2072 Operational Risk Jobs - Page 16

Acquire and upgrade quality clients in the branch location areas to Treasures segment. Engage with existing customers to deepen the wallet share through retention and growth of AUM. Accountable for achieving monthly annual volume and revenue objective, as agreed. Ensure activation of e-Channels (I-Banking / M-Banking/ Online MF/Debit Card) and Savings Book growth Ensure proper implementation execution of product strategies through effective relationship management. Develop the client trust and loyalty for entrenched relationship with DBS through lifestyle and beyond banking propositions Ensure optimum product mix and new- to- product clients aimed at customer level profitability and enhancin...

Establish, manage and grow the AUM of mapped Client segment by acquiring and nurturing the client having AUM => INR 1 M Ensure complete knowledge of all products services through continuous skill and knowledge improvement. Resolve customer queries and complaints within the agreed TAT as per the DBS customer service policy. Coordinate and work closely with CBG colleagues, Service teams, Product specialist to ensure that team objectives are met through an environment that nurtures harmony and collaboration through teamwork Work closely with the Line Manager and City / Cluster Head to ensure achievement of common team and Branch objectives. Ensure internal and regulatory compliance and address ...

Establish, manage and grow the AUM of mapped Client segment by acquiring and nurturing the client having AUM => INR 1 M Ensure complete knowledge of all products services through continuous skill and knowledge improvement. Resolve customer queries and complaints within the agreed TAT as per the DBS customer service policy. Coordinate and work closely with CBG colleagues, Service teams, Product specialist to ensure that team objectives are met through an environment that nurtures harmony and collaboration through teamwork Work closely with the Line Manager and City / Cluster Head to ensure achievement of common team and Branch objectives. Ensure internal and regulatory compliance and address ...

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measuresTo coordinate and perform investigation on various cases allotted report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closureTo effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trends Learning and ground sensing to be shared with the stakeholders for root cause analysisAccountabilityEffective use of risk agency network and ensuring closure of cases within stipulated timelines withou...

Perform day to day management of a team including coaching and providing ongoing performance feedback. Track performance of individual team members over time to evaluate performance, learning and capability. Effectively address any service issues that might be escalated by either internal or external customers. Act independently and move forward without clear instruction or close supervision. Make decisions that are effective and well-grounded based on data, insight, and experience. Create an effective and efficient team through continuous communication, timely feedback, and appropriate supervisory practices. Organize workflow and distribute work appropriately. Support all aspects of client ...

Anticipate and identify engagement-related risks and escalate issues as appropriate. Identity internally escalate and potential red flags related to the engagement. Preparation of reports/deliverables/status updates/audit committee presentations. Demonstrate the ability to multi-task and manage multiple projects as directed by the managers. Handling data analytics - Access, ACL etc. Awareness of internal auditing standards issued by IIA and ICAI. Skills and attributes To qualify for the role you must have Qualification Chartered Accountant/Certified Internal Auditor/Masters in Business Administration. Experience 1 to 3 years of experience.

Development/implementation of the ITAM/ HAM processes Analyse data trends, inefficiencies, and opportunities for asset cost savings and performance improvements Analyse asset inventory, ensuring accurate tracking, valuation, and reporting of all asset Program manage asset management tool implementation strategies Prepare reports on asset baselining, process assessments, and other relevant asset management metrics for client consumption Drives Key Performance Indicators and drives continual improvement activities Program manage asset audits and inventories exercise to track assets and ensure accurate record-keeping Skills and attributes To qualify for the role you must have Qualification Char...

Ensure effective and appropriate Business Self-Testing, validation, and documentation of review activities for risk programs and controls according to standards and other all applicable policies Proactively anticipate and identify issues and control deficiencies through testing various channels of communication (including Calls, Emails, LinkedIn and Notes notations), assessing the impact of each and collaborating with business partners to develop and implement appropriate mitigating actions Support client signing / relationship-based testing with the endeavor to monitor the entire sales journey including all interactions and activities logged by Customer facing colleague Monitor activities t...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, youll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role Function Description: Control Management Centre of Excellence (OE- COE) plays a vital role in driving the soundness of the ...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, youll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role About the Internal Audit Group at American Express Our Internal Audit Group is a worldwide function with 300+ team members ...

