Job
Description
About The Role
Skill required: Control Testing - Agile testing
Designation: Regulatory Compliance Senior Analyst
Qualifications:BE
Years of Experience:5 to 8 years
What would you do?
This role is responsible for evaluating the information technology systems and processes within an organization to ensure compliance with industry standards, regulations, and best practices. This position plays a critical role in assessing the effectiveness of IT controls, identifying potential risks and vulnerabilities, and recommending improvements to enhance the security and efficiency of IT operations.Looking for someone with SOX testing experience.Conduct testing tasks within Agile models and integration processes and manage development sprints.
What are we looking for? "1. Prioritize controls and assist in Audit Planning2. Perform compliance reviews, enterprise security audits( both application and infrastructure) which involves a.Verify IT General, application and cyber security controls to ensure effective delivery of functional processes within operations to mitigate risks. b.Verify technology risk management processes, application development and deployment processes, database management, vendor management, etc., c.Publish reports with actions and provide closure guidance as needed3. Prepare high quality audit planning memo and Risk Control Matrix (RCM), workpaper documentation, manage discussion with stakeholders.4. Apply guidance from enterprise policies and procedures and control testing industry best practices in workpaper documentation and effective challenge 5. Lead walkthroughs with control owners/1st LOD testers to obtain a sufficient understanding of the design effectiveness and operating effectiveness of the control. 6. Design and execute testing procedures to evaluate the effectiveness of controls related to technology risks.7. Responsible to identify control gaps and communicate findings and control redesign recomm"1. Prioritize controls and assist in Audit Planning2. Perform compliance reviews, enterprise security audits( both application and infrastructure) which involves a.Verify IT General, application and cyber security controls to ensure effective delivery of functional processes within operations to mitigate risks. b.Verify technology risk management processes, application development and deployment processes, database management, vendor management, etc., c.Publish reports with actions and provide closure guidance as needed3. Prepare high quality audit planning memo and Risk Control Matrix (RCM), workpaper documentation, manage discussion with stakeholders.4. Apply guidance from enterprise policies and procedures and control testing industry best practices in workpaper documentation and effective challenge 5. Lead walkthroughs with control owners/1st LOD testers to obtain a sufficient understanding of the design effectiveness and operating effectiveness of the control. 6. Design and execute testing procedures to evaluate the effectiveness of controls related to technology risks.7. Responsible to identify control gaps and communicate findings and control redesign recomm
Roles and Responsibilities: "1. Prioritize controls and assist in Audit Planning2. Perform compliance reviews, enterprise security audits( both application and infrastructure) which involves a.Verify IT General, application and cyber security controls to ensure effective delivery of functional processes within operations to mitigate risks. b.Verify technology risk management processes, application development and deployment processes, database management, vendor management, etc., c.Publish reports with actions and provide closure guidance as needed3. Prepare high quality audit planning memo and Risk Control Matrix (RCM), workpaper documentation, manage discussion with stakeholders.4. Apply guidance from enterprise policies and procedures and control testing industry best practices in workpaper documentation and effective challenge 5. Lead walkthroughs with control owners/1st LOD testers to obtain a sufficient understanding of the design effectiveness and operating effectiveness of the control. 6. Design and execute testing procedures to evaluate the effectiveness of controls related to technology risks.7. Responsible to identify control gaps and communicate findings and control redesign recommendations to Management/Clients.8. Prepare Dashboards and reports as directed by the delivery lead on time."
Qualification BE
