1003 Risk Control Jobs

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Loans- Associate Process Manager-Responsibilities Assisting analysts/senior analysts with query resolution & exceptions Client Management establish self as a valued partner and work close...

ing for Qualified CA's as Internal Auditor - Navi Mumbai/Jamshedpur Notice Period : Max 30 days Job Description: Conduct comprehensive internal audits across various departments to assess the effectiveness of internal controls and identify areas of risk . Develop audit plans, programs, and procedures based on risk assessments and organizational priorities Perform detailed testing of financial transactions, operational processes, and compliance with policies and procedures Identify control weaknesses, inefficiencies, and areas for improvement, and provide practical recommendations to management Candidates with minimum 2 years of experience in process audit and who can join in 30 day only appl...

Roles and Responsibility Develop and implement effective regulatory compliance strategies to ensure adherence to industry standards. Collaborate with cross-functional teams to identify and mitigate regulatory risks. Conduct thorough analysis of regulatory requirements and provide guidance on compliance matters. Manage and maintain accurate records of regulatory interactions and submissions. Stay up-to-date with changes in regulatory requirements and implement necessary updates. Provide training and support to team members on regulatory compliance matters. Job Requirements Strong knowledge of regulatory compliance principles and practices. Excellent analytical and problem-solving skills. Abil...

Role Purpose The purpose of the role is to analyse security requirements and design security solutions towards protecting organizations security assets Do 1. Analyse Risk and Compliance assurance to protect sensitive information Identify Risk and compliance issues at all levels as per the updates Analyse common compliance frameworks and ensure policies, processes and standards are in place Perform quarterly audit, sample testing and report risks Communicate assurance findings to the clients in a timely manner Monitor remediation on assurance findings and ensure closure of all open points Ensure all required controls are implemented, documented and monitored so as to ensure full audit complia...

Key Responsibilities Credit Risk & Underwriting Work on credit appraisals for mid-market corporates and financial institutions analysing financial statements, cash flows, business models, and management quality. Draft credit notes, rating rationales, and detailed risk assessments. Participate in client meetings, due diligence, and industry/peer benchmarking. Partner with business teams to evaluate deal structures, covenants, and risk mitigants. Portfolio & Sector Risk Track portfolio health through exposure analytics, rating changes, and early warning indicators (EWI). Assist in building sectoral risk frameworks by analysing macro and micro trends. Contribute to stress testing, scenario mode...

GRC/IRM Tech Lead Job Title : GRC/IRM Tech Lead Experience : 7-10 years Location : Pune, India (Remote-hybrid as per project need) Job Overview : Lead delivery of ServiceNow IRM/GRC including Policy & Compliance, Risk, Issues, Third-Party Risk, and Audit, ensuring alignment to regulatory frameworks and enterprise controls. Key Responsibilities Own IRM solution design: profiles, risk statements, controls, indicators (KRI/KCI), assessments, workflows Implement attestations, control testing, issues/exception handling, risk scoring models Configure integrations for evidence collection and continuous monitoring via IntegrationHub/MID Define access controls and data segregation by BU/geo Build das...

In person Drive in Pune on 13th-Dec Internal Controls / Operational Risk/RCSA Roles in Pune Were thrilled to announce openings for Internal Controls and Operational Risk roles within the Financial Services sector at our Pune and Chennai offices. Candidates with GCC experience are preferred. What Youll Do: • Execute controls documentation, assessment, monitoring, and reporting activities to ensure compliance with internal standards and regulatory requirements • Perform operational risk and non-financial risk assessments, identifying gaps and implementing remediation plans • Support governance activities, including risk control oversight, issue management, and timely escalation of control fail...

MitKat Advisory is a global risk consultancy enabling sustainable resilience by pre-empting and managing operational risks. Through our near real-time risk intelligence platform, datasurfr.ai, and deep expertise in security consulting, design, and embedded services, we support leading organisations worldwide in safeguarding operations and ensuring continuity.Our ambition: Enable C-suites to act faster, smarter, and with absolute confidence driving rapid digital transformation in risk management. Job Description Design and implement control framework for Admin Functions as a whole. Responsible for designing Risk mapping files as per Group Control guidelines for all the work streams of Admin f...

