdings, customizing client presentations for Investment Specialists review meetings, analyzing portfolios including positioning, analytics, and performance results, and assisting with the preparation of client performance reports and investment review materials. Required qualifications, capabilities and skills: - At least 4 years of experience in Asset Management and Investment banking support. - Excellent communication (written and verbal), analytical, and organizational skills. - Detail-oriented, organized, and exhibit a meticulous approach to work, ensuring data accuracy. - Time management skills & ability to multi-task. - Strong quantitative and analytical skills (including data analysis and ability to understand data flows). - Proficient in Microsoft Office (Excel, Word, PowerPoint). - Proactive and positive approach with an ability to grasp/learn concepts and procedures quickly. - Self-starter and solution-oriented with an ability to work independently and as a team player. - Comfortable working in a fast-paced environment across multiple time zones. - A solid understanding of capital markets, and familiarity with asset management. Preferred qualifications, capabilities and skills: - Understanding of Multi-asset solutions business is a plus. - CFA/FRM/CAIA candidature would be an added advantage. - Strong automation skills. Coding experience is a plus.,

You should have 8 - 10 years of experience in Capital Markets with exposure to brokerage, clearing corporations, depositories, stock exchanges, mutual fund asset management companies, or similar. Additionally, you should possess 5+ years of hands-on experience in custody firms across various areas such as transaction processing and settlement, safekeeping, account opening and onboarding, corporate action processing, proxy services, income collection, tax services, cash management, real-time reporting, and market infrastructure connectivity. It is essential to have proficient communication, organizational, and analytical skills while being team-oriented and capable of working with a cross-locational presence. Additionally, having certifications like CFA, GARP, PRM, PMI, IIBA, or ISTQB would be beneficial. Experience in the IT sector as a business or test analyst in custody domain-related projects and an understanding of AI/ML applications in custody operations are considered good-to-have skills. Your responsibilities will include specializing in Custody Services as a Subject Matter Expert, identifying challenges within global and boutique custody firms, proposing technology solutions for the Capital Markets industry, developing end-to-end workflow schematics for custody operations, collaborating with AI architects for AI/ML and Generative AI use cases, publishing thought leadership whitepapers, creating sales collaterals, conducting solution demonstrations, documenting current-state custody operations, assessing technology use, preparing a target-state operating model, facilitating training, and staying updated with trends in custody services. Your qualifications should be at the Career Level - IC3. Oracle, as a world leader in cloud solutions, values integrity and innovation, and is committed to fostering an inclusive workforce. Oracle offers competitive benefits, flexible medical, life insurance, and retirement options, and supports employees in giving back to their communities through volunteer programs. If you require accessibility assistance or accommodation for a disability, you can contact Oracle through the provided email or phone number. ,

As the Data Lineage Lead, your primary responsibility will be to define and lead Data Lineage standards while continuously evolving them. You will play a crucial role in enhancing data lineage by proactively presenting ideas with use cases and identifying opportunities for process improvements within the team. Additionally, you will be tasked with upskilling the staff by recognizing knowledge gaps and fostering a culture of continuous learning. Your role will also involve creating a Data Management Centre of Excellence in India and collaborating with Business Divisions/Group Functions to establish combined Objectives and Key Results to ensure successful completion. You will be responsible for owning the standard operating procedures for the CDO Data Lineage team, as well as the escalation framework to ensure adherence. In this position, you will be expected to flag discrepancies and anomalies in data to the appropriate forums and track them to closure. You will review and own policies and standards for the Data Lineage team, perform control testing for Data Lineage and maintenance, and provide support during audits. Key Responsibilities: - Demonstrating subject matter expertise in business/support functions such as Risk, Finance, and Wholesale banking - Previous experience in Data Management Operations or Data Lineage is preferred - Minimum of 12 years of experience in Data Management/Business Analysis - Proficiency in Data Governance and/or Data Quality Management - Familiarity with banking or capital markets regulations including BCBS 239, IFRS, and CCAR, with an understanding of the KDO/CDE lifecycle - Skilled in senior management communications and decision-making - Ability to drive organizational changes and influence stakeholders - Methodical, concise, and accurate with a strong attention to detail - Collaborative mindset with the capability to integrate teams towards a common goal, listen to diverse views, and facilitate decision-making - Proficient in driving organizational and team culture enhancements In summary, as a Data Lineage Lead, you will be at the forefront of establishing and maintaining Data Lineage standards, driving improvements, and fostering a culture of excellence and continuous learning within the team.,

