12304 Regulatory Compliance Jobs - Page 30

As a Digital Journey Owner in the Digital Transformation department, your role is crucial in driving and managing the bank's digital transformation journey to align with long-term objectives. You will collaborate with cross-functional teams to gather requirements, promote new digital capabilities, and enhance user experience for clients. **Roles & Responsibilities:** - Manage, monitor, and implement the digital strategy according to the bank's values and objectives. - Track and report progress on spend and value targets for digital transformation. - Collaborate with cross-functional teams to gather requirements and promote digital capabilities. - Manage relationships with third-party digital...

As an Environmental Health Safety (EHS) Specialist based in Pune with work-from-home flexibility, your role involves promoting workplace safety, conducting safety training, and ensuring compliance with health, safety, and environmental standards. You will be responsible for implementing safety programs, assessing risks, and developing strategies to enhance occupational health and workplace conditions. Collaboration with team members and leadership is crucial to maintain a safe and compliant working environment. Key Responsibilities: - Promote workplace safety and ensure compliance with health, safety, and environmental standards - Conduct safety training and enhance safety awareness among em...

Role Overview: Tradeweb Markets is seeking a Trade Surveillance Officer to be based in Bengaluru and provide coverage across Tradeweb's European trading venues. As part of the European trade surveillance team, you will be responsible for monitoring and analyzing trading activity to detect potential violations of regulatory requirements and ensure the integrity of Tradeweb's markets. Key Responsibilities: - Ensure daily execution of internal procedures to maintain fair and orderly European markets. - Monitor daily order and trade activity using available systems to identify potential market abuse or behavior damaging market integrity. - Conduct thematic reviews related to market abuse and dis...

As a detail-oriented and experienced Claim & Quality Auditor, your role will involve ensuring accuracy, compliance, and efficiency across the claims process. You will be responsible for the following key responsibilities: - Conduct regular audits of insurance claims (health, life, motor, or general) to ensure compliance with internal policies and regulatory guidelines. - Review claim documentation, approvals, and settlements for accuracy, completeness, and consistency. - Identify discrepancies, errors, or potential fraud and provide detailed audit findings to relevant stakeholders. - Develop and implement quality assurance metrics and audit checklists. - Collaborate with claims, underwriting...

As the Manager of Global Dry Vetting & Incident Investigation at Fleet Management India Private Limited, you will play a crucial role in ensuring the health, safety, environment, and quality policies are effectively communicated and implemented on board the vessels. Your responsibilities will include: - Conducting incident investigations, root cause analysis, and recommending corrective actions for Dry Bulk Vessels (Cat A, B, and C) - Analyzing the efficiency of long-term corrective actions to identify trends in incident occurrences - Engaging with external Dry Bulk Stakeholders for queries and closure submissions - Maintaining records for incident-related data on PARIS for Dry Bulk vessels ...

As a Vice President - Analytics and Relationship Management Lead at HSBC in the GTPM Hub, your role involves working closely with various stakeholders such as Global Businesses, Global Functions, COO, TPRO, Second Line of Defence (2LoD), Group Operations Executives, Regional Forums, Procurement stakeholders, and more. Your key responsibilities will include: - Setting and executing a plan to deliver data management in line with Global Hub requirements - Leading a team of data experts to ensure objectives are met - Ensuring the data team has the necessary capacity and skills to meet demand - Continuously improving and optimizing the capabilities of the Hub through data and insights - Supportin...

As a Debt Advisory Lawyer, you will sit within the Debt Advisory Legal team, which is part of the wider Corporate Banking Legal team. The team is responsible for legal advice and legal risk management, acting as trusted advisors supporting business areas providing unregulated, primarily templated lending across UK Corporate Bank and International Corporate Banking. Key Responsibilities: - Advise on corporate/business lending transactions, using your advisory skills to oversee key product and proposition innovation & simplification within debt. - Proactively identify new and emerging legal and regulatory risks, providing consistently excellent advice and guidance to stakeholders, supported by...

As an Assistant Vice President (AVP) Product Control at Barclays, you will embark on a transformative journey to spearhead the evolution of the digital landscape, driving innovation and excellence. Your role will involve harnessing cutting-edge technology to revolutionize digital offerings, ensuring unparalleled customer experiences. Key Responsibilities: - Manage End to End Product Life cycle including PIRs, Product Attestations, Health checks, and Product Reviews. - Front run BCCF and NAPA submissions. - Ensure Regulatory Compliance and Attestations. - Conduct Horizon scanning for new regulations and gap analysis. - Assist in implementing regulatory requirements. - Oversee Pricing Review &...

