1507 Operational Risk Jobs - Page 17

Regional ETRC Lead: Manage and supervise a local team centered in Gurgaon, India, includes raising awareness and promoting the ETRC brand across the region Act as a trusted advisor for firm wide risk & control matters Effective verbal and written communication and interaction across multiple first and second line teams that includes: Aladdin COO, ETRC, Engineering, RQA, etc Ensures strong governance and effective controls across risk identification, assessment and reporting activities and information in accordance with enterprise standards Risk Identification & Risk & Control Self-Assessment ( RCSA ) Program: Support and identify enhancements for firm wide Risk Identification programs centred on the annual RCSA program Support the BLK annual RCSA process across multiple first line technology entities & teams, collaborating with first line Risk Delegates & Functional Tech Risk & Control Leads to identify, assess, and mitigate risks Collaborating with the other 3 ETRC pillars and other risk partners to identify emerging risks Power BI Reporting: Support the development, maintenance & enhancement of executive-level and operational business reports using Power BI, leveraging technology risk and control data Analysis & Reporting: Design, develop, and implement reporting solutions including automation to meet management and regulatory reporting requirements Execute deliverables to deliver timely, accurate, and efficient service for scheduled reporting production processes Prepare, deliver & enhance comprehensive PowerPoint presentations for business leads, including reports on BlackRock Technology Risk Indicators known as Enterprise Risk Indicators ( ERIs ), Aladdin Client Technology Risk indicators, Tech Debt & and various other technology risk focused dashboards Continuously enhance reporting processes and tools to improve efficiency and effectiveness Support the production of existing AE and firmwide BLK expansion of Risk Estate reports Metrics: Ensure accurate and timely reporting of technology risk and control metrics by working closely with various stakeholders Productivity: Identify and implement process improvements (including Artificial Intelligence AI options) to enhance team performance, including the adoption of key technologies to automate & improve processes and stakeholder experience Desired Qualifications Analytics & Reporting: Skilled in identifying trends, measuring control effectiveness, and presenting actionable insights Collaboration & Relationship-Building: Proven ability to partner with diverse teams (technical and non-technical), cultivating a culture of shared accountability for risk management Problem Solving: Structured critical thinker with superior problem-solving abilities who can organise people under pressure and pull in key decision-makers to prioritise issues Intellectual Curiosity: Strong grasp of content, business models, interest in technology, markets, and geopolitical trends Diversity & Inclusion: Demonstrates integrity and the highest standards, with a commitment to inclusion and diversity Industry Exposure: 10+ years of experience in asset management, financial services or technology in a technology operational risk-related role Markets, Asset Class / Products: Working knowledge of financial markets, asset classes (Alts / Private Markets, Commodities, Equities, Fixed Income, FX, etc) & products (ETFs, Whole Portfolio, etc) Qualifications: CISA or CRISC certification preferred

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measures To coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closure To effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trendsLearning and ground sensing to be shared with the stakeholders for root cause analysis AccountabilityEffective use of risk agency network and ensuring closure of cases within stipulated timelines without compromising on quality Ensure issues are picked up in a proactive manner & necessary corrections are madeCreate network across the industry to identify nexus / racketProactively engage with law enforcement agencies for imparting knowledge and filing complaint Imparting risk awareness/sensitization trainings across variousbranch locations / departments

PurposeTo identify preventive ways to avoid any risk occurrenceTo decrease fraud and operational risk in the state by efficiently identify the emerging risk and putting appropriate measuresTo coordinate and perform investigation on various cases allotted & report within timelines Proactively detect problems or gaps in different processes, ensure mitigation, and loop closureTo effectively manage risk agencies and to ensure that their competency skills are upgraded as against evolving fraud trendsLearning and ground sensing to be shared with the stakeholders for root cause analysis AccountabilityEffective use of risk agency network and ensuring closure of cases within stipulated timelines without compromising on qualityEnsure issues are picked up in a proactive manner & necessary corrections are made Create network across the industry to identify nexus / racketProactively engage with law enforcement agencies for imparting knowledge and filing complaint Imparting risk awareness/sensitization trainings across various branch locations / departments