Project description This role is for a Senior Scrum Master in the Treasury and Capital Markets domain, responsible for managing and delivering complex initiatives across treasury functions and capital markets within a financial institution. Projects may involve implementing or enhancing treasury management systems, supporting regulatory compliance, liquidity and cash management, and managing related risk and transformation efforts. The role requires close collaboration with cross-functional teams, including technology, finance, risk, compliance, and vendors, to ensure timely and quality delivery. Responsibilities Lead full lifecycle delivery of treasury and capital markets projects using Agile (Scrum/Kanban) or Waterfall methodologies. Facilitate all core Scrum ceremonies (Sprint Planning, Stand-ups, Sprint Reviews, Retrospectives) and drive Agile adoption across teams. Define project scope, objectives, and deliverables in collaboration with stakeholders. Develop and maintain project plans, timelines, risk and issue logs, and stakeholder communication plans. Ensure clear and consistent communication with senior management, business stakeholders, technical teams, and third parties. Track project budgets, forecasts, and resources to maintain financial control. Identify and mitigate project risks and dependencies proactively. Oversee change management activities to ensure smooth adoption of solutions. Prepare and deliver regular project updates, dashboards, and reports to executive stakeholders. Foster continuous improvement by identifying inefficiencies and leading process optimization efforts. Coach team members on Agile principles and best practices. Skills Must have Minimum 8+ years of proven experience as a Scrum Master in Capital Market domain. Strong domain knowledge in capital markets and financial services is essential. Demonstrated expertise in treasury operations, including liquidity management, cash management, risk management, and compliance. Practical experience in conducting all Scrum ceremonies and managing Agile teams. Deep understanding of Agile and Waterfall methodologies, with flexibility to adapt to hybrid delivery models. Strong stakeholder management and communication skills, including with executive-level stakeholders. Experience delivering cross-functional projects with complex dependencies. Skilled in project management and collaboration tools (e.g., JIRA, Confluence, MS Project, Trello). Understanding of project financials, including budgeting and forecasting.bullet icon Certifications such as PMP, CSM, or SAFe are preferred. Excellent written and verbal communication skills. Nice to have Familiarity with treasury systems such as Murex, Calypso, Kyriba, or Wallstreet Suite. Knowledge of capital market products, trade lifecycle, and settlement processes. Awareness of relevant regulations (e.g., Basel III/IV, IFRS, EMIR, MiFID). Exposure to DevOps tools and CI/CD practices. Experience working in global banks or large financial institutions. Knowledge of cloud platforms (AWS, Azure, GCP) and data visualization tools (Power BI, Tableau). Experience working with geographically distributed teams. Understanding of Lean or Six Sigma for process optimization.

Job Profile: Evaluation of listed and unlisted securities in India (Buy side) Job Requirements: Analyze companies and competitive landscape in multiple industries/sectors as part of a team of analysts/associates. Thorough evaluation, mapping and tracking of sectors, key drivers and select underlying companies. Attend/lead discussion in analyst/sector expert calls. Assist in preparation of company specific or thematic report for investments decision making. Reporting quarterly results and conference calls for portfolio companies. Strong analytical and quantitative skills with expertise in excel and presentation. Proactive towards learning and working passionately . Ability to deliver under deadlines with attention to details. Desired Skills: Academics - CFA, CA, MBA etc Previous background: Capital markets, investment banking, equity research, investment research, venture capital /private equity, financial analytics, credit rating etc Sectoral specific expertise.

Fresher Walk-In-Drive Senior Analyst Investment banking Interviews at eClerx- Pune MBA/PGDM/MMS students (Finance) of passed out 2024/2025 . Only these students are eligible to apply for the position of Senior Analyst Investment Banking at eClerx. Date:-14th July 2025 Position: Senior Analyst Walk In Location:- eClerx Services Ltd Hinjewadi Phase 2 , Embassy Quadron ,Rajiv Gandhi Infotech Park, Pune, Maharashtra 411057 Expected Joining: Immediate Joining Joining location:- Pune/Mumbai(Candidates have to be flexible with both the location) Shifts:- Rotational shifts. (Night shifts Involved) Please be advised to carry your helmet when traveling by bike, as it is required for entry into Quadron. ** What You'll Do:** - Working on investment banking & Trade operations (Middle & back office) for financial institutions - Preparation of reports using MS Excel - Handling different stages of client/product life cycle across stages - Working on other capital market operational tasks other than Trade Life-cycle support ** Who We're Looking For:** - MBA/PGDM/MMS students (Finance) of passed out 2024/2025. Only these students are eligible to apply for the position of Senior Analyst Investment Banking at eClerx. - Strong communications skills with basic Excel skills required. - Should have basic knowledge of finance, trade life cycle, investment banking, and derivatives Apply now and please bring 2 resume copies and 1 identity proof & do not bring any laptops. Please be advised to carry your helmet when traveling by bike, as it is required for entry into Quadron.

