2058 Operational Risk Jobs - Page 9

Job Description: Job Title- Team Manager, AS Location- Pune, India Role Description The Team Manager will be responsible for completion of day-to-day activity as per standards and ensure accurate and timely delivery of assigned production duties. Candidate/Applicants would need to ensure adherence to all cut-off times and quality of processing as maintained in SLAs. Candidate/Applicants would need to monitor volume inflow and assist in sufficient resource and task allocation in a justifiable manner. Candidate/Applicants would need to ensure that all queries/first level escalations related to routine activities are responded to within the specified time frame. What well offer you As part of o...

Job Description: Job Title: Payments Processing Analyst, NCT Location: Bangalore, India Role Description The Payments Processing Operator is responsible for the accurate and timely processing of all types of payments including processing of physical cash/valuables, as well as the handling of cash related investigations.This includes the processing of time-critical, complex transactions on behalf of the Banks internal and external clients, cash-related investigations involving enquiries from clients and internal stakeholders on cash payments before and after execution. It often involves time critical, potentially complex or in some cases regulated tasks including interaction with internal and...

Job Description: Job Title: Regulatory Control Lead, VP Location: Bangalore, India Role Description We are seeking a highly experienced and strategic leader to join our FCRC division as Vice President Financial Crime Risk and Control - Technology Risk Strategy Controls . This role is critical in shaping the risk and control landscape across our technology platforms, with a strong emphasis on Python-based automation , audit readiness , and strategic risk governance . The ideal candidate will bring a blend of technical acumen , regulatory insight , and banking domain expertise to drive innovation and resilience in a complex, fast-paced environment. What well offer you As part of our flexible s...

Job Description: Job Title: Operations Manager, AVP Location: Jaipur, India Role Description VP is responsible for upholding the profitability and values of an organization by leading business operations. Their duties include consulting with senior leadership personnel to determine business goals or initiatives, visiting with Directors or Department Managers to relay information about company needs and reviewing operational data to make inferences about their organizations success. VP should have command on the business domain and should be familiar with Investment banking concepts specifically related to German markets/European markets. Domain knowledge on one or multiple sub-domains is pre...

Job Description: The BCU team is principally responsible for: Identification and mitigation of non-financial risks (regulatory, conduct and systemic) Supporting the operations of an efficient supervisory and conduct framework. Ensuring the governance of a businessaudit portfolio Driving Change the Bank initiatives to support the control framework. In addition to working closely with the business heads, the groups reach and interaction is broad, including engagement with the Corporate Relationship Management (Coverage) Divisional Control Officer (DCO) and those functions forming the 2nd and 3rd LoD, for example Compliance, Anti Financial Crime (AFC), Non-Financial Risk Management (NFRM), Lega...

Job Description: In Scope of Position based Promotions (INTERNAL only) Job Title: Associate Global Reporting Location: Pune, India Role Description Finance It is crucial for the bank to understand how profitable each businesses activity is and Finance has a responsibility to understand precisely the resource commitment the bank makes to any given client or transaction e.g. cost, capital, funding, liquidity and risk. Finance is playing a central role in keeping the bank focused on simplification and financial resource management. With our diverse teams in 47 countries, we offer a broad portfolio of capabilities. Our key functions range from Group Finance, Treasury, Planning and Performance Ma...

Job Description: Job Title: Business Risk Control Analyst Corporate Title: Associate Location: Mumbai, India Role Description About Deutsche Bank Deutsche Bank is the leading German bank with strong European roots and a global network. Were driving growth through our strong client franchise. Against a backdrop of increasing globalization in the world economy, Deutsche Bank is very well-positioned, with significant regional diversification and substantial revenue streams from all the major regions of the world.We serve our clientsreal economic needs in commercial banking, investment banking, private banking and asset management. We are investing heavily in digital technologies, prioritizing l...

Job Description: Job Title: Associate Regulatory Reporting Team Location: Bangalore, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as Markets in Financial Directive MiFID II. This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). This role will also indulge in supporting in-house tech requirements in terms of building out reports, macros etc. What well offe...

ROLEPURPOSE & OBJECTIVE Theincumbent will be primarily responsible for providing Financialsolutions to meet the requirements of the existing Mappedcustomers and ensure value added customer service as well asacquiring New to Bank CASA Customers. Responsiblefor handling the portfolio of existing Mapped CASA customers andgenerating revenue / book growth Responsiblefor increasing Liabilities book size of relationships viabalances in accounts of existing mapped CASA customers or throughTerm Deposits, Cross selling of MF / Insurance, Loan products,acquiring family accounts and retaining the relationship Toacquire pre-fixed New to Bank CASA customers through Open Marketreferrals / Referrals from ex...

