2579 Operational Risk Jobs

Who we are looking for The Candidate will be responsible for managing the work of the analytics function. This individual will provide high level subject matter expertise in Basel Capital rule related areas, including understanding of Basel regulations, State Street's business practices, and various areas of capital management processes including Credit Risk, Operational Risk, Accounting, and Capital. This individual will collaborate closely with the key stakeholders of the team to present analytical results. Why this role is important to us Under the Basel framework, State Street must closely review its financial products and business units to enable the quantification of risk-weighted asse...

As a Risk Management Policy Lead, your role involves leading the design, implementation, and governance of risk management policies across the organization, focusing on risk management practices and regulatory compliance. You will work closely with various departments to ensure policies align with regulatory requirements and internal risk appetite. **Key Responsibilities:** - Lead the formulation, review, and periodic updates of policies and risk guidelines. - Ensure policies align with regulatory requirements, market trends, and internal risk appetite. - Standardize risk assessment procedures across products and business lines. - Collaborate with audit and compliance teams to ensure adheren...

We are looking for a skilled Controls Manager to lead our Operational Risk Analytics and Reporting team, ensuring the highest standards of risk management and compliance. The ideal candidate will have a strong background in operational risk analytics and reporting, with excellent analytical and problem-solving skills. Roles and Responsibility Develop and implement effective controls to mitigate operational risks. Analyze and report on operational risk metrics, providing insights and recommendations to senior management. Collaborate with cross-functional teams to identify and assess operational risks. Design and maintain risk models and frameworks to support business decision-making. Ensure c...

Roles and Responsibilities Conduct independent research based on direction provided by PgM and the project team to identify modus operandi, bad actor archetypes and abuse vectors/TTPs Provide key insights reports on abuse trends based on Independent assessment of abuse trends Specific research methodology prescribed as a part of project plan Regularly report on progress in OSINT investigations and provide feedback candidly Identify novel abuse trends through research and analysis General Qualifications Minimum qualification of graduation from a government recognized university Minimum tenure of 24+ months working as a abuse / fraud/crime investigator or investigative analyst Excellent writte...

Experience the power of innovation in ficial operations by joining a team dedicated to data excellence. Here, your ideas drive smarter solutions and elevate the standards of client service. Embrace the opportunity to transform how data is managed and verified, making a measurable impact on business outcomes. Thrive in an environment that values digital expertise and rewards initiative. Be part of a forward-thinking organization where your skills set the pace for operational success. Job Summary As a Client Data Specialist within the Operations team, you will be responsible for reviewing and improving data collection and verification processes, ensuring the accuracy and completeness of record...

Step into a role of Vice President Asset Servicing Oversight where you will drive transformative change initiatives across the Asset Servicing landscape. We are seeking a VP with deep end-to-end knowledge of corporate actions, income, proxy and other Asset Servicing processes, combined with strong experience partnering with technology to design, enhance and implement strategic platform capabilities. The ideal candidate will act as a subject matter expert, able to translate complex operational workflows into clear, structed requirements, ensuring the successful delivery of scalable solutions that support business growth and regulatory demands You may be assessed on key responsibilities releva...

Key Accountability Review of the various identified areas for operational risk and control processes and procedures. Monitor the execution of the audit plan. To liaison with the outsourced auditors. Perform risk assessments and scoping of audit. Independently manage the audit planning and execution Follow-up with stakeholders for audit related requirement. Conduct form and substantive testing as per audit requirement Create a detailed report as per defined format. Maintain the audit documentations in audit system Do a regular follow-up on overdue issues/findings and ensure timely compliance Qualifications CA (Preferred)/MBA with 8 years of experience. Tools ACL, MS Access, MS power point and...

Purpose To identify preventive ways to avoid any risk occurrence To decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measures To coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closure To effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trends Learning and ground sensing to be shared with the stakeholders for root cause analysis Accountability Effective use of risk agency network and ensuring closure of cases within stipulated timeline...

Purpose To identify preventive ways to avoid any risk occurrence To decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measures To coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closure To effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trends Learning and ground sensing to be shared with the stakeholders for root cause analysis Accountability Effective use of risk agency network and ensuring closure of cases within stipulated timeline...

