819 Risk Control Jobs - Page 4

Project description CISO organization plays a leading role in ensuring cyber and information security for our clients, employees and data and also manages the Group Operations and Technology (GOTO) risk and group strategies combined firm. Responsibilities The role involves review of exception request for Information security controls to ensure all required information is obtained and risk documented and assessed. Further on remediation actions are to be investigated and proposed. The person will need to develop and maintain an effective network of relationships with stakeholders and control functions involved in risk assessment and will draft the findings of the risk analysis and risk assess...

Head Surveillance (Authorized Person Monitoring) Location - Malad Designation - AVP & Above Role Objective: To lead and manage a robust surveillance framework for monitoring activities of Authorised Persons (APs) across the broking ecosystem, with a focus on proactive risk controls, compliance with SEBI/Exchange regulations, periodic audits, and actionable enforcement of surveillance findings. 1. Surveillance Framework Design & Execution Develop and implement a comprehensive surveillance program for APs, aligned with SEBI/Exchange guidelines and internal risk appetite. Define KPIs and risk flags to proactively monitor unusual trading patterns, volume spikes, clientAP linkage anomalies, or po...

Work Area : Governance, Risk Control taking about 60-70% of the time and 30-40% of the time devoted in the area of Business Analysts (Performance review MIS) Internal Audit Internal Control:

The Manager - Business Controls plays a critical role in enforcing internal controls, ensuring compliance, improving operational efficiency, and minimising risk across all business units. The role is pivotal in auditing, monitoring SOP adherence, and reporting control lapses to senior leadership. Key Responsibilities: Internal Controls & Audits Conduct quarterly Internal Control Testing aligned with SOPs across multiple functions. Define sampling methodology based on process frequency (daily, weekly, monthly, quarterly). Analyze operational and financial risks and enforce compliance mechanisms. Collaborate with function heads to implement corrective action plans and process improvements. Pub...

Description Amazon Web Services (AWS) India is rapidly expanding its presence in Ficial Services AWS offers global public cloud offerings with a diversity of GRC/Compliance programs and attestations to enable our customer base AWS India Pvt Ltd is looking for independent, passionate, and deeply experienced professionals from the Ficial Services industry to provide thought leadership in assisting ficial institutions to move regulated workloads and data into the cloud by addressing their specific security, regulatory, compliance and goverce requirements, This key position values specialized experience of supporting ficial services sector compliance efforts and will this role will have high vis...

Description Amazon Web Services (AWS) India is rapidly expanding its presence in Ficial Services AWS offers global public cloud offerings with a diversity of GRC/Compliance programs and attestations to enable our customer base AWS India Pvt Ltd is looking for independent, passionate, and deeply experienced professionals from the Ficial Services industry to provide thought leadership in assisting ficial institutions to move regulated workloads and data into the cloud by addressing their specific security, regulatory, compliance and goverce requirements, This key position values specialized experience of supporting ficial services sector compliance efforts and will this role will have high vis...

Job Description: As a candidate for this role, you will be responsible for handling four broad areas of responsibilities which include Accounting, Governance & Control, Risk Management, and Process Improvement & Digitisation. Candidates with experience in all these areas will be preferred. You must have the ability to independently manage book closure and finalisation of Books of Accounts, as well as experience in Internal Control and handling Audit. Proficiency in Excel and PowerPoint skills is essential for this role. Key Responsibilities: - Monthly, Quarterly, and Yearly closure of Books of Accounts: - Manage the month-end and year-end closure processes, including the preparation of finan...

Analyst Enterprise Risk Management (First Line of Defense) ITGC Testing Role Overview We are looking for a motivated professional to join the Enterprise Risk Management (ERM) First Line of Defense team in the role of ITGC Testing Analyst . This role will be responsible for testing and assessing IT General Controls (ITGCs) across critical domains such as IT Governance, Network Configuration, Data Management, Data Governance, and Vulnerability & Patch Management. The role ensures that IT systems, processes, and controls are compliant, secure, and resilient. Key Responsibilities Perform control testing of IT General Controls (ITGCs) in areas including: IT Governance & Risk Management Network Co...