ROLE PURPOSE & OBJECTIVE Responsible to implement the operational risk framework for assessing,identifying, monitoring and mitigating pertinent operationalrisks in line with the defined risk appetite of the bank. Tosupervise the effective implementation of this framework acrossthe Bank to ensure that the Banks objectives and goals are notin any way affected by inherent and external operational risks. Responsiblefor conducting pre-onboarding assessment of the vendor and alsoannual risk assessment of material vendors. Responsiblefor monitoring and managing overall Outsourcing risk and IT Riskposture of the bank including Digital risk. Tomanage operational risks arising from material outsourcin...

We are looking for a highly skilled and experienced Specialist-EFRMS I4C Deputation to join our team at Ujjivan Small Finance Bank limited. The ideal candidate will have a strong background in banking and experience with EFRMS I4C deputation. Roles and Responsibility Manage and implement effective risk management strategies to minimize potential risks. Conduct thorough analysis of financial data to identify trends and areas for improvement. Develop and maintain relationships with key stakeholders, including customers and colleagues. Provide expert advice on financial products and services to clients. Collaborate with cross-functional teams to achieve business objectives. Identify and mitigat...

Role Overview: As the Vice President FC Fraud Risk Stewardship CoE at HSBC, you will oversee the broader Fraud staff members within the FC Risk Stewardship CoE. Your main responsibilities will include reviewing and challenging Issues, Actions, Controls, and Events to ensure they meet quality standards and framework requirements. Additionally, you will prepare key oversight data, escalate issues to Senior Management, and provide accurate data and insights for inclusion in relevant papers for key meetings and forums. Key Responsibilities: - Review and challenge Issues, Actions, Controls, and Events to ensure quality standards and framework requirements are met. - Prepare key oversight data and...

As a Client Data specialist within the Operations team, you will play a crucial role in reviewing and enhancing data collection and verification processes to ensure the accuracy and completeness of KYC records before they reach the client-facing team. Your advanced organizational skills will be essential in managing various tasks and activities effectively. Leveraging your proficiency in digital and tech literacy, you will utilize software applications and digital platforms to streamline processes and enhance the overall client experience. - Day-to-day management of a team, offering coaching and continuous performance feedback - Tracking the progress of individual team members, evaluating th...

About this role: Wells Fargo is seeking a Financial Crimes Associate In this role, you will: Participate in and provide support for low complexity initiatives Investigate, negotiate and mitigate potential or known moderate dollar loss or risk claims with customer suspects Examine evidence and work with more difficult customers or collect losses from responsible party Examine fraud findings to determine extent of fraud risk Review issues and policies or procedures for which answers can be quickly obtained related to lower risk tasks and deliverables with narrower impact Research and scrutinize complex transactions and referrals to prevent and detect financial crimes activities, policy violati...

About this role: Wells Fargo is seeking a Lead Operational Risk Officer. In this role, you will: Develop, implement, and monitor risk-based programs to identify, assess, and mitigate any operational risk that arises from inadequate or failed internal processes, people, systems, or external events Maintain a balance between risk mitigation and operational efficiency Evaluate the adequacy and effectiveness of policies, procedures, processes, systems, and internal controls Analyze extremely complex business and system changes to determine impact, identify operational risk issues and participate in the development of risk ratings Provide operational risk expertise and consulting to complex busin...

Summary ofroleThe roleinvolves building robust fraud detection frameworks, managing investigationsthrough empanelled risk agencies, engaging with law enforcement and businessteams, and driving awareness across teams.Key ResponsibilitiesDevelop and implement fraud risk frameworks across customer and distributors life cycle .Monitor transactions, claims and sales practices to identify red flags and fraud patternsLead and manage investigations of suspected fraud cases through empanelled risk agencies, ensuring timely closure with quality reporting.Evaluate and monitor performance of risk agencies to ensure adherence to defined SLAs and investigation quality standards. Drive vendor staff trainin...

Join us as a "Assistant Vice President" at Barclays, where youll spearhead the evolution of our digital landscape, driving innovation and excellence. Youll harness cutting-edge technology to revolutionise our digital offerings, ensuring unapparelled customer experiences. You may be assessed on the key critical skills relevant for success in role, such as experience with Markets product, Markets Operations, Control assessment and creating remediation plans, as well as job-specific skillsets. To be successful as a "Business Control Officer", you should have experience with: Basic/ Essential Qualifications: Chartered Accountant/ Certified Internal Auditor/ CPA or equivalent qualification in Aud...