You are a strategic thinker passionate about driving solutions in Control Management . You have found the right team. As a Control Management Analyst in the Control Management team, you will be responsible for preparing the Legal Entity Risk Assessment (LERA) and Qualitative Risk Appetite (QRA) for APAC Legal Entities that evaluates a Legal Entitys (LE) processes, risks, controls, and issues as documented in the Compliance and Operational Risk Evaluation (CORE) platform. This assessment involves identifying top compliance risks by using both qualitative and quantitative analysis to measure them, by highlighting key inherent, residual, and emerging compliance risks within the legal entity. Th...

Join us as a Technology Business Controls Partner In this key role, you ll apply effective risk management and decision-making capability, anticipating and assessing the potential impacts of risk associated with technology across the relevant business areas You ll make sure that the impacts of strategic technology and digitisation initiatives on the operational risk and control profile are evaluated, managed and mitigated You ll enjoy a varied and extensive breadth of work in this fast-paced and varied role, and you ll gain valuable exposure across a broad range of senior level stakeholders Were offering this role at vice president level What youll do As a Technology Business Controls Partne...

Roles and Responsibility Develop and implement effective regulatory compliance strategies to ensure adherence to industry standards. Collaborate with cross-functional teams to identify and mitigate regulatory risks. Conduct thorough analysis of regulatory requirements and provide guidance on compliance matters. Manage and maintain accurate records of regulatory interactions and submissions. Stay up-to-date with changes in regulatory requirements and implement necessary updates. Provide training and support to team members on regulatory compliance matters. Job Requirements Strong knowledge of regulatory compliance principles and practices. Excellent analytical and problem-solving skills. Abil...

Nasdaq Technology is looking for a passionate QA Test Specialist with a focus on software testing, to join the Mumbai technology center in India. If Innovation and effectiveness drive you forward this is the place for you! Nasdaq is continuously revolutionizing markets and undergoing transformations while we adopt new technologies to develop innovative solutions, constantly aiming to rewrite tomorrow. As a QA Test Specialist, you will play a key role in enhancing the quality of our platform delivery through various test methodologies. We are seeking a highly motivated and innovative individual to join our Mumbai/Pune based Quality Assurance team. The position oversees the Automation testing ...

Join our dynamic team to navigate complex risk landscapes and fortify technology goverce, making a pivotal impact in our firm s robust risk strategy. As a Compliance and Operations Risk Test Lead in the Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in test execution will be crucial in managing and conducting precise and accountable tests, ensuring alignment with the firms highest risks. Your analytical thinking and problem-solving skills will be key in identifying control coverage gaps and driving remediation of control issues. You will also be responsible for planning and organizing your own work, and p...

We are seeking an Sr. Lending Operations QA analyst as part of the Lending team in Toast. You will work with other data analysts, operations managers, operational risk leads and other leaders to help define, implement and maintain robust processes and quality assurance practices across the lending products at Toast. Understanding of operational quality assurance concepts and practices, critical thinking, and a process centric and data driven mindset is key to success in this role. About the roll* As Toast is expanding its Lending business, there are various new products and financial services on the horizon for the organization to support our community. The responsibilities for this role inc...

Internal Audit: Auditor-Thematic Audit INTERNAL USAGE: No. of Vacancies: Reports to: Head Branch Audit & Snap Audit Is a Team leader Y Team Size: 4 Grade: DM - SM Business: Department: Sub - Department: Location: About Internal Audit Internal Audit function of the Bank, operates independently under the supervision of the Audit Committee of the Board and is responsible for providing an independent view to the Board of Directors and Senior Management on the quality and efficacy of the internal controls, risk management systems, governance systems and processes in place on an on-going basis. This is provided to primarily ensure that the business and support functions are in compliance with both...

The Post-Trade Services and Risk Analyst will be working on two new initiatives with CME Group. The analyst will be monitoring risk and systems for our new Event Contracts suite over the weekend and assisting in the launch of our new US Treasury and Repo clearing service during the week.. Responsibilities will include strategic planning and design of clearing systems, operational and risk management, development of operational risk governance documents, and engaging internal stakeholders and external market participants. What you'll get: A supportive environment that promotes career progression, learning and development and inclusion Exposure to CME's vast number of products and asset classe...

