2058 Operational Risk Jobs - Page 12

As a Vice President, Compliance and Operations Risk Test Senior Lead within the Testing Center of Excellence, you will play a pivotal role in enhancing compliance and operational risk management. You will execute testing processes with precision, ensuring alignment with the firm's highest risks. Your deep understanding of risk and control testing principles will be crucial in identifying unmitigated risks and ensuring a cohesive testing framework. Your role will involve managing a diverse team, planning activities, and making impactful decisions throughout the function. - Lead the execution of testing processes accurately and on time, maintaining open communication with stakeholders - Utiliz...

You will be working as a Client Data Specialist within the Operations team, focusing on reviewing and enhancing data collection and verification processes to ensure the accuracy and completeness of KYC records. Your role will involve managing multiple tasks efficiently and utilizing digital tools to improve processes and enhance client experience. - Manage a team by providing coaching, feedback, and tracking individual performance. - Address service issues escalated by internal or external customers effectively. - Make independent decisions based on data, insight, and experience. - Communicate continuously with the team, provide timely feedback, and organize workflow efficiently. - Support c...

Role & responsibilities Preferred candidate profile

Job Family BICM Process (India) Travel Required Up to 25% Clearance Required None As the RCSA Program Associate, you will support project teams both at client sites and internally, initially largely at client sites. What You Will Do Carry out risk and control assessments Review current controls for adequacy and suggest improvements where needed Track remediation progress for identified control gaps. Evaluate and design internal controls for both effectiveness and efficiency Partner with cross-functional teams to integrate controls into business operations. Keep RCSA documentation updated within the risk management system Prepare reports for leadership, regulatory bodies, and audit committees...

Job Title - Divisional Risk and Control Specialist, Associate Location - Pune , India Role Description The Divisional Risk and Control Specialist Documentation Analyst is responsible for delivering specific aspects of the risk and control strategy for a sub-division. This includes reviewing, mining, enriching controls data and documentation for management of key control inventory. Understanding operational processes for monitoring risk and control activities, designing of key controls and risk-based control reporting of key issues, performance, and validation of cyclical activities such as certification and annual control self-assessments. It would also include, control assurance, incident r...

Job Summary Perform all input & Maintenance of Limits loaded in various TP systems, Deliver excellent service against agreed service standards, delivery standards, and minimal error rates as appropriate for Ops CRC CCIB Strategy Targeted Improvements Act as a service partner, work together with RMs, in-country Client Management (CM), Operations, and other key internal stakeholders to solve issues and identify opportunities to improve overall service for the clients Ensure adherence to DOIs Deliver excellent service against agreed service standards, delivery standards, and minimal error rates as appropriate Automation and Streamlining Drive continuous improvement of the operational efficiency...

Job Description: We are hiring a Risk Escalations analyst with expertise in identifying, investigating, and resolving risk-related escalations.

Job Description: We are hiring a Risk Escalations analyst with expertise in identifying, investigating, and resolving risk-related escalations.

Processes Manage and/or resolve alerts/cases. Process risk events in line with Assess, Analyse, Act (AAA) process. Do further analysis and escalations using knowledge about complex products. Implement/roll-out Group and FCC processes Maintain and recommend (for approval by the relevant Risk Committee), appropriate processes to address financial crime risks, aligning with relevant regulatory requirements. Risk Management Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from investigations. Inform senior management and relevant regulators of serious regulatory breaches (or where risk tolerance...

Position Senior Job Description Requirement 4 -8 years of experience in Asset management sector, Exposure to US based asset management or fund administration firm will be an addonThe role involves providing hands-on advisory services, including Fund Accounting, Investment Accounting, Financial Reporting, Regulatory and Statutory reporting, and more. Ideal candidates should have previous consulting experience in Wealth and Asset Management or a transformation role within the industry, focusing on the Finance function. Key qualifications and skills include - Advanced proficiency in Fund accounting and financial reporting, Investment accounting, financial statement close process, regulatory and...