You will be responsible for making independent decisions for Private Equity investments and providing financial planning to clients and advisors. You will regularly assess private investment portfolios through meetings and performance reports. Developing strategies to attract investors and conducting 3-4 in-person meetings daily will be a key part of your role. A strong understanding of capital markets, fundraising, valuation, financial modeling, and forecasting is required. You should have a proactive, target-driven approach with excellent communication, relationship-building, and sales skills. Previous experience in stockbroking, mutual funds, or private equity advisory will be a plus. The salary for this position ranges from 50,000/- to 80,000/- per month, based on experience. The location of the job is in Noida - 62. A minimum of 2 years of relevant experience is required. Interested candidates can share their resume on 9289161915. This is a full-time, permanent position with benefits including paid sick time. The work schedule is during the day shift, and the work location is in person.,

As a candidate for this role, you will be responsible for performing medium complex accounts, resolving breaks, and collaborating with internal teams and external parties. Your duties will include understanding and managing Market Value Reconciliations, supporting fellow team members, troubleshooting queries, performing review activities, and handling external team and custodian inquiries. To be considered for this position, you must hold a Bachelor's degree or equivalent in accounting, finance, economics, or business, along with 5 to 7 years of experience in investment/mutual fund operations or a related field. A strong understanding of Capital Markets and Investment banking is essential for success in this role. The ideal candidate will possess analytical and problem-solving skills, as well as strong interpersonal and communication abilities. You will be required to identify and resolve issues related to client data, trade breaks, and reconciliation breaks. Additionally, you will be responsible for preparing reports, maintaining controls, and interfacing with internal and external teams to obtain information and resolve issues. Your role will also involve strengthening relationships with senior operations staff, IT teams, custodians, and industry contacts. You will need to ensure the accurate and timely completion of accounts, conduct detailed research on breaks, and develop a comprehensive understanding of Principal Global Investors" products, team procedures, and clients" needs. Continuously expanding your knowledge of financial markets, security data, and asset class sensitivities will be crucial in proactively finding efficient solutions to resolve breaks. By participating in available training programs and engaging in ongoing investment activities, you will contribute to the success of the team and the organization.,

As a Valuations, Modelling and Economics Manager at our firm, you will be involved in a variety of engagements within the Strategy and Transaction Service Line (SaT), catering to clients across different sectors such as financial services, energy, utilities, telecommunications, automotive, real estate, and more. Your responsibilities towards clients will encompass various tasks including planning, executing, and managing engagements, nurturing client relationships with key personnel like CFOs and CEOs, preparing and reviewing reports, providing on-the-job training to junior staff, leading engagements by project managing, building client relationships, and finalizing reports, performing detailed reviews, preparing budget and profitability analyses, maintaining client relations, supporting HR processes and business development activities, presenting deliverables at client meetings, assessing internal controls, and contributing to mergers & acquisitions, financial analysis, deal processes, and other related tasks. You will be expected to possess expertise in financial modeling, data analysis, investment strategies, business valuations, negotiations, capital markets, due diligence procedures, project management, and effective communication of engagement issues to senior management. Additionally, collaborating with team members, developing relationships with clients, adhering to risk management protocols, and building a professional network will be key aspects of your role. In terms of qualifications, a degree in Accounting, Finance, Commerce, or a related field along with professional certifications such as Chartered Accountant, CFA, CVA, CA, ACCA, CIMA, or a Master's degree will be advantageous. A minimum of 8 years of relevant work experience, proficiency in English communication, IT skills (Word, Excel, PowerPoint), motivation for a career in professional services, and a proactive, detail-oriented, and quality-focused approach are essential attributes for this role. Working with us will offer you the opportunity to collaborate with a dynamic team, engage in challenging projects with renowned companies, access comprehensive learning and development programs, and receive a competitive remuneration package. We are committed to supporting your personal and professional growth, providing a conducive environment for you to excel, and encouraging you to express your individuality and contribute meaningfully to our global presence. Join us at EY and be part of a culture that values your potential, fosters your development, and empowers you to make a difference in the world of finance and transactions.,

