12304 Regulatory Compliance Jobs - Page 29

What you will do In this vital role you will join a collaborative team implementing and supporting the next generation of safety platforms and supporting technologies. In this role, you will analyze and resolve issues with adverse event data and file transmissions across integrated systems, leveraging data analytics to identify trends, optimize workflows, and prevent future incidents. Collaborating closely with various teams, you will develop insights and implement solutions to improve system performance, ensuring reliable and efficient data flow critical to safety operations. Monitor, solve, and resolve issues related to adverse event data processing across the safety ecosystem. Triage and ...

Lead the delivery of customer service management solutions within the workers compensation domain, ensuring high-quality service and client satisfaction Oversee policy administration processes, optimizing workflows to enhance efficiency and accuracy Provide strategic direction for new business initiatives, aligning them with organizational goals and market demands Manage claims processes, ensuring timely and accurate resolution to support client needs and regulatory compliance Collaborate with cross-functional and cross-Geo teams to integrate customer service management with policy administration and claims operations Develop and implement best practices for workers compensation policy admin...

Responsibilities: Manage the India Risk Management team consisting of Risk and Assurance activities to ensure Timely completion of all activities Adequate cross training and backup Completion of asks from India Leadership Strategic planning for the Risk Management function PSP - Governance (Policies, Standards & Procedures) Review and ensure compliance with the Enterprise Policy Program standard Report on creation of new documents, renewals/ expiry of existing documents and Standard Adherence Assessment conducted by CPO (Corporate Policy Office) Maintain repository of India wide documents Influence updates to policies, standards to enhance risk management activities Maintain Risk Management ...

Description We are seeking a detail-oriented and organized Account Receivable professional specialized in Physician and Hospital Billing to join our team in Hyderabad. The ideal candidate will be responsible for managing the billing process, ensuring accuracy, and resolving billing discrepancies. This role is crucial for maintaining the financial health of our healthcare services. Responsibilities Manage and oversee the billing process for physician and hospital services. Ensure accuracy and compliance with billing regulations and policies. Review and analyze patient accounts to identify discrepancies and resolve issues. Prepare and submit claims to insurance companies and follow up on outst...

About The Policy Exchange (owned by Fairvalue Insuretech Pvt Ltd) The Policy Exchange is a fast-growing Insuretech platform revolutionizing the way Indians manage their life insurance, investments, and liquidity needs. With an integrated ecosystem offering solutions such as LAP, Policy Revival, and Wealth Management, we are on a mission to simplify financial empowerment for every customer. As we expand our footprint and build a scalable, compliant, and investor-ready organization, we are seeking a dynamic and strategic Head of Finance & Accounts to lead our finance function, strengthen financial governance, and drive strategic growth. Role Overview The Head of Finance & Accounts will be a ke...

Financial Reporting Prepare and manage the financial reporting process, including the consolidation of financial statements, quarterly and annual financial reports, and other financial disclosures. Ensure compliance with applicable accounting standards (e.g., GAAP, IFRS) and regulatory requirements. Financial Statements Prepare and review financial statements, including balance sheets, income statements, and cash flow statements. Analyze financial data to identify trends, variances, and key performance indicators. Provide insights to management for strategic decision-making. Internal Financial Control (IFC) Establish and maintain effective financial controls to safeguard company assets and e...

About the Role: Manager Treasury will manage the multiple portfolios within Treasury including Credit lines, Borrowings & Debt Management, Trade Products like LC, BG, SCF etc. Accounting / Reporting, Management reporting and Compliance. The person must be a domain expert with a deep understanding of debt markets, banking relationships, and legal documentation related to credit facilities. The role needs a highly energetic, truly committed and established track record professional, preferably a Chartered Accountant. About the team: The Global Treasury team at Flipkart manages all geographies and strengthens Flipkart's ecosystem with primary responsibilities as: - Seamless fund management with...

Summary Position Summary Regulatory, Risk & Forensic Our Regulatory, Risk & Forensic team supports client leaders to translate multifaceted risk and an evolving regulatory environment into defensible actions that help strengthen, protect, and transform organizations. Join our team and use advanced data, AI and emerging technologies with industry insights to help client service teams bring clarity from complexity and accelerate their path to value creation. Position Summary Level: Consultant As an experienced Consultant at Deloitte Consulting Services, you will be responsible for individually delivering high quality work products within due timelines. Need-basis you will be mentoring and/or d...