Join us as a Risk Controls Manager If you have a background in risk assessment, then join our team in helping to anticipate and assess the potential impacts of risk across the bank We ll look to you to proactively drive the assessment and implementation of risk framework and policy compliance and changes, converting these into appropriate strategies and action plans In this highly collaborative role, you ll have an ideal platform for building your network and advancing your career, while helping to create a safer environment for the bank We are offering this role at vice president level What youll do You ll have responsibility for supporting management in their identification and assessment ...

Role Description The Regulatory Controls Associate will be an integral member of the CB IB Business Financial Crime Business Controls Oversight team, based in Mumbai or Bangalore. In this role, the Associate will support the business in meeting various Financial crime controls and Regulatory requirements. Key responsibilities include performing essential control activities, assessing and interpreting policy requirements, and conducting gap analysis through process mapping. The associate will also contribute to the design, implementation, and ongoing reporting of business controls, ensuring robust compliance and effective regulatory oversight within the organization. What we ll offer you As p...

Join us as a Markets Data Management Associate If you have a background of working in the financial services industry alongside excellent leadership skills, this could be the ideal role for you You ll make sure that your team fully understand their role in the customer in-life cycle management Hone your stakeholder management and influencing skills in a role where you ll be able to build your network and gain exposure for your work Were offering this role at associate level What youll do As a Markets Data Management Associate, you ll be supervising a team who facilitate reference data requests, on-boarding, off-boarding and the in-life cycle events of our customers. In order to inspire and e...

Job Title: Operations Lead Corporate Title: Assistant Vice President Location: Mumbai, India Role Description The Operations Lead will be a part of the TSCO Branch Operations team. This division is dynamic and multifaceted, collaborating closely with key stakeholders such as Business, Finance, Compliance, and Technology. The team s aim is to process daily pre- and post-settlement activities, both manually and through Straight Through Processing (STP). Primary responsibilities include ensuring timely matching of trade confirmations, executing trade settlements, managing cash transfers to clients and banks, and reconciling ledgers for incoming and outgoing funds. The scope of operations covers...

About this role: Wells Fargo is seeking a Senior Lead Operational Risk Officer In this role, you will: Provide companywide oversight and governance of an integrated operational risk program or initiative Develop and drive innovative operational risk approaches and solutions companywide through an influence model Identify potential business operational risks Develop and drive innovative operational risk approaches and solutions companywide through an influence model Constructively and independently challenge existing risk management fundamentals or assumptions and develop alternative approaches and solutions Evaluate long term implications and consequences of strategic business decisions and ...

Hiring Manager : Global Market Research and Competitor Insights Hub Lead, Global Key Asset Insights & Analytics Hub Lead % of travel expected : Travel required as per business need, if any Job type : Permanent and Full time About the job Strategic context: As part of GTMC, Insights & Analytics Capabilities delivers best-in-class and transformative insights and innovative tools and methods that actionably fuel Sanofis strategic business decisions, processes and deliverables. In doing so, our Hubs are a crucial part of how we innovate, improving performance across every Sanofi department and providing a springboard for the amazing work we do. Build a career and you can be part of transforming ...

In person Drive in Pune on 13th-Dec Internal Controls / Operational Risk/RCSA Roles in Pune Were thrilled to announce openings for Internal Controls and Operational Risk roles within the Financial Services sector at our Pune and Chennai offices. Candidates with GCC experience are preferred. What Youll Do: • Execute controls documentation, assessment, monitoring, and reporting activities to ensure compliance with internal standards and regulatory requirements • Perform operational risk and non-financial risk assessments, identifying gaps and implementing remediation plans • Support governance activities, including risk control oversight, issue management, and timely escalation of control fail...

Role Overview: You will be responsible for implementing risk management policies aligned with SEBI and global CCP standards. Your role will involve establishing systems to identify, measure, and control credit, market, operational, and liquidity risks. Additionally, you will ensure timely and accurate risk reporting to RMC, Board, SEBI, and other stakeholders. You will oversee the design, back-testing, scenario analysis, and effectiveness of risk models. Coordinating with clearing members, ISF, MIIs, and regulators on risk-related matters will also be part of your responsibilities. Furthermore, you will track and analyze market trends, volatility, and macroeconomic factors impacting clearing...