Lead and facilitate end to end risk and control assessments Review current controls for adequacy and suggest improvements where needed. Track remediation progress for identified control gaps. Evaluate and design internal controls for both effectiveness and efficiency. Partner with cross-functional teams to integrate controls into business operations. Keep RCSA documentation updated within the risk management system. Prepare reports for leadership, regulatory bodies, and audit committees. Provide support to project teams both on client sites and internally. Assist project workstreams and maintain daily communication with clients to ensure successful outcomes. Provide training, guidance and me...

Preparing monthly Balance Sheet, Profit & Loss Account & MIS Reported to the Management Designing & implementing accounting policies & systems for preparing statutory books of accounts and financial statements like Balance Sheet, Profit & Loss Account. Advise and support by providing accurate information and manage the day to day operation of the finance department and its associated functions. Fund flow planning and monitoring based on sanctioned limit. Determining the accounts payable position for making timely payments to creditors. Determining the accounts receivable position for receiving timely payments from debtors. Review of General Ledger, Inter companies reconciliations, Bank Recon...

Lead the regulated accounts products pertaining to the Payment Aggregator space Have ownership of the customer experience, industry trends, regulations, risks and overall PnL of the product Drive conversations with internal and external stakeholders (NPCI, Networks, Fice, Operations, Risk, Compliance, Tech, Sales, Legal, etc) to best structure the product Drive key conversations with the current and prospective customers and help solution the use-cases Be up to date with the industry happenings and adapt the products accordingly. MBA with 5-8 years of experience in banking or payments domain. Understand the regulatory and risk framework around Payment Aggregator space Strong network within t...

We are seeking an individual who thrives in ambiguity, capable of driving category management initiatives with strategic vision and precision. You will serve as the Global Category Management for Software. You will lead the global category strategy for Software. This includes developing multi-year category strategies that address business needs while achieving best practice outcomes, building enterprise-wide business partnerships, and activating Procurement resources to drive strategic sourcing results to reduce costs and enable top-line performance. Your responsibilities will include analysing internal demand (using Business Partner Management processes), external market data, spend specifi...

Provide oversight, guidance and support relating to issues management in respect of risk and control issues including quality and adherence to SLAs throughout the issues management process. Ensure frameworks are implemented and managed effectively across aligned businesses, functions and horizontals. Provide advice, education and awareness relating to issues management as part of continuous improvement and enhanced service framework. Driving improved and sustainable controls culture through use of data led relevant indicators to ensure Control Forums are insightful and conversations risk focused, while also overseeing the Control Framework. Monitor key indictors and provide insights to leade...

Act as the primary point of contact between Global Technology and the Operational Risk Internal Audit teams. Coordinate and track audit requests, evidence collection, and responses from Technology teams (Infrastructure, Cybersecurity, Application Development). Facilitate risk assessments, gap analyses, and remediation planning in collaboration with technical teams. Maintain clear documentation of audit findings, remediation status, and risk mitigation plans. Drive project management activities including planning, tracking, reporting, and ensuring deadlines are met for audit-related deliverables. Ensure compliance with internal policies, regulatory requirements, and industry standards related...

We are seeking a talented individual to join our Policy Servicing team at Marsh. This role will be based in Pune. This is a hybrid role that has a requirement of working at least three days a week in the office. Senior Analyst Insurance Operations An opportunity to understand end to end lifecycle for UK Insurance Broking. A place to enhance your knowledge on work which is undergoing transition. In the first month, we expect you to understand the service or process. Learn about risk associated with service and deeper understanding of workflow by the end of second month of joining and within three months we would want you to become a process expert with knowledge on at least one of the Lines o...

Job Title: Accounting Service Management - Sr.Analyst Location: United Kingdom (UK Time Zone) Department: Investment Operations / Client Accounting Location: Kochi Role Summary: As a member of the Accounting Service Management team, you will ensure accurate and timely delivery of accounting services across onboarding, instrument setup, change management, reconciliations, and query resolution. The role requires strong coordination across internal stakeholders, a deep understanding of portfolio accounting, and a proactive approach to service improvements, automation, and operational risk management. Key Responsibilities: Ensure accurate application of accounting methodology during client onboa...