819 Risk Control Jobs - Page 5

Position Overview Job Title: DWS- TPG Securities, Associate Location: Bangalore, India Role Description Who are we : DWS is a Global Asset Manager providing a range of traditional and alternative investment capabilities. Building on more than 60 years of experience, we have a reputation for excellence in Germany, Europe, Americas & Asia. DWS is recognized by clients globally as a trusted source for integrated investment solutions, stability, and innovation across a full spectrum of investment disciplines. Overview of role : Transaction Processing Group provides the Operational Support for the Investments made by DWS on behalf of clients. We support clients across the globe investing in globa...

Role & responsibilities We are a rapidly growing 140-member business consulting practice focused on FS (mainly asset management and insurance sectors but not including banks). We perform a variety of internal audit and other risk advisory engagements such as SOX/ IFC/ ICFR, risk management (ERM/ ORM), process reviews / standard operating procedures (SOP), data analytics and other governance, risk & compliance (GRC) engagements for large global and Indian clients. The current role requires executing internal audit and other risk consulting engagements for asset managers or reviewing investment processes for insurance companies. As part of the role, the candidate is expected to: Perform end-to...

Join us as a Risk & Control Analyst" at Barclays, where youll spearhead the evolution of our digital landscape, driving innovation and excellence. Youll harness cutting-edge technology to revolutionise our digital offerings, ensuring unapparelled customer experiences. You may be assessed on the key critical skills relevant for success in role, such as experience with, skills to meet business requirement as well as job-specific skillsets. To be successful as a Risk & Control Analyst", you should have experience with: Basic/ Essential Qualifications: Identify and support improvements in risk awareness and control performance via controls assurance undertaken. Complete Design Effectiveness Asse...

Process :IC & SOX/Audit/CNC Exp : Fresher Location : Pune Shift : Rotational Night sift Included Package : 10LPA Cab : Provided Bhuvana bhuvana@jobseeks4u.com

Role & responsibilities Risk Investigator Associates are ambassadors who earn customer loyalty by delivering personalized, convenient, and secure service. They maintain a high-quality customer experience through a customer-centric approach and take ownership of risk mitigation, complying with various regulations and policies to ensure timely delivery of customer transactions. Risk Investigator Associate acts as a first point of contact ensuring a high-quality, secure, and customer-centric experience while mitigating risks and ensuring compliance. Review transactions and all available information to understand our customers while respecting all identities. Make customer-centric decisions and ...

Key Responsibilities: Plan and conduct regular Fraud Risk Assessment and assess risks to determine the Fraud Risk Profile Identify the potential Fraud risks and suggest appropriate controls for the same Evaluate outcomes using risk based approach and adapt activities to improve FRM Follow the Fraud reporting process and coordinated approach to investigation and corrective action Adhere the Fraud Risk Assessment Checklist to conduct Fraud Risk Assessment Deploy preventive and detective Fraud Control activities Establish a Fraud Risk Management Policy as part of governance Prepare and deliver anti-fraud training materials Conduct Review Meetings with Project Teams on various Risk Management In...

As an Institutional Investment Operations Manager at Wells Fargo, you will have a senior management position within the Client Data team, overseeing Account Opening and Maintenance functions for various business products. Your responsibilities will include leading client data activities, such as account set-ups, reference data maintenance, off-boarding, and new business/policy implementation. You will be the primary point of contact for escalations, operations, business, and regulatory initiatives, collaborating with global business, operations, compliance, and legal counterparts to ensure transparency and partnership. Key Responsibilities: - Manage and develop a team of individual contribut...

We have 2 roles (opportunity) for Regional Risk Manager. One for EMEA & One for America. Therefore, working hours will be accordingly. For now, work is 100% hybrid and from Jan 2, once the GCC setup is ready, the role will become 50% hybrid as the work location will be Gurgaon i.e. work from office. Our client is British MNC with over 7000 global workforces, setting its GCC in India. The position will report to Head Risk & Business Continuity. Role & responsibilities As a Risk Manager, you will be responsible for identifying, assessing, and reporting risk across operational, financial, compliance, IT and strategic areas. The role supports mitigation planning, incident analysis, integration o...