Job Title : Senior Director Legal (India) Department : Legal & Compliance Reports To : Global Chief Legal Officer Role Summary : The Senior Director Legal (India) will serve as the legal and compliance leader for Everise's India operations, responsible for overseeing all legal, compliance, and governance matters. The role focuses on ensuring regulatory compliance, providing pragmatic legal advice to business functions, reviewing commercial and corporate documentation, and supporting Everise's global legal framework. This position requires strong business partnership, sound legal judgment, and the ability to work both individually and collaboratively with both regional and global teams. Key R...

Overview The Real Estate Sales Executive plays a crucial role in the real estate industry, acting as a bridge between property sellers and buyers. This position encompasses the responsibility of managing client relationships, understanding market dynamics, and negotiating sales to ensure the best outcomes for all parties involved. The Real Estate Sales Executive is essential to the organization, as they directly influence revenue generation and business growth through successful property transactions. With a strong emphasis on customer service, this role requires individuals to possess not only a deep understanding of market trends and properties but also excellent communication and negotiat...

Key Responsibilities: 1. Develop the global regulatory strategies for biologic products across all development phases (preclinical to post-marketing) for the (US, EU, and ROW). 2. Ensure alignment with business goals and regulatory requirements across the different regions. (FDA, EMA, emerging markets). 3. Prepare, review, and manage high-quality regulatory submissions including INDs/IMPDs, BLA/MAA, CTA, DSUR, Annual Reports, as applicable. 4. Post-approval changes (variations, amendments). 5. Liaise with global regulatory agencies to facilitate product approvals and resolve queries. 6. Collaborate with R&D, Quality, Clinical, and national regulatory teams to ensure regulatory compliance acr...

At EY, we're all in to shape your future with confidence. We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. Join EY and help to build a better working world. Risk Consulting MENA FS Risk Senior Consultant (FS Risk Internal Audit) Description EY GDS Risk Consulting is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. MENA risk consulting practice provides integrated consulting services to financial institutions and other capital markets participants, including commercial banks, invest...

Job Purpose To ensure the company complies with statutory and regulatory requirements and to implement best practices in corporate governance. The Company Secretary acts as the key link between the Board of Directors, regulatory authorities, shareholders, and management. Key Responsibilities 1. Statutory & Regulatory Compliance Ensure compliance with the Companies Act, 2013 , SEBI Regulations , Listing Regulations (LODR) , and other applicable laws. Prepare and file statutory returns and forms with ROC, SEBI, Stock Exchanges, MCA , and other authorities (e.g., MGT-7, AOC-4, PAS-3, DIR-12, etc.). Maintain statutory registers such as Register of Members, Directors, Charges, and Share Transfers...

Having experience in NBFC, SEBI or IRDA Compliances along with AML & KYC. Preparing, reviewing policies from RBI Compliance perspective. Providing updates / disclosures to Board. Drafting and addressing the queries received from RBI on day-day basis. Required Candidate profile Minimum 6+ years of experience managing RBI compliances for NBFC domain. SEBI and IRDA Compliance knowledge is an added advantage 5 days working (In Office, No Hybrid working)

Role Overview The Compliance Officer will be responsible for ensuring Ascentra Capitals adherence to all applicable laws, regulations, and circulars issued by SEBI, NSE, and other regulatory authorities. This role involves developing and maintaining compliance frameworks, monitoring regulatory risks, and promoting a strong compliance culture across the organization. Key Responsibilities Ensure compliance with SEBI, NSE, and other regulatory requirements applicable to stockbrokers. Develop, implement, and maintain internal compliance policies and procedures. Monitor trading activities, settlement operations, and client onboarding processes for compliance. Coordinate with regulatory authoritie...

As a Network Infrastructure Manager, your role involves overseeing the network operations of our clients, ensuring setup, maintenance, reliability, and performance optimization to support high-speed trading activities. Key Responsibilities: - Design, implement, and manage the firm's network infrastructure to deliver high availability, low latency, and strong security. - Collaborate with trading, systems, and development teams to meet the stringent demands of algorithmic trading and maintain seamless exchange connectivity. - Design and deploy network infrastructure in colocation environments for low-latency exchange connections. - Architect and maintain inter- and intradata center network inf...

As a dynamic and analytical professional with an MBA in Finance and a strong command over English communication, you will play a crucial role in shaping strategic decisions for our digital wallet and financial platform in the online insurance and mutual fund markets. Your responsibilities will include: - Conducting comprehensive market research on insurance and mutual fund industries, analyzing competitors, products, regulatory developments, and customer trends. - Analyzing digital distribution models for financial products, including online aggregators, apps, and fintech innovations. - Preparing detailed reports, presentations, and insights for management, summarizing market opportunities a...