Responsibilities Support the Transaction Monitoring (TM) Rule Issue Reporting/Oversight process end-to end Support Transaction Monitoring Rule Program Oversight (TMRPO) team s Operational Risk Event (ORE) activities and collaborate with Corporate Functions Control Management (CFCM) Ensure oversight of Subject Matter Expert issue management activities (research, fix, historical recovery) for Transaction Monitoring (TM) rule/report issues in production Facilitate meetings with Subject Matter Experts to drive resolution, document in detail Create and maintain consistent tracking, documentation end-to-end Deliver communications to Subject Matter Experts and Stakeholders (rule issue notifications...

About the Role This US-based role is part of the broader team covering audits over US Consumer Services, Digital Labs, and Global Advertising & Brand management business units. This role specifically will support audits over AXP brand-level and US Consumer product-level marketing strategy-setting and execution, as well as enterprise-wide communications and marketing technology capabilities/ experiences. Key Responsibilities Serve as Auditor in Charge (AIC) on low-risk audits, managing the audit engagement end-to-end, planning audit projects, defining objectives and scope, and coordinating with control groups, external auditors, stakeholders, and regulators to ensure effective execution; cond...

What you will do Lets do this. Lets change the world. Amgen is expanding its global Biostatistics capabilities, with A mgen India (A IN ) playing a key role in integrated delivery and functional leadership. As Senior Director Biostatistics, you will lead the India-based Biostatistics team; delivering statistical strategy, operational excellence, and digital innovation aligned with our global Clinical Development strategy. This role provides local functional leadership that contributes to global clinical development through seamless execution that leverages digital innovation capabilities . Responsibilities: Lead strategic statistical direction for a portfolio of development programs, alignin...

Role Summary The Fraud and Risk Associate will primarily be responsible for ensuring the implementation and validation of TaskUs Internal controls .Primary responsibility will be as follows :a) Set up of default Internal Controls following Global Security Strategiesb) UAT program on security related strategies assigned by Security Managementc) Provide audits for workstation controld)Provide assistance on Security controls related evidence for both security regulatory requirements and Fraud investigatione) Assessment of installation, configuration and deployment of network, GPO and Gsuite controls and supports troubleshooting issues to support org securityf)) Collaborates and works closely wi...

Role Summary The Fraud and Risk Associate will primarily be responsible for ensuring the implementation and validation of TaskUs Internal controls .Primary responsibility will be as follows :a) Set up of default Internal Controls following Global Security Strategiesb) UAT program on security related strategies assigned by Security Managementc) Provide audits for workstation controld)Provide assistance on Security controls related evidence for both security regulatory requirements and Fraud investigatione) Assessment of installation, configuration and deployment of network, GPO and Gsuite controls and supports troubleshooting issues to support org securityf)) Collaborates and works closely wi...

Role Summary The Fraud and Risk Associate will primarily be responsible for ensuring the implementation and validation of TaskUs Internal controls .Primary responsibility will be as follows :a) Set up of default Internal Controls following Global Security Strategiesb) UAT program on security related strategies assigned by Security Managementc) Provide audits for workstation controld)Provide assistance on Security controls related evidence for both security regulatory requirements and Fraud investigatione) Assessment of installation, configuration and deployment of network, GPO and Gsuite controls and supports troubleshooting issues to support org securityf)) Collaborates and works closely wi...

Before you apply to a job, select your language preference from the options available at the top right of this page. Explore your next opportunity at a Fortune Global 500 organization. Envision innovative possibilities, experience our rewarding culture, and work with talented teams that help you become better every day. We know what it takes to lead UPS into tomorrowpeople with a unique combination of skill + passion. If you have the qualities and drive to lead yourself or teams, there are roles ready to cultivate your skills and take you to the next level. About The Role : 4-8 years exp Analyzes business systems, processes, and related data to determine how solutions can be engineered to pr...

We are seeking an individual who thrives in ambiguity, capable of driving category management initiatives with strategic vision and precision. You will serve as the Global Category Management for Software. You will report to the Director, GPO Technologies. You will lead the global category strategy for Software. This includes developing multi-year category strategies that address business needs while achieving best practice outcomes, building enterprise-wide business partnerships, and activating Procurement resources to drive strategic sourcing results to reduce costs and enable top-line performance. Your responsibilities will include analyzing internal demand (using Business Partner Managem...