Associate Analyst, Risk Management The role of the Conflicts sub-function in RMS is to identify and address potential conflicts of interest of new or existing engagements. The opportunity This opportunity will enable the professional to help the firm and its client serving professionals in making right decisions with respect to engagement acceptance, in sync with EY internal compliance policies and regulatory framework. This role will assist in evaluating the risks associated with each engagement and suggest ways to mitigate them. As a conflicts management professional, this opportunity enables to assesses internal EY relationships with the parties involved and provides safeguards to address...

Conduct comprehensive risk assessments by analysing financial data, market trends & operational processes. Evaluate credit risk, market risk, operational risk, and other relevant risk factors. Interpret & analyse large datasets to identify patterns.

Kotak Mahindra Bank Limited is looking for Credit Analyst-SUPPORT SERVICES-Credit to join our dynamic team and embark on a rewarding career journey Review credit applications and perform credit checks Structure deals and perform risk assessments Draft models of credit information that predict trends and patterns Assessing, analysing and interpreting complicated financial information Undertaking risk analysis by developing statistical modelsProficient in Microsoft Office Advanced Excel skills Disclaimer: This job description has been sourced from a public domain and may have been modified by Naukri.com to improve clarity for our users. We encourage job seekers to verify all details directly w...

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measuresTo coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closure To effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trendsLearning and ground sensing to be shared with the stakeholders for root cause analysis AccountabilityEffective use of risk agency network and ensuring closure of cases within stipulated timelines wit...

Key Skills Settlement Operations Expertise : Strong knowledge of end-to-end settlement processes across equity, derivatives, currency, debt, and mutual funds. Regulatory Compliance : Deep understanding of SEBI, NSE, BSE, NSDL, CDSL regulations and compliance requirements. Depository & Clearing Systems : Experience in NSDL/CDSL operations, clearing corporations (NCL/ICCL), and settlement systems. Risk Management & Controls : Ability to identify operational risks, implement SOPs/SLAs, and drive automation and process standardization. Audit & Reporting : Skilled in handling regulatory audits, inspections, and reporting requirements. Technology & Process Improvement : Proficiency in back-office ...

About this role: Wells Fargo is seeking a Lending Operations Manager. In this role, you will: Manage the activities of a Loan Production, Loan Servicing, and Commercial or Real Estate Construction Loan team responsible for loan processing, documentation, pre-closing or closing tasks, loan monitoring, loan servicing, or underwriting activities Engage stakeholders and internal partners associated with the Lending Operations functional area Identify and recommend opportunities for process improvement and risk control development within Lending Operations functional area Participate in the formulation and implementation of new and revised systems, policies, and guidelines Oversee implementation ...

Role Overview: As an Area Manager- RCU in the Retail Banking unit, you will be responsible for managing the Risk Control activities across all products within the assigned area. Your main tasks will include evaluating business processes, analyzing critical MIS reports, conducting fraud investigations, and implementing fraud control measures to minimize losses. Key Responsibilities: - Manage the entire RCU activities for the allocated area - Supervise risk control, Fraud Control, Investigations & Field Verifications activities - Verify pre-disbursement samples to check the authenticity of documents - Conduct post-disbursement sample checking through borrower visits - Monitor RCU agencies regu...

Shift Timings- 3 pm 12 am Department: Enterprise Risk Management Role Summary: We are seeking a highly skilled Operations Control Testing Specialist with at least 2-10 years of experience in Enterprise Risk Management (ERM) to lead and execute control testing activities across critical operational processes. The role requires expertise in Risk and Control Self-Assessments (RCSA) and a strong understanding of processes in the following portfolios: Wires ACH (Automated Clearing House) Digital Banking Cash Management/Transaction Banking Customer Service Center This role plays a critical part in ensuring operational effectiveness, mitigating risks, and adhering to regulatory requirements within ...