Business Line/Department: Operational Risk Group Details Tradeweb is seeking a Risk Operations Specialist to support our Risk teams Client Due Diligence, Training Oversight and Policy Management programs. This role involves collaboration with internal stakeholders to support the maintenance of policy documents, aid in training oversight and assist with client due diligence tasks. The ideal candidate will be detail-oriented, collaborative, and capable of managing multiple responsibilities in a fast-paced environment. This position offers the opportunity to work across business units, corporate functions, and technology teams in a cross-functional capacity. Job Responsibilities Assist with the daily execution of activities across the Policy Management, Training Oversight and Client Due Diligence programs Assist in the ongoing review, maintenance, and organization of policy documents as part of the firms Policy Management Program Collaborate with internal stakeholders across the organization to support client due diligence reviews, policy document updates and training governance activities Leverage existing tools and processes to execute job responsibilities Develop and enhance reporting with regards to areas of responsibility Proactively identify and recommend improvement opportunities across areas of responsibility Qualifications 5+ years of experience in operations, risk, compliance, or a related function within financial services, fintech, banking, consulting, or applicable industries Bachelors degree in Risk Management, Business Administration, Finance, Economics, English, or a related field Strong verbal and written communication skills Ability to quickly understand business processes and underlying technologies across Tradeweb businesses Strong time management and organizational skills with the ability to manage competing priorities Attention to detail and ability to multitask in a high-paced environment Collaborative mindset with the ability to work independently and across all levels of the organization Experience working with cross-functional teams such as Cyber Risk, Information Security, Compliance, and others Familiarity with Microsoft PowerPoint, Excel, Confluence, SharePoint, and task management/reporting tools such as Asana/Monday.com Prior exposure to client due diligence processes, policy management or training programs is preferred Experience with GRC platforms is a plus (e.g., Archer, KY3P, Whistic)

The Team: The OSTTRA Corporate Risk team serves as the front-line risk management function for the organization. Its primary responsibility is to assess and establish effective management of enterprise-wide risks and ensure conformance with OSTTRAs policies,frameworks, and standards. The Impact: Their impact is significant as the team protects OSTTRAs reputation and profitability, ensures regulatory compliance, fosters a strong risk culture, enhances operational efficiency and resilience, and supports informed strategic decision-making. Essentially, the team is crucial for safeguarding OSTTRAs stability and its role in the financial markets. Whats in it for you: Being a member of the OSTTRA Corporate Risk office means you will be part of a diverse and collaborative team. The Corporate Risk office serves as the front- line risk team for the organization and is accountable for assessing and instituting effective management of Enterprise Risks, as well as conformance with enterprise policies, frameworks, and standards. The successful candidate will serve as a risk champion who will partner with the Line Managers, Business, Legal, Risk, and Compliance teams, as well as the rest of the control functions in the identification, assessment, monitoring, and mitigation of risks in both business-as-usual processes and across change initiatives. Responsibilities: The candidate in this role will assist with managing a comprehensive portfolio of risk management action plans across the organization, and will challenge, problem solve and escalate issues/concerns as appropriate. What Were Looking For: 2- 4 years of experience in operational and enterprise risk management with additional points for experience with risk and control self-assessments (RCSAs) and data visualization software like Power BI. Excellent communication and presentation skills are also crucial with experience conducting risk assessments, understanding enterprise risk management, managing KRIs. The Risk Analyst for this role should be highly perceptive. The candidate should also have the ability to communicate effectively and present plans in a convincing way. Ultimately, the right candidate will ensure that our company secures its reputation and profitability by controlling and managing Enterprise Risks.

