2072 Operational Risk Jobs - Page 19

As a Supplier Manager at Barclays, you will play a crucial role in spearheading the evolution of the digital landscape, driving innovation, and ensuring excellence in digital offerings. Your responsibilities will include: - Managing and executing supplier control processes, overseeing supplier performance, and monitoring Key Performance Indicators (KPIs) to ensure expectations are met. - Collaborating with various stakeholder groups to deliver procurement needs, mitigate supplier risks, and align supplier relationships with the bank's strategic objectives. - Identifying suitable suppliers through market research, capabilities analysis, and contract negotiation. - Monitoring suppliers" contro...

As a Vice President - Risk Stewardship CIB at HSBC, you will be responsible for managing a team of FC risk stewards professionals within the COE. Your role will involve ensuring the delivery of end results, contributing to planning, finances, budgeting, and policy development in order to understand and manage financial crime risks within the Global Business. Key Responsibilities: - Manage a team of FC risk stewards professionals within the COE - Ensure delivery of end results, contribute to planning, finances, budgeting, and policy development - Focus on understanding and managing financial crime risks within the Global Business - Build a robust financial crime risk management culture and st...

Key Responsibilities: Perform catastrophe risk modelling and exposure analysis for natural and man-made perils (e.g., flood, earthquake, hurricane, terrorism). Support underwriters and actuaries by providing modelled loss estimates and risk insights. Manage and analyze large datasets (policy/portfolio-level data) to assess risk exposure. Run catastrophe models (AIR, RMS, or equivalent) and interpret results for business decisions. Develop detailed reports and presentations to communicate risk metrics to stakeholders. Support treaty and facultative reinsurance placement with model-driven insights. Collaborate with internal teams (Underwriting, Reinsurance, Actuarial, Finance) to align risk ma...

Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Senior Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years About Accenture Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. Visit us at www.accenture.com What would you do Help clients transform their compliance function from reactive to ...

Position Purpose Associate Level 1 will be managing the daily operations/workflow within the business group and helps the Line Manager in achieving the process deliverables. Solid functional understanding of the business is recommended along with strong knowledge of products related to Settlement/Corporate Action/Trade Processing. Experience in working with Intellimatch/TLM will be an additional attributes. The candidate should have hands on experience in cash & securities reconciliation process. All static and migrations should be managed with respect to reconciliation requirements. Solid technical understanding of the business is expected, including strong knowledge of TLM/ SmartStream/ In...

Position Purpose Global Custody team in BNP Paribas Securities Services are segregated into Corporate Actions, Income and Tax for operational efficiency and accuracy. Global Custody Tax team handles the client documentations for offering tax benefits to the client. An Associate in Global Tax department performs all the task of processing the daily BAU as per the Standing operating procedure. Responsibilities Act as a reference point for the tax team members and train/guide them through the daily activities. Allocate work, set priorities for the day and manage complex tasks in daily operations. Perform checker functions for all manual activities related to tax functions. Responsible to delive...

Position Purpose Primary responsibilities of the team includes: Settlement of Security transactions and associated products in a timely and cost-effective manner Timely investigation of nostro and depot breaks Collectively working towards mitigation of operational and reputational risk by escalating in a timely and efficient manner Liaising with clients, brokers / counterparties and other internal support functions for smooth settlement of trades Responsibilities Contribute to the overall successful running of the settlement department: By maintaining close relationships with all stakeholders & escalating problems to relevant teams promptly where & when required By maintaining good working r...

Position Purpose BNP Paribas has a presence in 75 countries with over 180,000 employees. It ranks highly in its two core activities: Retail Banking and Services as well as Corporate & Institutional Banking. In Asia Pacific, the BNP Paribas Group is a leading employer with more than 9,500 employees* and a presence in 14 markets. Being one of the largest international banking networks, we strive to employ talented and innovative people who are aligned to our vision and culture. * excluding partnerships Responsibilities For the scope of Global Banking Business (Transaction Banking, Loans Syndication, Global Capital Market and Corporate Coverage Group) Operational Risk & Permanent Control (OPC) ...