About The Role Skill required: Audit - Risk Management Designation: Risk and Compliance New Associate Qualifications: Any Graduation Years of Experience: 0 to 1 years What would you do? Handling Employee tickets with customer focus and better employee experience. What are we looking for? Must have skills:Excellent interpersonal and time management skills and ability to work independently and as part of a teamStrong communication skills, both written and verbal.Soft skills required:Communication and Analytical skills Roles and Responsibilities: Conduct compliance audits of employees expenses andexecute expense reversal process for non-compliant expenses.Answer audit inquiries or other general...

In this role as a FP&A Analytics Lead for Treasury Markets CFO business at Standard Chartered, you will be responsible for managing various reports for the Treasury business across P&L and Balance sheet. You will lead a team in delivering CFO level presentations such as GPR, GALCO, TFF, BSR, BRC, NIM meetings with quality commentaries and explanations. Additionally, you will be involved in Treasury PnL and Balance sheet forecasting, FTP modelling, RWA validation, structural hedge actuals reporting, and ensuring adherence to SLAs, KPIs, internal metrics, and FMG wide policies. You will also be responsible for identifying and managing risk and control breakdowns, maintaining effective processe...

As an AVP Assurance Law, Rules Regulation at Barclays, you will play a crucial role in maintaining a robust control environment by providing independent assurance on control processes and advising on improvements to enhance the efficiency and effectiveness of the bank's internal controls framework. Your responsibilities will include collaborating across the bank, developing test plans, communicating key findings, and contributing to the development of a knowledge center. **Role Overview:** You will partner with the bank to ensure a satisfactory control environment by conducting ad-hoc assessments and testing on the internal controls. Your role will involve identifying weaknesses, communicati...

Role Overview: As a Senior Project Manager, you will be responsible for developing release implementation strategies, defining release criteria, managing release orchestration, and ensuring readiness quality gates across different phases. You will also drive detailed implementation plans for various components and ensure compliance with enterprise change management practices. Key Responsibilities: - Develop release implementation strategies and risk management strategies - Define release implementation GO / NO GO criteria and critical stage Entry / Exit criteria - Act as the primary escalation point for ecosystem implementation leads to resolve conflicts - Develop release SOLPAC including te...

Role Overview: As the Director Risk & Control at Standard Chartered, you will be responsible for managing end-to-end process risks for processes in the combined/single Process Universe for Corporate, Commercial, and Institutional Banking Client Coverage. Your role involves overseeing the execution of Country processes in line with global standards set by the Global Process Owners and Policy Owners. You will ensure the effective implementation of the Operational Risk Framework under the Enterprise Risk Management Framework and maintain process controls and governance within the country. Key Responsibilities: - **Strategy:** - Act as the Country Process owner for designated processes, managing...

Role Overview: In this role, you will be responsible for assurance management. You will conduct individual assurance by defining review objectives, preparing assurance plans, prioritizing work based on risk, and ensuring adherence to the plan. To be successful in this role, you will be responsible for people management and engaging with various stakeholders on assurance management. Key Responsibilities: - Define review objectives and prepare assurance plans - Prioritize work based on risk assessments - Ensure adherence to assurance plans - Manage people effectively - Engage with various stakeholders on assurance management Qualifications Required: - Tertiary qualification in a relevant disci...

As a Data Analyst in this role, you will be responsible for analyzing large data sets and generating reporting in Tableau Prep & Desktop, Excel, and/or PowerPoint for use in Governance committee or control forums. You will source relevant data from systems of record to deliver data files supporting Tableau and traditional PowerPoint reporting. Your role will involve assessing available data and reporting to identify trends, themes, and areas requiring stakeholder review via the team's reporting outputs. You will also support the team in creating, implementing, and improving processes through efficiencies and automation. Key Responsibilities: - Support Metric Delivery with Quality and Control...