Conduct risk-based internal audits across various departments and business functions to evaluate the adequacy and effectiveness of internal controls. Perform control testing and walkthroughs to identify design and operational inefficiencies. Required Candidate profile Internal controls, especially relevant to cost control, material management&compliance with standard operating procedures Review&test operational&financial controls with manufacturing plant

Assist in conducting internal audits of financial transactions, records, and systems Support in evaluating internal controls, risk management processes, and compliance frameworks Perform testing of accounting entries, reconciliations, & documentation Required Candidate profile Identify gaps, deviations, and opportunities for process improvements Support the audit team in following up on the implementation of corrective actions

Job Purpose (In a brief, specific one or two-sentence statement, answer the questions: Why does this position exist and What is it expected to accomplish) Responsible for governance, risk control, reporting of Market risk of the bank. Key Accountabilities (List the expected end results or KPIs that the job holder is expected to achieve for this job. Do not list more than 5) Market Risk governance, policy formulation/refinements and risk control in line with the Bank's risk appetite and regulatory framework Ensure adherence to various market risk metrics Coordinate with different stakeholders in the Bank and at HO to ensure market risk governance and control Coordinate with auditors and ensur...

Role & responsibilities: Outline the day-to-day responsibilities for this role. Qualification: CA Experience: 8+ years post qualification experience. Candidates preferably with Aviation Background or from Big 4 only. Job Description Excellence in managing large internal audits, Compliance and Risk Management team Manage annual and quarterly audit scheduling based on a Company-wide risk assessment and interaction with senior management. Should possess a thorough understanding of business processes; auditing standards and related risk & control framework. Proves track record of devising & effectuating risk policies, managing risk and implementing effective mechanism to mitigate the same. Imple...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: BE Years of Experience: 3 to 5 years Language - Ability: English(International) - Advanced What would you do? "1. Prioritize controls and assist in Audit Planning 2. Perform compliance reviews, enterprise security audits( both application and infrastructure) which involves a.Verify IT General, application and cyber security controls to ensure effective delivery of functional processes within operations to mitigate risks. b.Verify technology risk management processes, application development and deployment processes, database management, vendor management, etc., c.Publish ...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Senior Analyst Qualifications: BE Years of Experience: 5 to 8 years What would you do? This role is responsible for evaluating the information technology systems and processes within an organization to ensure compliance with industry standards, regulations, and best practices. This position plays a critical role in assessing the effectiveness of IT controls, identifying potential risks and vulnerabilities, and recommending improvements to enhance the security and efficiency of IT operations.Looking for someone with SOX testing experience.Conduct testing tasks within Agile models and integration ...

To play a key contributor role in supporting analytics activities in the organization across functions, namely Collection, Credit, Business and Risk Management. Facilitate providing insights on numerous Key Performance Indicators (KPIs) to senior management. Have ability to translate data to support data-based decision making. To monitor and identify portfolio trends at branch, state and sub-product level which would translate into pre-emptive action in changes in policy. Create models to segment customer and assist in improvising portfolio quality. Responsible for identifying early trends in portfolio and sharing the insight with stakeholders in a timely and periodic manner Publishing month...

As a Project Manager at Indegene, you will play a crucial role in liaising with internal and external stakeholders to establish and maintain processes for managing project scope, setting quality and performance standards, and assessing risks. Your responsibilities will include: - Assisting in defining project scope and objectives, involving all relevant stakeholders, and ensuring technical feasibility. - Developing a detailed project plan to monitor and track progress. - Coordinating internal resources and third parties/vendors for the flawless execution of the project. - Ensuring resource availability and allocation, delivering the project on time and within scope. - Managing changes to pro...

Join us as a Risk Control Analyst" at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. you'll harness cutting-edge technology to revolutionise our digital offerings, ensuring unapparelled customer experiences. You may be assessed on the key critical skills relevant for success in role, such as experience with, skills to meet business requirement as we'll as job-specific skillsets. Basic/ Essential Qualifications: Identify and support improvements in risk awareness and control performance via controls assurance undertaken. Complete Design Effectiveness Assessments (DEA) of controls to ensure they have been designed effectively and com...

