Compliance Officer (Stock market)

Role Overview: As a Compliance Officer, your role will involve ensuring regulatory compliance with NSE, BSE, MCX, SEBI, and NSDL regulations. You will be responsible for developing and implementing policies, managing risks, conducting audits, providing training, and maintaining effective communication. Additionally, you will liaise with regulatory bodies to ensure adherence to all requirements. Key Responsibilities: - Regulatory Compliance with NSE, BSE, MCX, SEBI, NSDL - Policy Development and Implementation - Risk Management and Auditing - Training and Communication - Reporting and Documentation - Liaison with Regulatory Bodies Qualifications and Skills: - Bachelor's degree in law, business, finance, or a related field - Knowledge of regulatory frameworks relevant to the stock broking industry - Excellent communication and interpersonal skills In addition to the above responsibilities and qualifications, the job type for this position is full-time. The preferred education requirement is a Bachelor's degree, and the preferred experience is 4 years as a Compliance Officer. The work location for this role is in person.,