2072 Operational Risk Jobs - Page 21

About Business line/Function: RISK Operational Risk Management (RISK ORM) CIB belongs to the second line of defence of BNP Paribas Corporate and Institutional Bank (CIB). RISK ORM CIB belongs to the Risk Function (RISK) of BNP Paribas (RISK) and is placed under the responsibility of the Chief Operational Risk Officer (CORO) for CIB. The department has responsibility for independently challenging and supervising the Operational Risk management of CIB activities (Global Banking, Global Markets, Securities Services, Operations and Functions) on a worldwide scope. In the territories that CIB operates, there is responsibility to cover the Assets Liability Management and Treasury (ALM-T) operation...

About Business line/Function: The BNP Paribas Group's IT department (IT GROUP) aims to ensure the overall consistency of the Information System (IS) with the Group's strategic objectives, while improving the management and control of operational risks. The role of IT includes, among other things, providing an enhanced customer experience, accelerating digitalization, and optimizing operational efficiency. Thus, IT GROUP has modernized the Information Systems by deploying digital levers to support the digitalization of the Group's Businesses and Functions: The delivery of digital levers (Cloud, API, Data, Digital Working, Tech watch) is effective, and the IT Market Place enables their deploym...

About Business line/Function: Global Market Operations is mandated to provide end to end trade processing within CIB ITO Global Markets. GMOs teams are focused on cross business standardization to improve efficiency of ITO services, while keeping operational risk under control. The team is primarily responsible for carrying out following activities: Provide best in class service to the institutional and corporate clients of the Bank Process settlements, Collateral management, Treasury, payments and corporate actions for transaction initiated by CIB GM business. Provide support across regions (APAC, EMEA and AMER) and products (Bonds, Equities, Complex Securities, ETF, SLAB, Repo etc.) Tax Op...

Position Purpose Risk Control (is a distinct group within the V&RC organization, whose main objectives are: Perform controls over end-of-day and intraday risk limits Ensure compliance with trader mandates Escalate and report breaches to management Responsibilities Responsibilities: Contribute to Risk Control framework: End-of-day Risk Limits, Intraday Risk Limits and Trader Mandates. This increasingly complex and demanding function requires ongoing participation in process execution, analyses, and project coordination by all team members. Ensure that daily end-of-day/intraday limits and mandate breaches are investigated, understood, promptly escalated according to the global policy and all t...

Position Purpose The GM Sales and Trading Assistants (SATA) are responsible for assisting the front office in their day-to-day activities through, but not limited to proper deal capture flow, life cycle events management, controls and post trades services. SATA is expected to show initiative, flexibility, accuracy, good communication and commitment working in the front office environment. This role will be supporting Equity Derivatives Trading Desk. Responsibilities Work closely with various internal parties i.e. Sales, Trading, Business Managers, RMs, Operation, IT, Risk, Client Services, Compliance, Legal etc. Handle, operate, and follow up on post-trade process to ensure smooth front to b...

Position Purpose Within the GM CCCO department, the GM Operational Permanent Control & TAC/NAC Coordination team (GM OPC) serves as subject matter expert on the Front Office (FO) supervision structure, operational risks assessment, controls and governance. We are looking for a HEAD of OPC/ RPC team. The candidate will have to split the work between 80% to produce the BAU of the team as any other of his teammates and 20% to manage the OPC/ RPC team. Responsibilities Direct Responsibilities 1 . PROTECTION & RISK REMEDIATION: o Strengthen FO to End control set up through the declaration, investigation, analysis of operational risk incidents o Contribute to determine risk reduction actions & coo...

As a Legal Entity Controller, your role will involve building and managing the Legal Entity Controller model, identifying risks in the Balance Sheet, and presenting views to the CFO/Risk committee. You will be responsible for reviewing and ensuring the integrity, accuracy, and completeness of the General Ledger, detecting inconsistencies, and rectifying any accounting errors before the book close window. Additionally, you will be tasked with performing high-quality reviews of IFRS Financials and disclosures for external publication to ensure there are no material misstatements. It will be essential to engage and retain high-quality talent with succession planning for critical roles. - Review...