As a Front Office Quantitative Risk Manager/Model Owner at DWS, a publicly listed asset management division of Deutsche Bank, you will be responsible for conducting thorough validations of quantitative models, including financial, statistical, and predictive models. Your primary role involves collaborating closely with investment teams to identify model limitations, assumptions, and potential issues. Additionally, you will liaise with the independent model risk management team to ensure effective model validation activities. Your key responsibilities will also include maintaining comprehensive documentation for all models, such as validation reports, policies, and procedures in alignment with regulatory guidelines, internal policies, and industry best practices. It is essential to keep a record of model changes and version control, and assist in the development and implementation of model governance policies and procedures to enhance model risk management practices. Monitoring model performance, contributing to ongoing model surveillance, and reporting on model drift, validation findings, and recommended actions will be integral parts of your role. To excel in this position, you are required to possess a Bachelor's degree in a quantitative field (e.g., Finance, Mathematics, Statistics, Economics, Engineering) and have three to five years of relevant experience in risk management, model risk management, model validation, or a related role. An advanced degree (Masters or Ph.D), CFA, FRM, or any industry-relevant certifications will be advantageous. Your strong understanding of financial instruments, mathematical modeling, statistical analysis, and relevant programming languages like Python, C++, R, or Matlab will be essential for success in this role. Additionally, proficiency in valuation methods, capital markets, portfolio theory, risk, and return attribution models is expected. As part of the DWS team, you will benefit from best-in-class leave policies, gender-neutral parental leaves, childcare assistance benefits, sponsorship for industry-relevant certifications and education, Employee Assistance Program, comprehensive insurance coverage, health screening, training, coaching, and a culture of continuous learning to support your career growth and development. Embrace the opportunity to work collaboratively, think commercially, and excel in a positive, fair, and inclusive work environment at DWS, where together, we strive for excellence every day.,

You will be leading the team of Broking Risk Management at the Corporate Office. Your primary responsibilities will include the development of a policy framework, processes, and systems for effective risk management of the retail equity broking business. This will involve creating scorecards, metrics, and dashboards to analyze portfolio behavior. You will be in charge of Scrip Profiling, Client Profiling, and Periodic Flushing, as well as monitoring and optimizing Margin utilization. Regular monitoring, tracking, and analysis of the portfolio will be crucial aspects of your role, along with providing regular MIS reports to senior management on aging reports, debit reports, and NLV reports. Supervising and mentoring the risk team to ensure efficient process implementation will also be part of your duties. You will need to liaise with software vendors for system changes/enhancements and collaborate with the business to understand requirements and recommend policy changes to support business needs. Additionally, you will be responsible for resolving all audit-related queries for the department. Ensuring compliance requirements from a risk perspective, such as temporary funding and dealer codes, are reported to the exchange will be a key focus area. Practical knowledge of capital markets, understanding of industry trends, various products, and market segments are essential for this role. A Graduate/Post Graduate with relevant experience in Risk Management from Broking Companies is preferred. This position requires you to work from the office with the job location in Andheri, Mumbai. Candidates must be willing to travel to Andheri regularly to be considered for this role.,

Your role As a master of transactions and an expert in client care, you will play a crucial role in staying informed about the pulse of capital markets. Your responsibilities will include preparing documentation, processing transactions, and conducting tasks related to control and reconciliation. You will monitor and process pending items, rectify discrepancies, and conduct investigations while providing information and composing correspondence. Utilizing technology to enhance efficiencies, you will also apply your knowledge of risks to risk metrics and identify and resolve technical issues with reconciliation tools and file management. Your expertise To excel in this role, you must possess a degree in business and commerce, along with experience in financial services and a strong understanding of securities products, particularly in Corporate Actions and Income processing. Proficiency in Microsoft Excel, PowerPoint, Word, and Outlook is essential. You should be open to change, capable of challenging the status quo with proposals for improvement, and have experience with macros, automation, and robotics. A keen awareness of risks, the ability to escalate issues when necessary, and a willingness to take ownership of tasks are key qualities. Being a team player is also important. You are expected to be dedicated to client service and the timely execution of tasks, motivated, self-directed, and continuously seeking improvement. Fluency in German and English is required, with knowledge of French or Italian being a plus. About Us UBS is the world's largest and the only truly global wealth manager, operating through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. With a presence in more than 50 countries and all major financial centers, UBS stands out for its global reach and expertise. Join us At UBS, we value flexible ways of working and offer various arrangements like part-time, job-sharing, and hybrid working options. Our purpose-led culture and global infrastructure enable us to connect, collaborate, and work together in agile ways to meet our business needs. We believe in the power of our diverse workforce to drive ongoing success and encourage individuals to be part of #teamUBS to make a meaningful impact.,