About Business Advisory Services: Leveraging our global expertise and experience, our team of subject matter experts and industry professionals work across sectors and industries to help our clients respond to the changing business environment. With deep analytic skills and state-of-the art technologies, our professionals deliver customized and innovative solutions to clients across geographies. We at BDO aid in sourcing independent findings on key aspects of operations with an increased focus on corporate governance and risk management services. Our team works with clients proactively to manage risk through the creation of sound internal controls. Core Risk Advisory Roles & Responsibilities...

Purpose/Objective The Strata Monitoring officer ensures the stability of geological formations within the mine, maintaining safety through regular assessment and data analysis. Key Responsibilities of Role Strata Monitoring - UG Coal Mining Monitoring Systems: Installation: Install and maintain strata monitoring equipment such as extensometers, convergence meters, and borehole pressure cells to detect ground movement and stress changes. Data Collection: Regularly collect and analyze data on ground movement to identify potential risks and take proactive measures. Risk Assessment: Hazard Identification: Conduct risk assessments based on monitoring data to identify and mitigate potential hazard...

Minimum of 2 years to 7 years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry. Ability to identify, measure, and manage key risks and controls. Strong knowledge in the development and execution for controls. Proven experience in control related functions in the financial industry. Proven experience in implementing sustainable solutions and improving processes. Understanding of compliance laws, rules, regulations, and best practices. Strong analytical skills to evaluate complex risk and control activities and processes. Strong verbal and written communication skills, with a demonstrated ability to engage at...

Role & Responsibilities Translate verbally described business processes into process maps using Visio and/or Excel templates. Take detailed notes during meetings and follow up on action items. Draft risk statements and document control descriptions accurately. Provide overall support to project execution and audit activities. Assist in implementing Risk Control Self Assessment (RCSA) procedures and maintain related documentation. Support the identification, assessment, and mitigation of operational and process risks.

Job description Job Role: Team Member (Reviewer /Analyst) Transaction/Fraud Monitoring Monitoring of transactions & alerts online / real time for fraud detection and prevention. Detection and prevention of fraud on through account transaction monitoring and quick decision on alerts to reduce the financial losses to customer. Optimum use of fraud monitoring system/tools, Finacle and Dotnet. Out calling the customers on real time for confirmation of transactions & blocking the channels and marking debit freeze on accounts instantly. Preparation of various MIS which includes updation of daily tracker, collation of monthly MIS, Team activity MIS. Act on mails sent by branches for closure of aler...

Join us as an Electronic Trading Risk & Control Manager, VP Well look to you to provide electronic trading risk subject matter expertise to enable the oversight and enhancement of the global risk and control framework Youll review and assess adherence to the relevant electronic trading policies This is a prominent role at vice president level, in which your ability to develop stakeholder relationships will be as important as your risk management skills We're offering this role at vice president level What you'll do In this role, youll run and improve the three electronic trading control lifecycles, including the algorithm lifecycle, the automated control lifecycle, and the e-platform lifecyc...

DEPARTMENT: Risk Containment Unit SCOPE OF TRAVEL: Low KEY STAKEHOLDERS (INTERNAL): Credit KEY STAKEHOLDERS (EXTERNAL): Team, RCU Team RCU Vendors JOB OVERVIEW: The RCU Officer will be responsible for managing and maintaining MIS data, case reporting, and vendor coordination within the Risk Control Unit The role involves overseeing data accuracy, ensuring timely reporting, and handling vendor and sampler management processes to strengthen the risk assessment framework REPORTING STRUCTURE: Reports to State RCU Head QUALIFICATION: A bachelor's degree in a relevant field SKILLS AND COMPETENCIES: Proficiency in MIS management and data analysis Experience in RCU operations, fraud detection, and c...

Professional expertise in conducting Internal Audit and IFC testing Report drafting, Stakeholder management skills Analytical Skills Regulatory Knowledge Team player Perform Thematic Audits to assess adherence to established policies and procedures across various operational areas Develop Risk Control Matrices (RCMs) tailored to corporate functions to identify potential risks and implement effective controls FUNCTION: Internal Audit DEPARTMENT: Internal Audit SCOPE OF TRAVEL: High KEY STAKEHOLDERS (INTERNAL): Internal Audit team KEY STAKEHOLDERS (EXTERNAL): All Functions JOB OVERVIEW: Conducting Internal Audits of various Functions and IFC testing and preparing reports REPORTING STRUCTURE: R...