As an Operational Risk Framework Manager at Barclays, you will play a crucial role in shaping the future of the Governance and Oversight team in India. Your primary responsibilities will include: - Developing policies, standards, and guidance in alignment with regulatory requirements - Managing the annual refresh cycle for frameworks, policies, and standards - Conducting impact assessments to ensure timely implementation - Contributing to key change initiatives and managing key stakeholders - Maintaining framework components and implementing control lineage processes To succeed in this role, you should possess a solid understanding of operational risk, regulatory requirements, and policy/sta...

As a Risk Professional in the organization, your role will involve collaborating with a team to identify, measure, monitor, and report on enterprise-wide risks. You are expected to have a strong understanding of Business Continuity Management and oversee the entire BCM program. Conducting quarterly Risk Committee meetings to update EXCO members on the operational risk agenda is a key part of your responsibilities. Your tasks will include leading annual Key Risk Indicator (KRI) reviews, monitoring KRCIs triggers and thresholds, and analyzing the results with the Business team. Managing an effective operational Risk and Outsourcing/Vendor Risk Framework is crucial. You will also be responsible...

We're seeking a future team member for the role of Associate, OPS Control II to join our Global Custody Operations - REG GOV CONTROL team. This role is located in Pune, MH - HYBRID model. In this role, you ll make an impact in the following ways: Data Collection and Preparation Understanding of the Reconciliation Process Reporting and Communication Use of Data Visualization Tools Problem-Solving: Capability to identify problems promptly and develop effective solutions. Stakeholder Management: Ability to interact effectively with various stakeholders to ensure alignment and compliance. Technical Proficiency: Familiarity with data visualization tools and software relevant to the role. Project ...

If you are a strategic thinker passionate about driving solutions and mitigating risk, you have found the right team. The Testing CoE (Center of Excellence) team is responsible for ensuring a strong and consistent control environment across the firm. This role presents a great opportunity to work with a large Controls Testing team and help establish a newly formed organization, providing you with a solid starting point within the firm. As a Risk and Controls Testing Associate in the Testing Center of Excellence, your main responsibility will be executing independent risk-based, point-in-time evaluations of control design adequacy and execution effectiveness to mitigate compliance, conduct, a...

Trade Operations - FX/MM Key Responsibilities Exp-2 to 4yrs Location-Chennai Ensure all assigned transactions and tasks are completed on time. Follow up or escalate issues when necessary. Organize your work effectively and know when to raise issues to senior team members. Help resolve any issues related to stock or cash mismatches. Escalate unresolved problems based on set rules (e.g., age, value, client importance). Take full responsibility for any extra tasks or projects and complete them within the agreed timeframe. Handle client and stakeholder questions professionally, focusing on clear and timely communication. Follow internal procedures carefully and report any risks or concerns hones...

Cash Operations Associate Location Chennai Experience-4 to 6yrs The Cash Operations Associate is responsible for executing daily operational tasks with accuracy and efficiency, supporting trade processing, resolving exceptions, and contributing to process improvements. This role requires strong attention to detail, a problem-solving mindset, and the ability to work both independently and collaboratively within global teams. Key Responsibilities Complete assigned cash operations tasks accurately and within established timelines. Monitor and escalate unresolved or high-risk issues related to stock or cash discrepancies. Serve as a go-to resource for junior team members by providing guidance an...

Description International Risk and Controls sits within International Card Services (ICS) which comprises of all the issuing functions across all 28 international markets excluding the US - colleagues operate across a variety of geographies and disciplines. ICS issues products to our Consumer and Commercial customers the organization is an integral part of the global growth strategy for American Express; offering differentiated products and services is critical to our success and promises to drive significant growth and value through the delivery of innovative products, tailored to the needs of our customers. The objective of the ICS Control Management Legal Entity India Market Team is to pr...

As an Assistant Vice President- Operational Resilience in HSBC, your role is crucial in ensuring that appropriate controls are implemented and monitored within Wholesale Banking to operate within agreed business risk appetite and regulatory requirements. Your responsibilities include: - Proactively identifying and overseeing financial and non-financial risks related to Wholesale Banking IBS and promoting a balanced risk culture - Supporting compliance of Resilience Risk Management initiatives across HBEU BSOs within WSB - Working closely with Regional/Country stakeholders to protect customer and employee data and ensure compliance with Global Regulations - Operating effectively across a matr...