As a Contracts and Agreements Specialist, your role involves reviewing, analyzing, and drafting a wide range of contracts and agreements, such as vendor contracts, service agreements, licensing agreements, non-disclosure agreements (NDAs), and other legal documents. You will be responsible for engaging in contract negotiations with external parties to ensure the company's best interests are represented while maintaining positive business relationships. It is essential to ensure that all contracts and agreements comply with applicable laws, regulations, and company policies, identifying and assessing potential legal risks associated with contracts, providing proactive solutions to mitigate su...

As a Hospital Administration Manager, your role will involve supervising daily administrative operations, monitoring expenses, and suggesting cost-effective alternatives. You will be responsible for creating quarterly and annual budgets, developing effective policies for operational procedures, and preparing work schedules. Additionally, you will maintain organized medical and employee records, monitor the performance of administrative staff, and train new employees. It will be your duty to ensure prompt ordering and stocking of medical and office supplies, answer queries from doctors, nurses, and healthcare staff, and resolve potential issues with patients. Staying up-to-date with healthcar...

Role Overview: As an Eightfold Product Manager with Worley, you will work closely with the existing team to deliver projects for clients while continuing to develop your skills and experience. You will play a key role in setting the vision and strategic drivers of Eightfold to align with the broader Talent strategy and People Digital / ERP strategy. Your responsibilities include creating a multi-year strategic roadmap for Eightfold, providing thought leadership, setting quarterly objectives, assessing business requirements, driving design discussions, managing the product lifecycle, ensuring regulatory compliance, and collaborating effectively with the Digital team. Key Responsibilities: - S...

As an Authorization & Review specialist, you will be responsible for reviewing and signing various documents including Exhibit Batch Packing Records, Batch Protocols, Batch Reports, Packaging Trial Batch Protocols, Master Packaging Records, and Bill of Materials. Your attention to detail is crucial in ensuring accuracy and compliance with regulatory standards. Your key responsibilities will include: - Preparing and reviewing Exhibit Batch Batch Production Records (BPRs) - Ensuring strict adherence to cGMP, GDP, regulatory compliance, and Quality Management System (QMS) activities within the PDL department In terms of operational oversight, you will: - Monitor the execution of Scale-up, Feasi...

As an Assistant Director, Data Quality and Governance at HSBC, your role will involve managing internal and external data used for automated decisions within the decisioning ecosystem for Fraud, Credit, and Collections. Your responsibilities will include: - Analyzing and documenting Data profile, Data lineage, Data Inventory, and data quality rules - Defining and implementing data resiliency and data quality standards for multiple data sources and consumption use cases - Managing data quality, resiliency, and governance for data ingested from multiple source systems into GCP - Creating reports to monitor data quality trends and involving the right stakeholders to resolve identified issues - ...

Role Overview: As a Change Controller, you will be responsible for supporting the development, implementation, and maintenance of global change control processes to ensure regulatory compliance, operational efficiency, and audit readiness. This role will require cross-functional coordination, accurate documentation, and timely execution of change control activities using platforms such as COMET and Windchill. Key Responsibilities: - Initiate and document change controls by creating and managing records in COMET/Windchill based on subject matter expert (SME) inputs. - Ensure clarity in describing the change scope, impacted functions/sites, risks, and stakeholder involvement. - Prepare and mai...

As a Monitoring Specialist, you will be responsible for tracking the location of assets or vehicles in real-time using GPS tracking software. Your job will involve analyzing GPS data to spot patterns, anomalies, and potential issues. You will also be required to create detailed reports on location data, including mileage, speed, and other relevant metrics. In addition, you will play a key role in assisting with stolen vehicle recovery or addressing other security-related tracking needs. Your duties will also include ensuring that drivers and vehicles comply with company regulations and safety protocols. Key Responsibilities: - Monitor the location of assets or vehicles using GPS tracking sof...

Role Overview: You are being offered the position of Assistant Manager Quality Assurance (QA) at Natural Biogenex Private Limited (NBPL), a subsidiary of Natural Capsules Limited. NBPL is a specialized API manufacturing company located in Tumkur, Karnataka, committed to producing high-quality steroidal APIs and intermediates while adhering to global regulatory and compliance standards. As an Assistant Manager QA, your primary responsibility will be to ensure compliance with current Good Manufacturing Practices (cGMP), regulatory guidelines, and industry standards to uphold the company's commitment to excellence, compliance, and continuous improvement in API manufacturing operations. Key Resp...