Job Insights: Help reduce strengthen front to back regulatory control framework by investigating on regulatory incidents, writing incident reports, designing remediations and following-up on actions Preparation of regulatory governance committees including production of KPIs and drafting of governance documentation. Initial focus will be short selling, onboarding of new trading venues and best execution Assess and document APAC regulatory landscape for capital markets activities Assess and challenge the effectiveness of GM control set up against regulatory risks, propose and implement improvements Materialize and maintain the GM control plan from a front to back perspective and perform mapping with Functions Global Control Plan Perform data analysis to assess quality of data feeding regulatory controls Execute regulatory controls and report results in governance documentation Investigate on regulatory breaches identified in controls and follow-up with relevant stakeholders to close findings Working experience: 6+ years of experience in a top tier financial institution in a controls team and/or within the regulatory space (controls officer, regulatory project manager, regulatory governance officer) Experience with Capital markets Demonstrated ability to analyze and solve problems independently and to build quality relationship with stakeholders Experience with drafting and presenting PowerPoint presentation on a regular basis.

Client is a top tier law firm Location : Noida Exp : Minimum 3 years in a corporate law firm Minimum 3 years in Project Finance Looking for candidates from corporate law firms only Also have openings in capital markets Job Profile Should have a strong law firm background. Should be well versed with end to end Projects/ Finance based transactions. Should have strong drafting skills and should be experienced with drafting and negotiating Corporate / Commercial / Financial Agreements, Memorandums and Due Diligence. Should posses good spoken and written English. Should be law graduate/Pg from a premier institute

About this role: Wells Fargo is seeking a Lead Securities Operations Representative In this role, you will: Support overall effectiveness of the team according to plans, monitor daily securities, and cash related production work Supervise daily production activities and staff Guide others on complex production improvement efforts and address procedural impacts Provide back-up for all department functions while providing coaching and feedback to staff Prioritize work and provide daily leadership to teams Contribute to solving corporate governance and address compliance issues for the department Lead the implementation of new or revised processes and procedures Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals Interact with internal customers Receive direction from leaders and exercise independent judgement while developing the knowledge to understand function, policies, procedures, and compliance requirements Required Qualifications: 6+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: 6+ years of securities/Custody/Investment banking experience Understanding of Securities market, preferable US. Proficiency in all or either of tasks like reconciliation, trade settlement, Capital markets etc. Should have very good knowledge on various products like what is a mutual fund, bonds, what is a stock/equity, etc. Attention to detail and comprehension skills Commerce Graduate MBA higher degree in financial field. Perform Reconciliation of advisory accounts and ensure accurate maintenance on the systems by adhering to the agreed service levels. Understanding the products and severity of the process which involves dealing with highly sensitive accounts. Additional functions of receiving notifications of deposits and/or withdrawals of cash and securities. Handling escalated requests requiring clarification & research to provide an accurate resolution. Liaising with Money managers regarding trade specifications for any corrections or exceptions. Interaction with Financial Advisors, Investment Managers, Business counterparts to gather process/product related information. Regular connects with team to bridge process gaps, ensure procedures are up to date, ensure synergy within team members. Act as a SME to the process, guide the peers and team to provide any assistance needed. Supervise the team and ensure no breaches on SLA and quality. Support management with administrative activities, like metrics, pulse of team, assignment of tasks. Support and Train new joiners existing team members. Contribute towards process efficiencies, like simplification or enhancement. Contribute towards mitigating risk in process by implementing effective controls. Job Expectations: Candidate should have good accounting Knowledge Excellent problem solving and analytical skills and numerical skills Effective Communication and Presentation Desirable to have experience of interacting with US counterparts. Working Hours: 6:30pm to 3:30am