About the Role We are looking for a proven leader to head our BFSI division and drive growth, governance and operational excellence. With 15+ years in banking, you will bring deep expertise in loan servicing, operational risk, compliance and quality assurance while building and leading high-performing teams and a culture of risk awareness, quality, innovation and accountability. Key Responsibilities: Define and execute the BFSI strategy to drive business growth and client satisfaction. Develop and implement business development strategies to expand service offerings, increase market share, and enhance profitability. Lead end-to-end loan operations, servicing, and risk management. Build a str...

Position Purpose Primary responsibilities of the team includes: Ensure timely settlement of DTCC transactions Ensure timely settlement of Euroclear transactions Daily monitoring and resolution of Loanet contract compare breaks Process Loanet same day trade closeouts Monitor / resolve breaks, dks, and nostro rec items Settlement / resolution of DTC coupon & redemption items Mitigation of operational and reputational risk by escalating in a timely and efficient manner Liaising with clients, brokers / counterparties and other internal support functions for smooth settlement of trades Acting as a first level escalation contact, it is essential for this role to ensure the team deliverables are me...

Position Purpose We are looking for a motivated and detail-oriented Senior Associate to join our Settlement Operations team, focusing on APAC market specific to Australia, Singapore, and Hong Kong markets. This role is critical in ensuring timely trade settlement, managing fails and reconciliation breaks, processing fees and margins, and ensuring strong risk and control frameworks. The ideal candidate brings proven post-trade operations experience, strong market infrastructure knowledge, and a proactive problem-solving approach. The role has a weightage attached to it, as the person will have to possess good knowledge of the Trade life cycle & the Clearing and Settlement activity. Key Respon...

Join JPMorganChase to drive excellence in compliance and risk management. Leverage your analytical skills and collaborate with cross-functional teams to make a significant impact. At JPMorganChase, youll be part of a dynamic environment where your contributions are valued and your professional development is prioritized. As a Compliance and Operations Risk Test Senior Specialist in the Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in executing tests with precision and accountability will ensure the seamless delivery of quality outcomes. You will be responsible for assessing the control environment, ident...

Proactively Lead and manage delivery of Operational Resilience (including DORA) framework or refresh within Europe for CIB. Plan, manage and adapt (as needed) refresh lifecycle activities to support Operational Resilience framework delivery. Working closely with Product / BSO / Programme resource and other subject matter experts. Collaborate and builds positive stakeholder relationships providing regular updates on progress, timely escalations utilizing support network in CIB BR team / entities. Support Senior Manager CIB BR Europe, and deputize as appropriate to lead CIB BR support for HBEU / HBCE delivery of the Operational Resilience framework. Facilitate regular updates, including clear ...

Job summary: At Compliance Conduct and Operational Risk division, as a trade surveillance personnel you would be responsible for identifying potential instances of market abuse, notably insider trading and market manipulation using well known surveillance systems, conducting surveillance of activities in Firm and Employee accounts to comply with the information barrier and restricted list policies. The trade surveillance team would be responsible for looking into the risks across markets using the established surveillance program to safeguard the firm against any reputational and/or financial risk while complying with internal policies and regulatory requirements. Job Responsibilities: Revie...

Join our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm s robust risk strategy. As a Compliance and Operations Risk Test Lead in the Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in test execution will be crucial in managing and conducting precise and accountable tests, ensuring alignment with the firms highest risks. Your analytical thinking and problem-solving skills will be key in identifying control coverage gaps and driving remediation of control issues. You will also be responsible for planning and organizing your own work, an...

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measuresTo coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closureTo effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trends Learning and ground sensing to be shared with the stakeholders for root cause analysis AccountabilityEffective use of risk agency network and ensuring closure of cases within stipulated timelines wit...

The Wholesale (WSB) Control Office ensures that appropriate controls are implemented and monitored and that WSB operates within the agreed business risk appetite while adhering to all regulatory requirements at all times. The WSB Control Office function provides business risk and control to support BSO s and their delegates to enable effective and more proactive risk management with their end-to-end IBS. Within the Control Office, the role of the Manager, Operational Resilience Risk is to proactively identify and oversee financial and non-financial risk (NFR) view as related to WSB IBS and promote HSBC s balanced risk culture through continual assessment of risk in the business. While closel...