Role Overview: As a Control Management Senior Associate within the Control Management team, you will play a crucial role in maintaining a sustainable and disciplined end-to-end control environment for the line of business. Your responsibilities will include identifying and escalating issues promptly, collaborating with the Business for timely remediation, and supporting top-down risk analysis and control issue detection. Key Responsibilities: - Provide operational risk guidance and leadership support for executing Risk & Control Self-Assessment, including resolving control breaks to minimize financial loss, regulatory exposure, and reputational risk. - Identify, assess, advise, and implement...

Role Overview: You will be responsible for delivering a competitive suite of targeted trade products for Mashreq's Corporate and FI clients looking to avail services or book deals in India. Your main focus will be on delivering documentary trade products and a targeted set of open account trade products. You will be in charge of managing the product P&L in the country, including product strategy, innovation, development, commercialization, and ensuring compliance with regulatory requirements and bank policies. Key Responsibilities: - Drive Overall Financial Performance: Launch products and initiatives to grow volumes and trade assets, optimize fee pricing, and Net Interest Margins (NIMs). Id...

As a Risk Management professional at our company, your role will involve adopting a dynamic risk management approach to pro-actively monitor collateral valuation trends for various types of properties in different locations where our company has taken or proposes to take properties as security. Your responsibilities will include: - Keeping track of concentrations in the type of collateral security or geography and highlighting any adverse changes in property rates for corrective action. - Scrutinizing valuation reports on a sample basis and checking for the appropriateness of valuations provided by empanelled valuers. - Managing day-to-day valuation related issues and providing technical sup...

Role Overview: As an AVP, Audit Manager Professional Practices at Synchrony, you will be responsible for executing support activities related to the Internal Audit Professional Practices Group (PPG). Reporting to the VP of Professional Practices, your role will involve ensuring adherence to audit standards, driving operational excellence, and contributing to the achievement of team and departmental objectives. Key Responsibilities: - Participate as a key team member on IA-PPG activities, actively contributing to team and departmental objectives - Track and report on IA issues and resource tracking for the IA Department, following up on overdue items and summarizing for Audit Senior Leadershi...

As an insurance team leader, you will be responsible for leading, mentoring, and supporting a team of insurance advisors to help them achieve sales targets and provide exceptional customer service. Your role will involve monitoring performance, conducting regular coaching sessions, and ensuring compliance with regulatory requirements. Key Responsibilities: - Lead, mentor, and support a team of insurance advisors - Ensure the team achieves sales targets and delivers outstanding customer service - Monitor performance and conduct regular coaching sessions - Ensure compliance with regulatory requirements Qualifications Required: - Previous experience in insurance sales or leadership role - Stron...

Role Overview: As a Staff Registered Nurse based in Bankura, your primary responsibility will be to provide direct patient care. This includes administering medications, monitoring and recording patient progress, and collaborating with physicians and other healthcare professionals. You will also be tasked with educating patients and their families about health conditions, supporting the development of treatment plans, and ensuring compliance with healthcare protocols and standards. Key Responsibilities: - Provide direct patient care - Administer medications - Monitor and record patient progress - Collaborate with physicians and healthcare professionals - Educate patients and their families a...

As an Equity Trader with 1 to 2 years of experience, you will be responsible for: - Demonstrating proven expertise in equity trading, financial market analysis, and investment strategy formulation. - Showing a strong command over portfolio management, risk assessment, and regulatory compliance. - Utilizing exceptional communication and relationship management skills with a client-centric advisory approach. - Possessing comprehensive knowledge of trading platforms and analytical tools, with hands-on experience across NSE, BSE, and other major exchanges. - Being a highly adaptable and collaborative professional with the ability to excel in dynamic, fast-paced market environments. The job is Fu...

Role Overview: As a Change Controller at NovintiX, you will play a crucial role in supporting the development, implementation, and maintenance of global change control processes to ensure regulatory compliance, operational efficiency, and audit readiness. Your responsibilities will involve cross-functional coordination, documentation accuracy, and timely execution of change control activities using platforms like COMET and Windchill. Key Responsibilities: - Create and manage change control records in COMET/Windchill based on SME inputs. - Ensure clarity in describing change scope, impacted functions/sites, risks, and stakeholder involvement. - Prepare and maintain change control plans aligne...

Role Overview: As a Finance Manager at eShipz, you will be responsible for overseeing the financial health of the organization. This full-time hybrid role based in Bengaluru offers some flexibility for remote work. Your key responsibilities will include managing budgets, forecasting, analyzing financial data, and ensuring compliance with financial regulations and reporting standards. Working closely with cross-functional teams, you will optimize financial performance and provide strategic insights to support business growth. Key Responsibilities: - Manage budgets and financial forecasting - Analyze financial data to provide insights - Ensure compliance with financial regulations and reportin...