8247 Regulatory Compliance Jobs - Page 16

As a Senior Manager - Technology (Regulatory Compliance) at MCX, your role will involve overseeing the technology compliance with various directives of SEBI, ensuring timely responses to all communications with the Regulator, and collaborating with team members to gather necessary information for regulatory submissions. Your responsibilities will include: - Periodic review of Technology Compliances based on SEBI directives, Acts, Rules, Regulations, and Circulars. - Acting as the primary point of contact for all communications with the Regulator, handling queries effectively. - Ensuring timely responses to all communication related to IT compliance. - Coordinating with the technology team to...

As an Equipment Engineer, your role involves designing, developing, testing, installing, and maintaining mechanical, electrical, and pneumatic equipment to ensure efficient and safe operation in industries such as manufacturing, construction, and mining. Your key responsibilities will include: - Creating design schematics for equipment - Troubleshooting technical issues and debugging Assembly station during breakdowns - Developing maintenance schedules and ensuring adherence to preventive maintenance according to PM schedule and PM procedure - Maintaining MTTR, OEM, FTT Spare list as per industry standards - Verifying and validating Poke yoke systems and line improvements - Maintaining all d...

As a member of the team at MetLife, your main role will be to support the development, testing, and deployment of Actuarial Models in alignment with MetLife's Global Actuarial Modeling coding standards. You will have the responsibility to oversee modeling efforts and collaborate with stakeholders to test, analyze, and quantify the impacts of model changes. Your tasks will also include supporting production model runs in a controlled environment to minimize model risk. Additionally, you will play a crucial role in ensuring compliance with regulations, taking charge of audit processes, regulators" requests, and other related tasks. Key Responsibilities: - Support the development, testing, and ...

Role Overview: You will be joining our Risk Management team as a Trade and Cash Management Risk Policy Specialist. In this role, you will be responsible for developing, implementing, and overseeing risk policies and controls related to trade finance and cash management products. Your collaboration with various stakeholders such as business units, compliance, legal, and operations will ensure alignment with the firm's risk appetite, regulatory requirements, and industry best practices. Key Responsibilities: - Review and recommend changes to trade, cash management, and Digital Banking policies, product notes, and process notes across the Bank as part of the Risk Policy team. - Demonstrate an u...

Role Overview: You will be joining Elevate LLC as an Associate - Audit, where you will play a crucial role in supporting the execution of financial audits for private companies. Your responsibilities will focus on ensuring high-quality assurance, regulatory compliance, and enhancing client confidence. This position is suited for individuals with a strong foundation in audit practices, a dedication to financial integrity, and a passion for working in a dynamic and fast-paced environment that promotes innovation and professional growth. Key Responsibilities: - Assist in testing percentage-of-completion revenue recognition and related cutoff and accuracy assertions. - Analyze job profitability ...

You will be joining the Client Onboarding team at Morgan Stanley as an Associate. Your role will involve performing Client Due Diligence review to support the Firm's new client onboarding and existing client regular review in compliance with regulatory program requirements such as Hong Kong, Singapore, Australia KYC requirements and eligibility standards. **Role Overview:** In the Operations division, you will collaborate with business units to facilitate financial transactions, establish effective controls, and nurture client relationships. Morgan Stanley, a global leader in financial services since 1935, is dedicated to evolving and innovating to better serve clients and communities in ove...

Role Overview: As a Third Party Risk Management (TPRM) Risk Analyst at TransUnion, you will be a key member of the global TPRM team, responsible for managing a regional portfolio of third-party vendors, overseeing risk assessments, and supporting the implementation of the global TPRM framework. Your role will involve collaborating with various departments to ensure third-party vendors meet regulatory, operational, and strategic risk requirements. You will play a crucial role in managing risk, supplier relationships, and information security within complex environments. Key Responsibilities: - Manage a regional portfolio of third-party vendors, ensuring compliance with internal policies and r...

As the Manager Corporate Ethics and Compliance at Glenmark, you will play a pivotal role in creating and monitoring the compliance framework globally. Your responsibilities will include overseeing risk assessment, policy-making, training, third-party due diligence, enforcement, monitoring, and driving investigations across regions. You will also provide guidance and support to country compliance personnel on all aspects of Glenmark's Ethics and Compliance Program. Your role involves promoting heightened awareness of Standards of Conduct and understanding of compliance issues in line with local regulatory requirements. **Roles & Responsibilities:** - Ensure consistent, proper, and effective i...