The Role Platform ITSM Officer The TeamThe OSTTRA Technology team is composed of Capital Markets Technology professionals, who build, support and protect the applications that operate our network. The technology landscape includes high-performance, high-volume applications as well as compute intensive applications, leveraging contemporary microservices, cloud-based architectures The ImpactTogether, we build, support, protect and manage high-performance, resilient platforms that process more than 100 million messages a day. Our services are vital to automated trade processing around the globe, managing peak volumes and working with our customers and regulators to ensure the efficient settlement of trades and effective operation of global capital markets Whats in it for youWe are seeking a highly motivated and experienced Incident Manager to join our team. In this critical role, you will be responsible for leading the response to and resolution of major incidents that impact our business operations. You will act as a leader and coordinator, driving technical teams to swiftly diagnose and resolve issues while ensuring effective communication with stakeholders. Responsibilities High Severity Incident ManagementHandling incidents with high business impact, requiring quick resolution and effective communication. ITIL ExpertiseStrong knowledge and experience with ITIL (Information Technology Infrastructure Library) framework, particularly in incident, change, and problem management. CMDB and Asset ManagementFamiliarity with Configuration Management Database (CMDB) and asset management systems to track and manage IT assets. Process ImprovementIdentifying opportunities to improve existing IT processes and prevent future incidents. Incident CoordinationCoordinating recovery efforts across various teams, ensuring effective communication and efficient resolution. Trend AnalysisAnalyzing incident trends to identify recurring issues and work towards reducing them. Post-Incident Review (PIR)Leading PIR calls, creating reports, and implementing preventive measures based on lessons learned. Problem-SolvingApplying problem-solving techniques (Pareto, 5 Whys, Fish-Bone) to identify root causes and implement effective solutions. Service Desk OperationsUnderstanding service desk processes and escalation procedures. Stakeholder ManagementEffectively communicating with stakeholders and managing expectations. Ticketing ToolsExperience with various ticketing tools (ServiceNow, JIRA, Salesforce). Communication Skills: Excellent verbal and written communication skills. Technical UnderstandingGood understanding of application and infrastructure domains. Financial Industry KnowledgeKnowledge of the financial industry, particularly securities processing, is a plus. Core skills and knowledge required ITIL ExpertiseDeep understanding and practical application of ITIL best practices, particularly in incident, problem, and change management. ITIL certifications are highly desirable. Strong incident coordinationLeading recovery efforts across multiple teams. Technical AcumenBroad technical knowledge across various IT domains (applications, infrastructure, networks, databases). Process improvementAnalyzing incident trends and identifying opportunities to enhance processes and prevent future incidents. Excellent communication and stakeholder managementExceptional verbal and written communication skills, with the ability to explain complex technical issues to diverse audiences.Keeping everyone informed and managing expectations effectively. ToolsFamiliarity with incident management and ticketing tools (e.g., ServiceNow, Jira). Bonus Points Experience with cloud technologies (AWS, Azure, GCP). ITIL v4 certification. SIAM (Service Integration and Management) knowledge. Requirements EducationBachelor's degree in computer science or equivalent. Experience6-8 years of experience in Major Incident Management. FlexibilityWillingness to work flexible hours, including weekends and holidays. Work ModelWork from Office/Hybrid model.

Description: Manages basic-to-moderately complex quantitative analysis projects with input from senior project team members in order to calculate risk exposure and potential loss that may occur due to natural and man-made catastrophes. Performs basic-to-moderately complex analyses using existing catastrophe risk models and evaluates the resulting data sets in order to calculate the clients risk exposure. Gathers, organizes and reviews raw exposure data from the client for accuracy and validity, and to identify abnormalities (such as negative premiums, abnormal construction types, or deductible overages). Prepares summaries, presentations and reports for basic or moderately complex client projects, with guidance from senior project team members, in order to summarize potential risks and loss results for the client. Communicates with clients on basic/routine projects with oversight from senior project team members to address client concerns and questions during the project. Researches and summarizes industry publications and scientific papers of specific or regional perils in order to provide additional sources of information used for analyses and client reports and to build personal knowledge of perils. Guy Carpenter, a business of Marsh McLennan (NYSEMMC), is a leading global risk advisory and reinsurance specialist and broker. Marsh McLennan is a global leader in risk, strategy and people, advising clients in 130 countries across four businessesMarsh, Guy Carpenter, Mercer and Oliver Wyman. With annual revenue of $24 billion and more than 90,000 colleagues, Marsh McLennan helps build the confidence to thrive through the power of perspective. For more information, visit guycarp.com, or follow on LinkedIn and X.

