2058 Operational Risk Jobs - Page 11

Job Purpose This position is open with Bajaj Finance ltd. Duties and Responsibilities Review of design & implementation of Operational Risk Management (ORM) framework Review of design, implement and Testing (TOD/TOE) of Internal Control over Financial Reporting (ICOFR) framework. Conceptualization, documentation & implementation - Financial Control Chart Framework Preparation of Risk Control Matrix (RCM) & Process, Flow Chart for Finance & Treasury processes Ensure that risks are appropriately identified, documented and reported in compliance with laws, regulations and internal policies and standards. Back testing of Completeness of control environment from Trial Balance, periodic Monitoring...

Join our CCOR Data Science team as a Lead Data Scientist, where you will play a crucial role in developing AI/ML solutions to enhance compliance and risk management. Your primary responsibilities will include leveraging advance AI / ML techniques, LLMs and Agentic AI to develop and deploy models for various tasks such as anomaly detection, risk assessment, and compliance monitoring. You will work with diverse datasets to improve our risk management processes and ensure regulatory compliance. As part of a leading analytics community, you will have opportunities for skill development and career growth in AI, machine learning, and data science. Job responsibilities Design, deploy, and manage AI...

Job Description Position: DVP/VP - ORM Function: Operational Risk Management Reporting to: Chief Risk Officer (CRO) Location: Mumbai About the Role InCred Capital is seeking a seasoned and detail-oriented Operational Risk Manager to lead the Operational Risk Management (ORM) function. This role will be instrumental in building, implementing, and enhancing a robust ORM framework, ensuring proactive risk identification, assessment, and mitigation across the organization, with a strong focus on Capital Markets operations. Key Responsibilities ORM Framework & Governance Draft, review, and implement the Operational Risk Management policy in line with the latest regulatory guidelines. Develop and ...

Job Description: About Us At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of...

Paris, France or Gurgaon, India The Internal Control framework is an important pillar of Risk Management. It helps management understand risks faced and reduces operational risks allowing for targeted actions to mitigate risks in line with the risk appetite framework. It ensures ultimately that in each Department key internal controls are implemented, documented, assessed and monitored against material risks with clear management accountabilities and a second line function in charge of validation and review of this internal control framework. As part of AXA XL's Divisional Risk Management functionwithin the Risk Governance, Internal Control, and Operational Risk departmentyou will lead the I...

As a strategic advisor and engagement lead for data governance remediation initiatives, you will play a vital role in providing executive oversight and direction to ensure alignment of data management and governance strategies with regulatory requirements and business objectives. Your responsibilities will include: - Defining and communicating the strategic vision for data governance remediation to client executives. - Guiding the client in modernizing data architecture, risk aggregation, and regulatory reporting processes. - Advising on the development and enforcement of enterprise-wide data policies, standards, and controls. - Supporting executive and Board-level reporting and engagement w...

As a AI and Automation Operations Associate , you will be the central engine for operational excellence and innovation within Waheds UK region. This is a unique opportunity to move beyond executing tasks and become a strategic builder, working directly with the UK Region Head to identify and solve our most pressing challenges. You will have the autonomy to design, build, and deploy intelligent automation solutions across Customer Service, Marketing, Compliance, and Internal Operations. If you are a curious and driven problem-solver, passionate about using technology from SQL and scripting to AI and LLMs to create significant business value, this role will provide a unique platform for you to...

Join us as a Risk Control Analyst" at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. you'll harness cutting-edge technology to revolutionise our digital offerings, ensuring unapparelled customer experiences. You may be assessed on the key critical skills relevant for success in role, such as experience with, skills to meet business requirement as we'll as job-specific skillsets. Basic/ Essential Qualifications: Identify and support improvements in risk awareness and control performance via controls assurance undertaken. Complete Design Effectiveness Assessments (DEA) of controls to ensure they have been designed effectively and com...