**Job Description** **Role Overview:** As the Chief Operating Officer (COO) at Cornerstone Health Hospital, you will play a crucial role in overseeing the day-to-day operations of the hospital, ensuring operational efficiency, regulatory compliance, and exceptional patient care. Reporting directly to the Managing Director/Chairman, you will lead the commissioning process and collaborate with department heads to execute strategic goals and deliver high-quality healthcare services. **Key Responsibilities:** - Lead, plan, and direct hospital operations aligning with strategic goals and clinical excellence. - Oversee the commissioning process and ensure operational readiness of the hospital. - C...

Job Description: As a KYC Trainer, you will be responsible for designing, delivering, and managing training programs focused on Know Your Customer (KYC) processes, regulatory compliance, and risk management. You will work closely with business teams to ensure that employees are well-versed in KYC policies, procedures, and regulatory standards. Key Responsibilities: - Designing effective training programs for KYC processes and regulatory compliance - Delivering engaging training sessions to educate employees on KYC policies and procedures - Managing and updating training materials to ensure they are current and relevant - Collaborating with business teams to customize training programs based ...

Role Overview: You will be a part of the Asset Servicing International (ASI) Team within Audit Services at Northern Trust. Your main responsibilities will include providing assurance on core banking and asset servicing operations, evaluating new technologies and data analytics, assessing fraud risks and controls, and developing data analytics strategies. You will have the opportunity to contribute to enterprise risk assessments, drive thought leadership, and build authentic relationships in a flexible and delivery-driven culture. Key Responsibilities: - Lead and execute multiple audits simultaneously - Conduct and document complex and high-risk audits - Demonstrate professional skepticism an...

You will be responsible for overseeing staff members and ensuring accurate and timely invoicing of customers. Your role will involve creating and implementing a strategy to improve the collection of outstanding credit. You will also need to implement collection policies and procedures to avoid excessive outstanding credit and ensure that the company policy on recoveries is followed in compliance with state and federal regulations. It will be your duty to stay informed about any legislative procedural training related to debt collection. Additionally, you will be involved in training and mentoring staff members in the collections department. Key Responsibilities: - Oversee staff members and e...

As a Model Risk Measurement & Quantification- VP at Barclays, you will be responsible for designing frameworks and conducting end-to-end assessments of model uncertainty across designated portfolios. Your key responsibilities will include: - Extensive experience in quantitative roles within risk management, finance, or consulting, with exposure to various modelling types such as credit, market risk, fraud, and credit decisioning. - Development of model level uncertainty risk assessment, managing the risk assessment process, analyzing results, and compiling model risk reports. - Understanding and quantification of model limitations and uncertainty at both model and aggregated levels. - Portfo...

As a Quantitative Researcher (SPG), you will have the following responsibilities: - Provide risk analytics and technical documentation for models used in pricing Asset/Mortgage Backed securities and Mortgage Servicing Rights - Improve the performance of SPG trading algorithms and key trading tools for clients worldwide - Research and develop relative value tools that generate trading signals for SPG products - Build frameworks in C++/Python to optimize ABS/MBS cashflow calculations in the model/cashflow libraries - Collaborate with risk function professionals to address regulatory concerns, model-related risks, and issues - Collaborate with SPG Front Office teams to build custom features for...

Role Overview: As a Global Trial Manager, Clinical Operations at Sun Pharma, you will play a crucial role in the clinical development team based in Mumbai. Reporting to the Global Trial Leader, Clinical Operations, you will be responsible for assisting in the management of Sun Pharmaceuticals clinical trials globally, regionally, or at the complex local level. Your primary focus will be on overseeing the end-to-end clinical trial management process, including start-up, execution, close-out, and finalization of study reports. Your contributions will be essential in ensuring that all project tasks and timelines are on track. Key Responsibilities: - Oversight of CRO / other vendors and study ma...

Job Description: Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you'd like, where you'll be supported and inspired by a collaborative community of colleagues around the world, and where you'll be able to reimagine what's possible. Join us and help the world's leading organizations unlock the value of technology and build a more sustainable, more inclusive world. Role Overview: - Lead requirement gathering and solution design for SAP IS-U FICA implementations and enhancements. - Collaborate with cross-functional teams to ensure seamless integration with billing and customer service modules. - Provide support for testing, training, and p...