Risk Committee coordination pack production, scheduling and diary management for the meetings & pre-meetings, timely meeting minute issuance MI pack coordination prepare/review/interpret MI across risk typologies for CMB business line. Presenting MI and status on risk and control related topics to CIB teams and relevant stakeholders. Continuous monitoring review of MI, commentary, qualitive documentation of control descriptions and monitoring results, trending, analysis, and timely escalations. Following up on conduct breaches and coordinating remediation as required. Helios administration - Risk Owner/Control Owner/Risk Steward name changes. Issues and Actions status updates. Provide proact...

Co-ordinate and deliver on Barclays policy, standards and operating model in place with regards to Issues, Risk Event and EUDA Management activities for the in-scope processes. Assist and support to ensure adherence to Barclays Controls framework (BCF) /methodology and operationally efficient and effective, considering risk appetite extensive knowledge that the role holder must hold. Up to date with regard to CCO obligations under the Group Enterprise Risk Management Framework. Supports Business and Functions ensuring delivery of the right level of BCF requirements. Proactively identifying continuous improvements to the financial control environment and associated framework, supporting polic...

Track portfolio performance against the risk appetite framework by calculating prescribed metrics and escalating breaches when appropriate, document root cause analysis and remediation plans Execute on tasks related to aligned risk frameworks Support timely updates of documentation and operational controls as new customer features & fraud capabilities are introduced Conduct risk assessments for POS fraud Conduct controls testing in accordance with Internal Controls Policy Partner with functional experts across Point of Sale and other partner fraud teams. Track and identify issues and fraud events as outlined by the Issues and Events Policy Technical and Functional Skills/Capabilities: Abilit...

Position Purpose Primary responsibilities of the team includes: Settlement of Security transactions and associated products in a timely and cost effective manner Timely investigation of nostro and depot breaks Collectively working towards mitigation of operational and reputational risk by escalating in a timely and efficient manner Liaising with clients, brokers / counterparties and other internal support functions for smooth settlement of trades Responsibilities Direct Responsibilities Responsible for the settlement of Security transactions associated products booked in Calypso, on a timely and cost effective basis by: Ensuring all trades are instructed, matched settled on a timely basis Su...

Position Purpose Primary responsibilities of the team includes: Settlement of Security transactions and associated products in a timely and cost effective manner Timely resolution of nostro and depot breaks Mitigation of operational and reputational risk by escalating in a timely and efficient manner Liaising with clients, brokers / counterparties and other internal support functions for smooth settlement of trades Responsibilities Direct Responsibilities Responsible for the settlement of Security transactions & associated products booked in Back Office system, on a timely and cost effective basis by: Ensuring all trades are instructed, matched & settled on a timely basis Monitoring of faili...

Position Purpose Primary responsibilities of the team includes: Work closely with our business partners (Sales, Trading, Business Managers, Relationship Managers) on various client related topics Act as coordinator internally to ensure we provide a solution to clients with a competitive timeline. Ensure timely and appropriate level of escalation pertaining to client-impacted issues. Handle post trade allocation and trade exceptions for Synthetic Prime Brokerage clients Follow SLA turnaround time on client issues, and solutions. Review CSG and client MI to drive improvement leveraging technology or process enhancement. Involved in projects/initiatives globally and locally, on continuous impro...

Position Purpose Associate Level 1 will be managing the daily operations/workflow within the business group and helps the Line Manager in achieving the process deliverables. Solid functional understanding of the business is recommended along with strong knowledge of products related to Settlement/Corporate Action/Trade Processing. Experience in working with Intellimatchwill be an additional attributes. The candidate should have hands on experience in cash & securities reconciliation process. All static and migrations should be managed with respect to reconciliation requirements. He/ She will be responsible for interacting with Line Managers and the clients of BNP Paribas Group and needs to p...

Responsibilities Drafting Team: The Drafting team is responsible for ensuring that all BNPParibas confirmations are Dispatched to clients i.e Interbank and Corporate Clients. The team covers a wide range of products traded by the Trading desks such as Vanilla products and the more complex Structured trades. The Drafting team is also responsible to perform final verification of the trade economics before dispatching the final confirmations to counterparts. The team works closely with other Trade Processing teams, legal teams and Front Office to ensure timely communication for any booking discrepancies, template issues and outstanding confirmations. Minimize operational failure, including but ...