Join Barclays as Control Assurance - Assistant Vice President where to provide independent insurance on control processes and advise on improvements to ensure the efficiency and effectiveness of the bank s internal controls framework. To be successful in this role, you should have: Effective written and oral communication skills, with the ability to present credibly to senior stakeholders. Working knowledge of operational risk control processes and practices, including experience in their application across functions with ability to demonstrate a risk management mindset. Good understanding of SOx requirements and the COSO framework and its application to internal controls over ficial reporti...

Join us as COO AVP - PB India where you will be responsible for tracking and managing delivery of strategic initiatives in collaboration with Product, Technology, Operations and other Control functions and deliver front to back service, solutions and support across the client lifecycle. To be successful in this role, you should: Demonstrate strong program management and business analysis expertise. Possess exceptional stakeholder management skills across diverse internal and external teams. Bring the ability to drive complex process changes and improvement programs within tight deadlines. Exhibit a hands-on approach toward issue resolution and risk management while maintaining compliance wit...

Position Summary: We are seeking an experienced and analytical Risk Manager to identify, assess, and mitigate risks across our organization. The Risk Manager will play a key role in developing risk management strategies, ensuring compliance with regulatory standards, and supporting business continuity. The ideal candidate should have a strong understanding of enterprise risk frameworks, internal controls, and industry-specific threats. Key Responsibilities: Develop and implement risk management policies, procedures, and frameworks. Identify potential financial, operational, legal, and strategic risks to the organization. Conduct regular risk assessments and audits to monitor exposure and vul...

General Manager - Governance JOB DESCRIPTION As the Associate General Manager – Governance (City) at Livspace, you will serve as the control anchor for all governance-related practices in your city. You'll ensure that processes, policies, and compliance mechanisms are implemented and followed across Sales, Design functions, project execution & customer experience. This is a strategic and hands-on role that ensures operational discipline at the city level. You will closely work with sales, designs and other core teams to identify gaps, mitigate risks, and uphold Livspaces governance and compliance standards. Roles and Responsibilities Key Responsibilities City Governance & SOP Adherence • Dri...

Conduct compliance risk assessment/develop risk-oriented activity plan Identify Compliance risk level in all business line/mitigate same Subject new products launches to compliance test Oversee risk-based compliance program Required Candidate profile MBA-Fin / CA / CS with 2+ yrs exp in handling compliance/risk in Indian BFSI at corporate level Job location is Chennai, TN

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with SOX testing experience.Conduct testing tasks within Agile models and integration processes and manage development sprints. What are we looking for? Ability to perform under pressureAdaptable and flexibleCommitment to qualityStrong analytical skillsWritten and verbal communication Roles and Responsibilities...

About The Role Skill required: Risk & Compliance - Operational Audit & Compliance Designation: Risk and Compliance Associate Manager Qualifications: Any Graduation Years of Experience: 10 to 14 years What would you do? You will be aligned with our Risk and Compliance vertical and help us perform compliance reviews, publish reports with actions and provide closure guidance as needed. We design & recommend effective controls to mitigate risks and help service delivery team prepare for upcoming client / external audits.You will be working as a part of the Risk & compliance team which is responsible for helping clients and organizations identify risks and create mitigation plans.Audit and manage...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with SOX testing experience.Conduct testing tasks within Agile models and integration processes and manage development sprints. What are we looking for? "Key ResponsibilitiesAssist in the following tasks to senior colleagues in the Internal Controls Team:Evaluate and document the Operating Effectiveness of the ...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with SOX testing experience.Conduct testing tasks within Agile models and integration processes and manage development sprints. What are we looking for? "Key ResponsibilitiesAssist in the following tasks to senior colleagues in the Internal Controls Team:Evaluate and document the Operating Effectiveness of the ...

About the Role: Aryan Solutions is hiring on behalf of a global financial services client in Malaysia . The team focuses on Private Equity and Real Estate Fund operations and is committed to delivering high-quality, compliant, and efficient fund servicing solutions. This is an exciting opportunity for professionals with a strong risk and control mindset to join a growing international team and play a key role in operational governance and risk management. Key Responsibilities: Support Head of Department (HOD) in policy development, risk control, and compliance with Service Level Agreements (SLAs). Participate in all departmental projects, providing advisory on risk and control aspects. Condu...