As the Senior Service Governance & Insights Manager at BT Group, your role is crucial in developing insights and analysis to drive service improvement, deepen customer value, and ensure compliance with regulatory standards. Your responsibilities will include: - Owning and managing GBS Capacity Planning, Forecasting, Scheduling, and real-time WFM services for the CSS area. - Driving and managing planning KPIs, fixing leakages, and ensuring streamlined delivery in the CSS area. - Managing MTP plans, TLR variance, and resources across core GBS sites in India, including hiring and training plans. - Acting as the single point of contact for governance, validating volume and contract demand, and e...

As a skilled and certified Drone Pilot, your role will involve operating advanced UAV systems for various survey, mapping, and inspection projects. This includes handling multirotors, fixed-wing drones, Talon, and Trinity F90+, ensuring high-quality outputs in compliance with safety and regulatory standards. Key Responsibilities: - Conduct safe and efficient drone flights for data collection, such as topographic surveys, volumetric analysis, and infrastructure inspections. - Integrate and calibrate various sensors (LiDAR, thermal, RGB, hyperspectral) onto UAV platforms to ensure optimal performance. - Oversee data acquisition, processing, and quality control to deliver accurate and actionabl...

As an Export Executive at our company, your role will involve managing international inquiries and quotations for our chemical products. Your responsibilities will include handling export inquiries, preparing accurate quotations, coordinating with internal teams, ensuring compliance with regulations, and maintaining client relationships. Here is a breakdown of what will be expected from you: - Handle export inquiries from international clients via email, phone, and other platforms. - Prepare accurate and competitive quotations based on client requirements. - Maintain and update the inquiry and quotation tracking system. - Coordinate with production, logistics, and sales teams to ensure feasi...

As the Financial Manager at our company located in Charni Road, you will play a crucial role in ensuring the company's financial health. Your responsibilities will include: - Managing accounting operations - Budgeting and forecasting - Maintaining financial records - Preparing reports - Ensuring regulatory compliance - Supervising the accounting team To qualify for this role, you should meet the following criteria: - Academic Qualification: CA/CFA - Experience: Minimum 3 or 3+ years Please note that this is a Work From Office opportunity with working hours from Monday to Saturday, 10:00 AM to 7:00 PM. The salary range for this position is between 25k-30k. If you are interested in joining our...

You are a detail-oriented and proactive Export Executive (Documentation) with 5+ years of experience in export operations and documentation. Your role involves handling end-to-end export documentation, coordinating with internal teams, freight forwarders, and regulatory authorities to ensure smooth and timely shipment of goods in compliance with international trade regulations. - Prepare, verify, and manage all export documentation (Invoices, Packing Lists, Shipping Bills, Bill of Lading, Certificate of Origin, LC documents, etc.). - Coordinate with freight forwarders, shipping lines, CHA, and transporters for timely execution of shipments. - Ensure compliance with customs regulations, expor...

As a Controller at Goldman Sachs, you will play a crucial role in ensuring that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Your responsibilities will include measuring the profitability and risks associated with every aspect of the firm's business, as well as ensuring that the firm's activities are conducted in compliance with the regulations governing transactions in the financial markets. Key Responsibilities: - Manage the firm's liquidity, capital, and risk to provide overall financial control and reporting functions - Assess the creditworthiness of the firm's counterparties and monitor market risks associat...

Role Overview: As a Merchant Banker, you will play a crucial role in executing capital market transactions, ensuring compliance with regulatory frameworks, and delivering high-quality services to clients. Your responsibilities will involve conducting due diligence, drafting documents, maintaining records, interacting with clients, and staying updated on SEBI regulations and corporate laws. Key Responsibilities: - Conduct due diligence for capital market transactions. - Handle drafting, compliance, disclosure, and reporting requirements. - Ensure proper record keeping in line with SEBI and regulatory norms. - Interact and coordinate with clients for smooth project execution. - Perform quality...

Role Responsibility Oversee and manage entire financial and accounting activities of multiple clients across various industries. Closely supervise accounting processes and guide the teams in accounting. Implement financial policies, SOPs, internal controls to ensure compliance with regulatory requirements and optimize financial operations. Ensure timely and accurate preparation of analytical reports, MIS. Analyze business processes, numbers to identify cost reduction, profit improvement opportunities. Prepare budgets, forecasts and plans for working capital management. Ensure compliance with SHAs and Loan agreements. Maintain excellent relationships with clients. Should be able to assess and...

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