Managing the Fraud Transaction monitoring team, part of Tide s first line of defence Working alongside the wider Ongoing Monitoring team on setting targets, building processes, optimising workflows and procedures Managing the workflow and workload (including targets) for the teams through effective communication and setting priorities Responsible for managing resources, including budgeting and resource allocation Overseeing the adequate implementation of Tide s policies and procedures ensuring strict adherence to FCA s requirements Collaborating with Tide s second line functions on improving the firm s fraud prevention controls Representing your area in front of different stakeholders, inclu...

You are a strategic partner passionate about optimizing business performance and driving key initiatives. You have found the right team. As a Business Manager in our Business Management team, you will spend each day acting as a trusted advisor and counterweight to Business and Group Heads, identifying, escalating, and mitigating business risks. The role is dynamic and adapts to the priorities of different lines of business, ensuring you make a meaningful impact across the organization. Job responsibilities Provide a high level of responsiveness to executive ad-hoc requests related to project management, presentation development, and business analysis Organize complex information in a strateg...

As a Market Risk Manager at our company, your role is crucial in ensuring governance, risk control, and reporting of Market risk for the bank. Your responsibilities include: - Formulating and refining Market Risk governance policies in alignment with the Bank's risk appetite and regulatory framework - Ensuring adherence to various market risk metrics - Coordinating with stakeholders within the Bank and at Head Office for effective market risk governance and control - Collaborating with auditors to ensure compliance - Engaging with senior management and committees on matters related to market risk Your duties and responsibilities will involve: - Ensuring policies comply with regulatory framew...

We are hiring for Leading NBFC "Regional RCU Manager" Candidate Must have experience on Fraud investigation and control Interested Candidate can share their CV on sudha.kumari@voicehr.in Regards Sudha Mob: 8448876335 Voice HR Solutions

Will be responsible for Risk Control and Fraud control .Manage Risk Governance for Head office .from banking and Financial services . NBFC exp is preferred .able to interact with top management . Required Candidate profile Must be Graduate . Must have background in NBFC/Banking/Financial services . Perks and benefits Salary - best in industry

Job Description: Job Title: Consultant (Internal Audit) Experience: CA Fresher Company: Confidental Location: Hyderabad / Bangalore Working Days: 5 Description Join Our Team as an Internal Audit Consultant! We are looking for a highly skilled and detail-oriented Internal Audit Consultant to join our team. As an Internal Audit Consultant, you will be responsible for conducting internal audits, identifying risks, and providing recommendations to improve our organization's internal controls and operations. Key Responsibilities: Conducting internal audits to assess the effectiveness of internal controls Identifying areas of risk and developing audit plans to mitigate those risks Providing recomm...

ROLE SUMMARY The Compliance and Process Manager will oversee and ensure adherence to regulatory, industry, and internal standards for data center operations across the APAC region. This role is responsible for developing, implementing, and monitoring compliance programs, policies, and processes to ensure operational excellence, risk mitigation, and alignment with global and regional standards. The role requires collaboration with cross-functional teams to drive process optimization, maintain audit readiness, and uphold the highest standards of safety, security, and efficiency in data centre operations. DUTIES AND RESPONSIBILITIES Process Optimization: Design, document, and implement standard...

Skill required: Risk & Compliance - Operational Audit & Compliance Designation: Risk and Compliance Manager Qualifications: BCom/Master of Business Administration/CA Inter Years of Experience: 13 to 18 years About Accenture Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. Visit us at www.accenture.com What would you do "You will be aligned ...

Kotak Mahindra Bank Limited is looking for RCU Location Manager-Consumer Durables-Product-Risk Control Unit to join our dynamic team and embark on a rewarding career journey Team Leadership: Manage and lead a team of employees, providing direction, guidance, and support to achieve departmental or organizational goals Planning and Strategy: Develop strategic plans, set goals, and create action plans to accomplish business objectives Operations Management: Oversee day-to-day operations, ensuring efficient workflow, resource allocation, and adherence to policies and procedures Budgeting and Financial Management: Manage budgets, allocate resources, monitor expenses, and contribute to financial p...