Key Qualifications: Proven experience as a Business Analyst in Capital Markets and Finance domains. Preferred experience in Model Risk and Operational Risk areas. Technical & Methodology Skills: Strong understanding and hands-on experience with Agile methodologies. Basic knowledge of SQL ability to query and analyze data at a foundational level. Core Responsibilities: Engage with business users and stakeholders to gather, analyze, and groom requirements. Create Functional Requirement Documents (FRDs) and other supporting documentation. Develop and maintain user stories with clearly defined functional acceptance criteria. Coordinate and assist users during User Acceptance Testing (UAT) phases. Act as a liaison between business and development teams to provide clarifications and resolve requirement-related queries. Interact effectively with senior stakeholders and communicate project updates or blockers in a timely manner. Certifications (Preferred): IIBA - Certified Business Analysis Professional Mandatory Competencies BA - BA - Requirement Gathering BA - SQL Domain Areas - FS Domain - Capital Markets BA - Create Specifications BRD/ FRD Beh - Communication and collaboration Agile - Agile - SCRUM.

Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment, design of operational effectiveness for monitoring & testing tools, monitoring/testing design assessment, and execution of monitoring/testing tools to assess the effectiveness of key controls designed to address defined risks Responsibilities : Provides leadership and direction through a large team of professionals and/or junior managers. Provide leadership to drive optimization and efficiencies in projects Assist management in guiding and influencing decisions that conform to business objectives Responsible for the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and Control Inventory Lead the assessment of activities and processes as per required Policies, Standards and Procedures to strengthen risk management quality Conduct routine testing of internal activities and processes to ensure adherence to established quality standards and identify areas of risk or non-compliance Review stakeholder/client feedback and respond to any quality assurance complaints or issues in a timely and efficient manner Support quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process Drive assessment of activities and processes as per required Policies, Standards and Procedures to strengthen risk management quality. Conduct routine testing of internal activities and processes to ensure adherence to established quality standards and identify areas of risk or non-compliance. Integrate stakeholder/client feedback and respond to any quality assurance complaints or issues in a timely and efficient manner. Oversee quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process. Develop and execute Monitoring and Testing for controls, including control design assessment and design of operational effectiveness for monitoring & testing tools, monitoring/testing design assessment, and execution of monitoring/testing tool. Regularly report on quality control outcomes and control effectiveness to top management and relevant stakeholders. Proficient knowledge of regulatory guidance specific to quality assurance and monitoring/testing lifecycle. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of teams and create accountability with those who fail to maintain these standards Qualifications : 10+ years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry. Ability to identify, measure, and manage key risks and controls. Track record leading Control related projects and programs • Ability to see the big pictures with high attention to critical details. Develop and implement strategy and process improvement initiatives. Comprehensive knowledge of businesses and functions and their risk profiles. Developing new ideas and improving current processes to proactively mitigate risks. Requires an ability to provide challenge and make recommendation for risk and controls remediation. Expert knowledge in the development and execution for controls. Proven experience in control related functions in the financial industry. Proven experience in implementing sustainable solutions and improving processes. Expert understanding of compliance laws, rules, regulations, and best practices. Deep understanding of Policies, Standards, and Procedures. Strong leadership, decision-making, and problem-solving skills. Strong analytical skills to evaluate complex risk and control activities and processes. Ability to deliver compelling presentations and influence executive audiences. Strong sense of accountability and ownership, with strong results orientation. Excellent communication skills; ability to engage and inspire across stakeholder groups. Exceptional command in Microsoft Office suite, particularly Excel, PowerPoint, and Word. Education : Bachelor's/University degree, Master's degree preferred

Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Senior Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years About Accenture Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. Visit us at www.accenture.com What would you do Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with SOX testing experience.Conduct testing tasks within Agile models and integration processes and manage development sprints. What are we looking for Conduct testing tasks within Agile models and integration processes and manage development sprints.Conduct testing tasks within Agile models and integration processes and manage development sprints. Roles and Responsibilities: In this role you are required to do analysis and solving of increasingly complex problems Your day to day interactions are with peers within Accenture You are likely to have some interaction with clients and/or Accenture management You will be given minimal instruction on daily work/tasks and a moderate level of instruction on new assignments Decisions that are made by you impact your own work and may impact the work of others In this role you would be an individual contributor and/or oversee a small work effort and/or team Please note that this role may require you to work in rotational shifts Qualification Any Graduation

Key Responsibilities: Perform catastrophe risk modelling and exposure analysis for natural and man-made perils (e.g., flood, earthquake, hurricane, terrorism). Support underwriters and actuaries by providing modelled loss estimates and risk insights. Manage and analyze large datasets (policy/portfolio-level data) to assess risk exposure. Run catastrophe models (AIR, RMS, or equivalent) and interpret results for business decisions. Develop detailed reports and presentations to communicate risk metrics to stakeholders. Support treaty and facultative reinsurance placement with model-driven insights. Collaborate with internal teams (Underwriting, Reinsurance, Actuarial, Finance) to align risk management practices. Contribute to the enhancement of internal risk frameworks, tools, and methodologies. Monitor global catastrophe events and assess potential portfolio impacts. Stay updated with advancements in catastrophe modelling tools, climate risk trends, and regulatory requirements (e.g., Solvency II, IFRS 17).

As a Head of RC CoE IWPB, ASP & MENAT at HSBC, you will play a critical role in directing the RC CoE team globally to support the IWPB business and ASP & MENAT regions. Your responsibilities will include leading the strategy and execution of all CoE activities, ensuring timely and high-quality service outcomes within agreed targets. You will collaborate closely with key stakeholders such as the Group Head of RC ASP & MENAT, Group Head of RC IWPB, and Global Head of RC Services. Your principal responsibilities will involve managing the CoE team on a global scale, ensuring service standards are met with high-quality outcomes, and overseeing recruitment, team resource planning, and capacity management. Additionally, you will represent the RC CoE teams in various forums to influence decision-making, lead the management of the services control environment, and provide risk stewardship advice when required. To excel in this role, you should have a minimum of 10 years of experience in risk management within banking or financial services, with a strong background in operational risk, regulatory compliance, or audit. You should be an experienced leader capable of managing large global teams across multiple jurisdictions and driving complex changes effectively. Your ability to collaborate, influence, and provide sound counsel to senior leaders will be essential in this position. Moreover, you will be responsible for driving the RC CoE strategy, fostering innovation and technology adoption, and creating a culture of accountability, inclusivity, and high performance. Your strong communication skills, leadership abilities, and commitment to employee engagement and development will be instrumental in shaping the success of the RC CoE team. Additional skills that would be advantageous for this role include experience in IWPB and Entity Compliance, a strong technical background in risk and compliance management, and compliance certifications such as ICA. Your ability to navigate ambiguity, drive change with pace, and uphold HSBC's values and objectives will be key to your success in this leadership position. Join HSBC and leverage your expertise to make a real impact on the organization's risk and compliance functions, driving strategic initiatives and fostering a culture of innovation and collaboration to achieve HSBC's goals.,