Overview: The Operations Compliance Specialist will play a critical role in supporting the compliance and risk management functions of the organization, with a particular focus on insurance operations. This role involves ensuring that the company adheres to relevant regulatory requirements, industry standards, and internal policies while optimizing compliance processes. The ideal candidate will have experience in the insurance industry, strong knowledge of risk management principles, and a meticulous approach to managing compliance operations. Key Responsibilities: - Compliance Oversight: - Monitor and enforce compliance with applicable insurance regulations, industry standards, and company ...

Role & responsibilities Fraud Identification & Control (Pre and post approval) Verify loan documents through empaneled agencies to curtail fraud at entry level. Ensure sampling effectiveness in order to control application fraud. Ensure background / profile checks on profile of customer / various agencies through market intelligence/feedback. Handle fraud detection and investigation by empaneling good agencies with the relevant experience and expertise to handle such cases, ensuring proper SLAs with the agencies. Prepare a corrective action plan based on the intensity of fraud penalizing the customer / channel/ associate involved in committing the fraud. Ensure corrective action and set poli...

As a QA & Governance Analyst at Barclays, you will play a crucial role in supporting the successful delivery of Location Strategy projects by ensuring they meet planned budgets and quality standards. You will be at the forefront of driving innovation and excellence in the digital landscape, utilizing cutting-edge technology to enhance our digital offerings and provide exceptional customer experiences. Key Responsibilities: - Suggest and implement operational process improvements to enhance services for stakeholders and improve efficiency. - Communicate effectively with all levels of stakeholders, including senior management. - Utilize Microsoft Office tools extensively. - Influence and negot...

Role & responsibilities Preferred candidate profile

Job Title - Divisional Risk and Control Specialist, Associate Location - Pune , India Role Description The Divisional Risk and Control Specialist Documentation Analyst is responsible for delivering specific aspects of the risk and control strategy for a sub-division. This includes reviewing, mining, enriching controls data and documentation for management of key control inventory. Understanding operational processes for monitoring risk and control activities, designing of key controls and risk-based control reporting of key issues, performance, and validation of cyclical activities such as certification and annual control self-assessments. It would also include, control assurance, incident r...

Responsibilities Experience 8+ years | Location Bangalore Role Overview Support the First Line of Defense by driving effective risk and control management across business units, while strengthening governance and resilience practices. Core Responsibilities Lead Risk & Control SelfAssessments (RCSAs), thematic reviews, and issue remediation. Monitor and report on emerging risks, KRIs, and incidents. Partner with business leaders to strengthen governance, regulatory readiness, and risk culture. Support operational resilience, including service mapping, continuity planning, and scenario testing. Mandatory Skill sets Internal audit Risk control Preferred skill sets First line of defense Years of...

Key responsibilities Validate ITGC evidence across access, change, and operational control areas using QA checklists Support control owners in preparing audit-ready documentation, ensuring clarity and completeness Maintain centralized repositories and trackers (e.g. SharePoint, Teams) to ensure document version control Identify documentation gaps and inconsistencies, escalating to the Senior Manager where necessary Participate in audit walkthroughs and help prepare supporting documentation Assist in user access reviews, control testing activities, and incident log validations Contribute to QA training guides, awareness material, and document templates Support coordination with second-line (R...

What you will do Role Description: The role is responsible for identifying, analyzing, and mitigating IT-related risks to the organization. This role will involve working closely with various departments to ensure that risk controls are in place, policies are adhered to, and security standards are met. The IT Risk Analyst will assist in developing and maintaining risk management frameworks, performing assessments, and supporting regulatory compliance efforts. Roles & Responsibilities: Risk Identification and Assessment : Conduct risk assessments to identify vulnerabilities in IT systems, processes, and policies. Assist in the identification and evaluation of risks associated with third-party...