As a Geotechnical and Road Design Engineer at TI-Transportation Infrastructure ICFaridabad, your role involves the following responsibilities: - Site Investigation & Testing: - Assess and finalize site investigations and soil testing to evaluate soil, rock, and groundwater conditions - Provide essential data for design purposes - Geotechnical Analysis & Design: - Conduct thorough analyses and offer recommendations for foundation design and soil improvement techniques based on site-specific conditions - Roads and Foundation Design: - Evaluate and design roads, various foundation types, and retaining walls considering soil behavior and performance - Collaboration: - Collaborate closely with ci...

As a Debt Advisory Lawyer (Assistant Vice President) at the Debt Advisory Legal team within the wider Corporate Banking Legal team, you will play a crucial role in providing legal advice and managing legal risks for business areas involved in unregulated lending activities across UK Corporate Bank and International Corporate Banking. Your primary responsibilities will include: - Advising on corporate/business lending transactions, focusing on term loans, revolving credit facilities, and overdrafts. - Overseeing key product and proposition innovation & simplification within the debt sector. - Identifying new legal and regulatory risks and providing advice to stakeholders. - Assessing document...

As an integral part of the team, your role involves assisting with the preparation of operating budgets, financial statements, and reports. You will be responsible for processing requisitions and other business forms, checking account balances, and approving purchases. Additionally, you will provide valuable insights to other departments on best practices related to fiscal procedures. Your key responsibilities will include collaborating with internal departments to reconcile any accounting discrepancies, analyzing financial data, and assisting with audits, reviews, and tax preparations. You will also be tasked with updating financial spreadsheets and reports with the latest available data, a...

Role Overview: As a Senior Architect at A+R Architects, you will play a crucial role in leading architectural design projects in Coimbatore. Your responsibilities will include integrating technical and design elements, overseeing project management, and ensuring compliance with construction and regulatory standards. Your expertise will be instrumental in bringing innovative architectural visions to life through design experimentation and practical application. Key Responsibilities: - Lead architectural design projects by integrating technical and design elements - Oversee project management to ensure timely completion and alignment with standards - Collaborate with team members to develop de...

As a Compliance Manager at Fusion Finance, your role involves managing the compliance framework in line with RBI regulations for NBFCs. This includes reviewing and disseminating regulatory circulars and guidelines, ensuring organizational policies comply with regulatory requirements, and dealing with Fraud Guidelines. Key Responsibilities: - Manage the compliance framework aligned with RBI regulations as per the Master Direction for NBFCs. - Review and disseminate regulatory circulars / guidelines with impact analysis and action plans. - Ensure organizational policies comply with RBI and other regulatory requirements. - Deal with Fraud Guidelines and file returns of fraud such as Monthly Cer...

Role Overview: As a Risk Governance and Strategy specialist, your primary responsibility will be to develop and implement risk management policies, procedures, and frameworks that are in line with the objectives, risk appetite, and regulatory requirements of the bank and its subsidiaries. You will play a crucial role in defining risk management strategies and ensuring their effective integration into the overall business strategy. Providing guidance and direction to senior management and the board on significant risk issues will also be a key aspect of your role. Key Responsibilities: - Identify, assess, and prioritize risks across all business units and activities, including Information sec...

Role Overview: As a Compliance Officer, your role will involve ensuring regulatory compliance with NSE, BSE, MCX, SEBI, and NSDL regulations. You will be responsible for developing and implementing policies, managing risks, conducting audits, providing training, and maintaining effective communication. Additionally, you will liaise with regulatory bodies to ensure adherence to all requirements. Key Responsibilities: - Regulatory Compliance with NSE, BSE, MCX, SEBI, NSDL - Policy Development and Implementation - Risk Management and Auditing - Training and Communication - Reporting and Documentation - Liaison with Regulatory Bodies Qualifications and Skills: - Bachelor's degree in law, busines...

Role Overview: As a Partner / Director in the Investment Banking team, you will have the opportunity to lead and oversee various key responsibilities related to capital raising, equity transactions, stakeholder management, regulatory oversight, strategic advisory, leadership, and market intelligence. Your role will involve collaborating with various stakeholders and providing strategic guidance to clients in the financial market. Key Responsibilities: - Lead end-to-end execution of debt syndication, structured finance, and private equity fund-raising mandates. - Drive pre-IPO placements, IPO planning, and investor readiness initiatives, including valuation, positioning, and capital structuri...