The ideal candidate will be responsible for developing high-quality applications. They will also be responsible for designing and implementing testable and scalable code. You will be a Senior Developer responsible for developing new software products and enhancements to existing products. You should excel in working with large-scale applications and frameworks and have outstanding communication and leadership skills. Position: Senior C++ Developer Location: Noida, (UP) / Bangalore, (KA) / Pune (MH) *Note - This is a Hybrid role, 3 days from the Office and 2 Days WFH Responsibilities Undertake BAU enhancements to support automation systems and tools to support Rates & Credit Trading and Sales in algorithmic trading, order management automation, and efficient hedging, for use in electronic workflow. Understand existing systems and elevate them to a scalable architecture with minimal disruption to business. Adhering to good design principles and developing reusable components. Develop, test, deploy, and support the evolving eTrading pricing and Algo computing. Technical Skills & Qualifications 9+ years of experience in C++ development including Multi-threading. Thorough knowledge of the standard library, STL containers, and algorithms. Good understanding of memory management in non-garbage collected environments. Understanding of dynamic polymorphism and C++ specific notions, such as friend classes. Working experience with Modern C++ (C++11/14/17). Deep understanding of Data Structures and Algorithms. Experience working with Linux, Git, CI/CD, and CMake. Knowledge of Fixed-income products like US government bonds, Credit Bonds, Swaps, and Derivates. Bachelor of Science in Computer Science or an equivalent combination of education and experience. Excellent written and verbal communication skills.

JOB DESCRIPTION Job Specifications Role Designation: Analyst / Senior Analyst / Associate/ Sr Associate (Depending on the experience) Location: Mumbai Job Purpose The ECM team member plays a critical role within the Equity Capital Markets team, supporting the origination and execution of equity transactions such as Initial Public Offerings (IPOs), Follow-on Public Offers (FPOs), Qualified Institutional Placements (QIPs), rights issues, and block deals. The role requires strong financial and analytical capabilities, familiarity with capital markets regulations, and the ability to manage complex projects across multiple stakeholders. The ideal candidate should be adept at preparing investor-facing materials, coordinating regulatory processes, and contributing to high-quality execution outcomes. Key Deliverables 1) Lead and support the end-to-end execution of ECM transactions including IPOs, FPOs, QIPs, rights issues, and private placements. 2) Collaborate with internal and external stakeholders including clients, legal advisors, auditors, regulators, and merchant banking partners to ensure seamless execution. 3) Prepare pitch presentations, deal collaterals, and roadshow presentations tailored to institutional and retail investors. 4) Build, refine, and maintain detailed financial models to support valuation analysis, pricing decisions, and transaction structuring. 5) Conduct in-depth financial analysis and benchmarking of client and peer companies. 6) Draft and review key transaction documents including offer documents, term sheets, information memoranda, and investor presentations. 7) Support due diligence processes, coordinating inputs from various advisors and compiling diligence reports. 8) Liaise with the legal and compliance teams to ensure adherence to regulatory guidelines throughout the transaction lifecycle. 9) Ensure that all execution activities comply with SEBI regulations, stock exchange requirements, and internal risk policies. 10) Provide real-time updates and support to clients during the execution phase; address client queries and participate in regular status meetings. 11) Track market conditions, investor appetite, and regulatory changes impacting ECM activity; share insights with internal teams and clients. 12) Prepare internal reports and external communications including transaction updates, investor materials, and marketing decks. 13) Recommend and implement improvements in execution workflows to enhance process efficiency and accuracy. 14) Maintain a high standard of quality and professionalism across all deliverables. 15) Work closely with legal and compliance teams to address any regulatory issues that arise. 16) Maintain up-to-date knowledge of relevant regulations and industry standards. 17) Identify opportunities to enhance execution processes and improve efficiency. 18) Implement best practices and maintain high standards of execution quality. 19) Continuously evaluate and refine execution strategies. Role Requirements Educational Qualifications: MBA / Chartered Accountant (CA) / CFA Certifications: NISM Series IX (Merchant Banking) Certification preferrable (mandatory within 3 months of joining) Experience: Upto 3 years of relevant experience in investment banking, with a focus on ECM transaction execution. Domain Expertise Comprehensive understanding of capital market products, regulations, and transaction structures Strong grasp of valuation methodologies and hands-on experience in financial modeling Experience in drafting investor presentations and roadshow materials Familiarity with SEBI regulations and documentation processes Ability to manage regulatory coordination, including liaison with compliance and legal functions