As a Head of RC CoE CIB And HBEU at HSBC, you will play a crucial role in leading the RC Corporate and Institutional Banking (CIB) & HBEU CoE teams globally. Your responsibilities will include developing strategies and overseeing the execution of activities within the scope of the CoE. Working closely with the Group Head of RC CIB & HBEU and Global Head of RC Services, you will ensure timely execution and quality service outcomes within agreed targets. In this senior leadership position, you will lead the RC CoE Stewardship Support teams globally and support the wider RC CoE teams in various locations. This will involve driving performance, standards, people development, and managing local risks, issues, and challenges. Collaboration with the Risk & Compliance CoE Site Lead is vital to contribute and execute on the agreed Risk & Compliance Shared Services objectives. Your principal responsibilities will include managing the CoE team globally to ensure service standards are met with quality assurance outcomes. Representing RC CoE teams in forums and committees, you will influence decision-making to achieve defined strategy outcomes. It is essential to uphold the services control environment, provide RC advice on material matters, and ensure collaboration with key stakeholders. Requirements for this role include a minimum of 10+ years of experience in risk management within Banking or Financial Services, with proven leadership capabilities. You should excel in leading large global teams, driving change, and promoting a positive work culture. Strong communication and presentation skills are necessary to engage with senior management effectively. Having additional skills such as experience in CIB, MSS, and Entity Compliance, a technical background in risk and compliance management, and compliance certifications would be advantageous. Your ability to navigate ambiguity, drive change with pace, and uphold HSBCs values and objectives will be critical to your success in this role. Join HSBC and make a significant impact while contributing to the growth and success of the organization.,

The Risk division at Goldman Sachs is responsible for credit, market, and operational risk, model risk, independent liquidity risk, and insurance throughout the firm. The Risk Testing Group (RTG) is a team of quantitative and financial experts with a presence in Bangalore, Hyderabad, Mumbai, New York, Dallas, and Salt Lake City. RTG's primary focus is on independent oversight of all financial and non-financial risks to ensure compliance with regulatory and internal expectations. They conduct reviews of models, data, processes, controls, and systems covering Credit, Market, Operational, and Liquidity risk areas. As an Analyst in the Risk Testing Group, you will work on challenging projects that involve analyzing data accuracy, regulatory compliance, and the effectiveness of key controls. You will interact with stakeholders across the firm and regulators globally, gaining exposure to financial products, risk management tools, quantification techniques, and various technology solutions. Responsibilities: - Develop an understanding of the firm's risk management framework, models, methodology, and processes. - Independently review key regulatory and internal initiatives and communicate findings through formal reports. - Validate qualitative models for conceptual soundness, methodology, and implementation. - Build and maintain effective relationships with stakeholders, and present results to senior management committees and regulators. Basic Qualifications: - Minimum of a bachelor's degree required; a master's in a quantitative discipline is preferred. - Qualified Chartered Accountants (CAs) will also be considered. - Professional certifications such as CFA, FRM, or equivalent are preferred. Competencies: - Functional Expertise: Exposure to qualitative and quantitative risk management in credit, market, liquidity, or operational risk. - Technical Skills: Strong programming abilities and experience with an object-oriented language like C++ or Python. - Drive and Motivation: Successfully manages multiple tasks, takes initiative to improve performance, and persists in achieving challenging goals. - Teamwork: Collaborates effectively within and across teams, encouraging participation and acknowledging contributions. - Communication Skills: Clearly and concisely communicates relevant information and shares new ideas. - Judgement and Problem-solving: Thinks ahead, plans for contingencies, finds alternative solutions, and effectively analyzes complex issues. - Creativity/Innovation: Seeks new ways to improve processes and develops practical and creative solutions. - Influencing Outcomes: Presents persuasive rationale for ideas, influences opinions, and provides recommendations. ABOUT GOLDMAN SACHS: Goldman Sachs is a leading global investment banking, securities, and investment management firm committed to diversity, inclusion, and professional growth. We offer a range of opportunities for personal and professional development, emphasizing wellness and mindfulness. Learn more about our culture, benefits, and opportunities at GS.com/careers. Goldman Sachs is dedicated to providing reasonable accommodations for candidates with special needs or disabilities during the recruiting process. Learn more at: https://www.goldmansachs.com/careers/footer/disability-statement.html The Goldman Sachs Group, Inc., 2023. All rights reserved.,