About the Role Amgen is seeking a highly motivated and detail-oriented Senior Associate to join our Corporate Audit Team. This position will support the planning, execution, and reporting of operational/financial audits and of U.S. healthcare compliance regulations. The role involves evaluating internal controls, assessing risk exposures, and recommending improvements to enhance organizational effectiveness and regulatory compliance. Key Responsibilities Audit Planning & Scoping Participate in walkthroughs and interviews with process owners and business leaders to understand workflows and risk areas. Assist in conducting Risk assessment by doing preliminary research to understand relevant bu...

We are seeking an individual who thrives in ambiguity, capable of shaping the global SOX & Compliance strategy with speed and precision. In this vital role, you will serve as the SOX & Compliance Lead. Reporting to the Process Mgmt., E2E Policies, & Performance Lead, you will be responsible for global strategic oversight of SOX Compliance for the Global Procurement process and identifying improvement opportunities. This role involves executing and improving the global strategy for Global Procurement SOX Compliance and implementing best-in-class compliance practices. This role plays a critical part in ensuring compliant Procurement operations. Roles & Responsibilities: Own the Global Procurem...

Nocpl is looking for Officer - Operations to join our dynamic team and embark on a rewarding career journey. Strategic Planning : Collaborating with senior management to develop and implement operational strategies aligned with the organization's goals and objectives. This may involve analyzing market trends, identifying opportunities for growth and efficiency improvements, and formulating strategic plans to enhance overall operational performance. Process Improvement : Identifying inefficiencies and bottlenecks in operational processes and workflows, and implementing measures to streamline and optimize these processes. This may include redesigning workflows, implementing new technologies, a...

Medcare Hospitals Medical Centres is looking for Senior Manager - Operations to join our dynamic team and embark on a rewarding career journey. As a Senior Operations Manager, your role is to oversee and manage the operations of a company or organization, ensuring efficient and effective processes across various departments. You will be responsible for strategic planning, resource allocation, process improvement, and team management. Here are the key responsibilities and tasks typically associated with the position of Senior Operations Manager : Strategic Planning : Develop and implement operational strategies aligned with the organization's goals and objectives. Collaborate with senior mana...

Job Title: IB DCO - Remote Booking Supervision, Associate Location: Mumbai, India Role Description The Divisional Risk and Control team is responsible for designing and implementing the risk and control strategy, providing a consolidated view of financial and non-financial risks for a sub-division. This includes supervision and assurance of risk-based control reporting of key issues, cyclical activities such as annual control self-assessments, remote supervision framework, control testing, incident research, remediation monitoring and other deep dive reviews. The Divisional Risk & Control team will manage key relationships with other risk and control functions, including driving transparency...

Job Description The Risk division is responsible for credit, market and operational risk, model risk, independent liquidity risk, and insurance throughout the firm. Risk Testing Group (RTG) The Risk Testing Group (RTG) is a multidisciplinary group of quantitative and financial experts at Goldman Sachs with presence in Bangalore, Hyderabad, Mumbai, New York, Dallas and Salt Lake City. RTG is responsible for independent oversight of all financial and non-financial risks, ensuring compliance with regulatory and internal expectations. The group's primary mandate is the independent review of models, data, processes, controls, and systems that mainly cover Credit, Market, Operational and Liquidity...

Join us as a Risk & Control Analyst" at Barclays, where youll spearhead the evolution of our digital landscape, driving innovation and excellence. Youll harness cutting-edge technology to revolutionise our digital offerings, ensuring unapparelled customer experiences. You may be assessed on the key critical skills relevant for success in role, such as experience with, skills to meet business requirement as well as job-specific skillsets. To be successful as a Risk & Control Analyst", you should have experience with: Basic/ Essential Qualifications: Identify and support improvements in risk awareness and control performance via controls assurance undertaken. Complete Design Effectiveness Asse...