We are looking for a skilled professional to join our team as an Assistant Manager in the Institutional Fraud Risk Control Unit. The ideal candidate will have a strong background in fraud risk control and institutional settings, with excellent analytical and problem-solving skills. Roles and Responsibility Develop and implement effective fraud risk control strategies to minimize losses. Conduct thorough analysis of fraud trends and patterns to identify areas of improvement. Collaborate with cross-functional teams to design and implement new fraud prevention measures. Monitor and report on key performance indicators related to fraud reduction. Provide expert guidance on fraud-related matters ...

Job Description & Summary At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively. In regulatory risk compliance at PwC, you will focus on confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and help clients navigate complex regulatory landscapes. Why PWC At PwC, you will be part of a vibrant community of solvers that leads with trust and creates distinctive outcomes for our clients and commun...

Key Responsibilities : Conduct Quality Audits and Survey Quality Audits to ensure compliance with set standards. Perform detailed fact-finding, documenting, and reporting to management. Ensure compliance assurance by scrutinizing RM (Relationship Manager) conduct at the household level. Identify and mitigate risks in processes and operations, ensuring risk mitigation and compliance. Detect and prevent fraud in field activities. Uncover and report SOP non-compliances to enhance operational efficiency . Identify and document external infiltration or intrusion attempts. Requirements : Minimum 3 -4 years of experience in the same background. Strong knowledge of auditing processes and compliance ...

In this role as a Network Engineering Senior Manager at Wells Fargo, you will be responsible for managing and developing teams of individual contributors and managers in roles related to Network Operations. You will provide overall expertise in network operations functions and collaborate with network engineers and the Information Technology Team to design and implement the company's network infrastructure. Your responsibilities will also include hiring, developing, and retaining highly responsive and customer-focused engineers, engaging and influencing stakeholders, and identifying opportunities for process improvement and risk control development. Additionally, you will manage the network,...

Join us as a Risk & Control Analyst at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionise our digital offerings, ensuring unapparelled customer experiences. You may be assessed on the key critical skills relevant for success in role, such as experience with, skills to meet business requirement as well as job-specific skillsets. To be successful as a Risk & Control Analyst, you should have experience with: Basic/ Essential Qualifications Identify and support improvements in risk awareness and control performance via controls assurance undertaken. Complete Design Effectiveness Asses...

As a Lead of a result-oriented team, you will be responsible for managing the Area Profitability and ensuring high-quality service and Customer Relationship Management. Your key responsibilities will include: - Maintaining desired portfolio quality for the specific Area assigned to you - Owning overall branch objectives and branch supervision - Ensuring the achievement of overall branch targets by generating business through your team - Effectively managing Customer Grievances by ensuring triggers to the appropriate authority - Providing support for product launches and championing new sales initiatives - Ensuring operations, risk control, and process adherence at branches - Maintaining bran...

This job description outlines the role of someone on an Agile internal control team at Ford Motor Company. The core responsibilities revolve around identifying and mitigating risks, ensuring compliance, and improving internal processes. This involves a blend of hands-on control testing, analysis, communication, and project management. The individual will use "Smart reviews" (likely a proprietary methodology) to assess processes, pinpoint weaknesses, and suggest improvements. Theyll work across different departments and globally, collaborating to implement solutions and keep documentation (process narratives and risk control matrices) up-to-date CA, ICWA, CIA with 1-2 years of experience Shou...

Role & responsibilities Managing entire RCU activities for the assigned state. • Undertake risk control, Fraud Control (FCU/RCU), Investigations & Field Verifications activities in the allocated area. • Pre-disbursement sample verification for checking authenticity of documents. • Post-disbursement sample checking through borrower visits. • Regularly monitoring RCU agencies. • Co-ordinate with the location teams for any FCU related issues like fraud rackets, internal frauds, investigation of linked locations. • Ensuring that the risk of various processes being outsourced to DSAs & CPAs is mitigated • Maintaining and sharing of MIS at approved intervals. • Ensure sanctity of Data reported. • ...

About this role: Wells Fargo is seeking a Senior Compliance Specialist In this role, you will: Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements Oversee the Front Line's execution and challenges appropriately on compliance related decisions Provide oversight and monitoring of risk-based compliance programs Develop and oversee standards Provide subject matter expertise with comprehensive knowledge of business and functional area Provide compliance risk expertise and consulting for projects and initiatives with moderate risk for a business line or functional area Monitor reportin...