As an Assistant Vice President in this role, you will be responsible for managing operations within a business area, maintaining processes, implementing risk management initiatives, and ensuring compliance with relevant regulators. Your key responsibilities will include: - Identification of trends and opportunities for improvement by monitoring and analyzing operational data and performance metrics. - Managing operations for a business area, promoting efficient processes, risk management, and compliance initiatives to support the bank's operations. - Collaborating with internal and external stakeholders to align business operations with the bank's objectives and SLAs. - Providing guidance, c...

In this role at Standard Chartered, you will be responsible for driving relevant targets across the team and ensuring high-quality documentation support with error-free work and no operating losses. You will lead the team to deliver excellent client service, getting clients ready-to-transact quickly and within agreed service level agreements. Engaging a wide range of internal stakeholders for discussion and implementing changes will be crucial for streamlining processes and delivering excellent service against agreed standards. **Key Responsibilities:** - Manage document inventory and ensure adherence to global documentation standards - Drive operating rhythm across the team to allocate reso...

As a Financial Crimes Associate at Wells Fargo, your role involves participating in low complexity initiatives, investigating, negotiating, and mitigating potential or known moderate dollar loss or risk claims, examining evidence, working with difficult customers, and collecting losses from responsible parties. You will also review issues, policies, or procedures related to lower risk tasks, research complex transactions to prevent financial crimes activities, and analyze patterns, trends, anomalies, and schemes in transactions across multiple businesses. Key Responsibilities: - Participate in low complexity initiatives - Investigate and mitigate potential or known moderate dollar loss or ri...

Identify and assess current and emerging risks across the payments value chain. Ensure compliance with applicable regulations(e.g.AML, PSD2, RBI, etc.). Lead risk training and awareness programs across relevant departments.

Build and manage the HSBC GCP foundation platform to enable application deployments Engineer solutions on GCP foundation platform using Infrastructure As Code methods (e.g. Terraform) Integrate, configure, deploy and manage centrally provided common cloud services (e.g. IAM, networking, logging, Operating systems, Containers.) Ensure compliance with centrally defined Security Ensure compliancy with Operational risk standards (E.g. Network, Firewall, OS, Logging, Monitoring, Availability, Resiliency) Update support and operational documentation as required Ensure good Change management practice is implemented as specified by central standards. On a rotational on call basis provide out of busi...

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measuresTo coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closureTo effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trends Learning and ground sensing to be shared with the stakeholders for root cause analysisAccountabilityEffective use of risk agency network and ensuring closure of cases within stipulated timelines with...

About The Role : Job TitleProduct Owner, AVP LocationPune, India About DB Global Technology: A Passion to Perform. Its what drives us. More than a claim, this describes the way we do business. Were committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our peopleagile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As youll discover, our culture supports this. Diverse, international and shaped by a variety of different perspectives, were driven by a shared sense of purpose. At every level agile thinking is nurtured. A...

About The Role : Job TitleBusiness Risk & Control Analyst Corporate TitleAVP LocationMumbai, India Role Description About Deutsche Bank: Deutsche Bank is the leading German bank with strong European roots and a global network. Were driving growth through our strong client franchise. Against a backdrop of increasing globalization in the world economy, Deutsche Bank is very well-positioned, with significant regional diversification and substantial revenue streams from all the major regions of the world. We serve our clients real economic needs in commercial banking, investment banking, private banking and asset management. We are investing heavily in digital technologies, prioritizing long ter...

About The Role : Job TitleTFL Trade - NCT LocationPune, India Role Description Its a popular perception that if you have experience in Trade Finance Operations, you are never out of job. We handle multiple products like Letter of Credit, Collections, Bank Guarantees etc. Depending on your appetite to learn, you will get enough opportunities to learn multiple products/processes. The learning never ends in Trade Finance Operations. Our subject matter experts will ensure that you get the necessary training on the products and processes. What well offer you As part of our flexible scheme, here are just some of the benefits that youll enjoy Best in class leave policy Gender neutral parental leave...

About The Role : Job TitleRisk and Control Analyst LocationBangalore, India Role Description To assist with the management of the organizations Operational Risk framework by performing Control Effectiveness Testing against the controls identified within the Risk and Control Inventory process. This will enable support of the Banks strategic objectives by providing meaningful insight and guidance to a range of internal stakeholders across the Corporate Banking Divisions. This role is exclusively for candidates who have experience in Corporate Banking Operations internal control testing. As an Analyst, you will be responsible for providing teams with an informed opinion on the effectiveness of ...