Role Overview: As a Client Data Analyst within the Operations team, you will be responsible for reviewing and improving data collection and verification processes to ensure the accuracy and completeness of KYC records before they are reviewed by the client-facing team. Your advanced organizational skills will be crucial in managing multiple tasks and activities, while leveraging software applications and digital platforms to enhance processes and client experience. Key Responsibilities: - Perform day-to-day management of a team including coaching and providing ongoing performance feedback. - Track performance of individual team members to evaluate performance, learning, and capability. - Add...

Role Overview: As part of the UK Corporate Banking team at Barclays, your role involves providing effective Risk oversight for the new product risk approval process, with a focus on credit risk. You will collaborate closely with other second line of defence areas such as Operational Risk, Legal, and Compliance. Additionally, you will work with Front Office and Global risk teams to achieve Barclays" commercial objectives while managing within risk appetite and parameters. Key Responsibilities: - Overall accountability to the UK Corporate Banking Chief Risk Officer for executing responsibilities related to new product approvals and ongoing product reviews. - Conduct effective Risk oversight of...

About this role: Wells Fargo is seeking a Financial Crimes Associate In this role, you will: Participate in and provide support for low complexity initiatives Investigate, negotiate and mitigate potential or known moderate dollar loss or risk claims with customer suspects Examine evidence and work with more difficult customers or collect losses from responsible party Examine fraud findings to determine extent of fraud risk Review issues and policies or procedures for which answers can be quickly obtained related to lower risk tasks and deliverables with narrower impact Research and scrutinize complex transactions and referrals to prevent and detect financial crimes activities, policy violati...

Role Description Risk & Control helps Corporate Bank (CB) Operations proactively manage the right risks and build and sustain efficient controls. Embedded in this function are senior Quality Assurance Lead Reviewers responsible to lead and implement a quality assurance (QA) program for high-risk manual processes across Corporate Bank Operations. Activities include performing review of the manual processes versus the QA framework, identifying exceptions and areas of remediation, and reporting of results to senior management. Additionally, the role will be heavily interacting with respective coverage areas and reporting and advising on proper control functions, process enhancements, policy/pro...

As a Client Data Analyst within the Operations team, you will be responsible for reviewing and improving data collection and verification processes, ensuring the accuracy and completeness of KYC records before they are reviewed by the client-facing team. Your advanced organizational skills will be crucial in managing multiple tasks and activities, while your proficiency in digital and tech literacy will help you leverage software applications and digital platforms to enhance processes and client experience. Job responsibilities Perform day to day management of a team including coaching and providing ongoing performance feedback. Track performance of individual team members over time to evalu...

As a Client Data Analyst within the Operations team, you will be responsible for reviewing and improving data collection and verification processes, ensuring the accuracy and completeness of KYC records before they are reviewed by the client-facing team. Your advanced organizational skills will be crucial in managing multiple tasks and activities, while your proficiency in digital and tech literacy will help you leverage software applications and digital platforms to enhance processes and client experience. Job responsibilities Perform day to day management of a team including coaching and providing ongoing performance feedback. Track performance of individual team members over time to evalu...

LTFinance is looking for RISK MANAGER to join our dynamic team and embark on a rewarding career journey. Risk Identification: Identify and analyze potential risks that could affect the organization's objectives, including operational, financial, strategic, regulatory, and reputational risks.Risk Assessment: Evaluate the likelihood and potential impact of identified risks, using various methodologies such as risk matrices, quantitative analysis, and scenario planning.Risk Mitigation: Develop and implement risk mitigation strategies and control measures to minimize or eliminate risks. This may involve collaborating with different departments to implement risk management practices and procedure...

Acquire and upgrade quality Treasures clients in the branch location areas Engage with existing customers to deepen the wallet share through retention and growth of AUM. Accountable for achieving monthly & annual volume and revenue objective, as agreed. Ensure activation of e-Channels (I-Banking / M-Banking/ Online MF/Debit Card) and Savings Book growth Ensure proper implementation & execution of product strategies through effective relationship management. Develop the client trust and loyalty for entrenched relationship with DBS through lifestyle and beyond banking propositions Ensure optimum product mix and new- to- product clients aimed at customer level profitability and enhancing client...