Leading MNC Bank Growth Opportunities About Our Client Leading MNC bank Job Description Manage end-to-end forecasting of Risk Weighted Assets / capital. This covers forecasting of Risk weighted assets (Credit risk, Market risk, Operational risk) and hence very detailed understanding of these is a must Explain movements in RWA via various drivers like Credit grade, FX moves, initiatives and linking them back to asset movements. Understanding components of Capital - CET1, T1, MREL, TLAC along with metrics like double leverage, CET1 and leverage ratios Continuous tracking of Capital capacity available (headroom) and set guardrails for businesses to ensure they don't overshoot the capacity (whic...

Oversee audit professionals across multiple simultaneous audit projects of all sizes and complexity across multiple business areas within and outside of local region, in unfamiliar areas, and for different audit leaders, ensuring audits are completed timely and with high quality; conduct L2 reviews Specialize in one or more specific lines of business; own portfolio with accountability, ownership and horizontal risk view of entire portfolio Collaborate with Audit Leaders to develop the annual Audit Plan, leveraging knowledge of the portfolio, banking, and industry trends to establish a risk-based Audit Plan with adequate coverage Support and/or lead regulatory activities and attend regulatory...

A Manager in GSRC team typically manages a team of up to 20 people. The role can also require managing a team of Subject Matter Experts (SMEs) and Individual Contributor (IC) that acts as support function for teams. Candidate will also be expected to interact with counterparts in other geographies and share best practices across the program and cross program. The basic responsibilities include, but not limited to Own business metrics and processes, aligned with business goals; Implement KPIs(Key Performance Indicators), metrics, audit processes, and best practices to track, maintain and exceed productivity (TPH) and quality (DPMO/defects/internal audit scores) as per service level agreements...

Summary ofroleThe roleinvolves building robust fraud detection frameworks, managing investigationsthrough empanelled risk agencies, engaging with law enforcement and businessteams, and driving awareness across teams Key ResponsibilitiesDevelop and implement fraud risk frameworks across customer and distributors life cycle Monitor transactions, claims and sales practices to identify red flags and fraud patternsLead and manage investigations of suspected fraud cases through empanelled risk agencies, ensuring timely closure with quality reporting Evaluate and monitor performance of risk agencies to ensure adherence to defined SLAs and investigation quality standards Drive vendor staff training ...

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measuresTo coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closureTo effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trends Learning and ground sensing to be shared with the stakeholders for root cause analysis AccountabilityEffective use of risk agency network and ensuring closure of cases within stipulated timelines wit...

Analyst Enterprise Risk Management (First Line of Defense) – Operations Testing Role Overview We are seeking a detail-oriented professional to join our Enterprise Risk Management (ERM) First Line of Defense team in the role of Operations Testing Analyst . The role will focus on control testing, RCSA upliftment, and monitoring across core banking processes such as Branch Operations, Wires, ACH, Global Transaction Services (GTS), and Foreign Exchange (FX). The position will play a critical role in ensuring operational resilience, compliance with internal policies, and alignment with regulatory expectations. Key Responsibilities Conduct control testing for key processes (Branch Operations, Wire...

Role Overview: In this role, you will be responsible for facilitating the use of relevant operational risk tools such as Risk Event Reporting, Risk Control Self-Assessment (RCSA), Key Risk Indicators (KRI), etc. This includes enabling the units to identify, assess, and mitigate key operational risks effectively. Key Responsibilities: - Building Ops risk scenarios and conducting Ops risk Stress testing. - Investigating root causes of Operational risk events and providing support to review controls and mitigate risks. - Building Operational risk loss database and related operational risk analytics. Qualification Required: - Knowledge of Retail Assets would be an added advantage for this role.,