The NFR Audit and Regulatory Associate is a valuable member of the NFR Audit and Regulatory team, providing support for various activities within the NFR organizations. These activities include Cyber and Technology Risk, Third Party Risk, Data Risk, New and Changing Business Activities, Risk Treatment and Reporting, Risk Quantification, Operational Risk, Operational Resilience, Fraud, Privacy, and Insider Threat. Your primary responsibilities will encompass data collection, document management, engagement timeline tracking, program documentation library and SharePoint maintenance, status report updating, document review and packaging, deliverable status tracking, status updates provision, and assistance in meetings and other deliverable activities. To excel in this role, you will need to possess high attention to detail, strong organizational skills, adherence to timelines, and adaptability to contribute effectively to specific programs. Ability to organize information for aggregated reporting, utilize technology and tools efficiently, and experience in project management, risk management, audit, regulatory affairs, or data and technology-enabled solution delivery would be advantageous. You should be capable of handling a wide range of activities and confidential matters with discretion and meticulous attention to detail. Your key responsibilities may include: - Managing day-to-day tasks and work product in alignment with the NFR Audit and Regulatory team. - Maintaining clear and contemporaneous records of meeting action items and outcomes. - Producing periodic status reports as per program expectations. - Scheduling, monitoring attendance, documenting meeting notes comprehensively, and reporting outcomes of key meetings. - Overseeing review and packaging of deliverables completed by Subject Matter Experts and facilitating signoff review and completion. - Adhering to established timelines for deliverable completion with minimal re-work. - Writing clear, concise summaries of work completed or obtaining them from Stakeholders, informed by an understanding of risk and control objectives and programs. - Managing all necessary documentation repositories for the audit and regulatory reporting effort. - Collaborating with partners across the organization to support audit and regulatory deliverables. - Approaching existing solutions from a fresh perspective and developing repeatable processes for minimizing manual data gathering and maximizing existing information utilization. The successful candidate should ideally possess: - A College or University degree coupled with risk management, program management, or implementation experience, with industry knowledge preferred (financial risk, non-financial risk, technology, regulatory and/or compliance). - At least two years of experience supporting projects or programs. - Technical proficiency in Outlook, Teams, and Microsoft Office 365 suite (particularly adept with Excel, Word, SharePoint, PowerPoint, MS Project, Adobe). - Self-motivation, high flexibility, adaptability to change, and results-oriented mindset. - Strong attention to detail, listening skills, and ability to synthesize information into actionable insights. - Excellent problem-solving, organizational, and time management skills.,

The Head of Retail Risk will be responsible for effectively implementing and managing Retail Risk for the bank in accordance with the established policies and framework. This includes assessing and mitigating Credit Risk for various Retail Assets such as Personal Loans, Commercial Vehicles, Construction Equipment, Home Loans, Loan Against Properties, Business Instalment Loans, Loan Against Gold, and Loan Against Securities. The key areas of focus will involve Operational Risk, Products & Processes, Key Risk Indicators, Risk Control & Self-Assessment, as well as other Key Risk Metrics. The ideal candidate should possess a minimum of 15-18 years of experience, preferably in the Banking, Financial Services, and Insurance (BFSI) sector. An MBA or CA qualification is required for this role, with a specific job role background in Retail Banking Liabilities Products/Business Development or Risk management. Essential skills for this position include strong Relationship Management, service focus, as well as excellent Communication and Presentation abilities. If you are interested in this opportunity, please contact us at 9867393910.,

Join Barclays as a Supervision Lead in the Investment Banking Chief Controls Office, where you will play a pivotal role in implementing a supervisory governance framework. Your primary responsibility will be to enable Investment Banking to achieve its business goals in a safe and controlled manner, in compliance with regulations and within the risk appetite of the firm. You will collaborate with business and functions to address risk and control-related activities, including remediation activities due to Trading Controls regulatory requirements and internal Assurance identified issues. Additionally, you will help drive global control initiatives to manage operational and conduct risks effectively. Your role will involve compiling reports and data on the status of Governance for business line control meetings and regulatory inquiries. You will contribute to building an end-to-end trading supervision system for the Investment Bank business, focusing on improving architecture, design, user experience, connect-the-dots capabilities, processes, procedures, and risks in alignment with regulations and the Barclays Control Framework. Furthermore, you will ensure the business can identify, design, and implement appropriate business controls, as well as conduct testing and quality assurance to proactively flag and highlight risks. Your expertise will be crucial in providing technical advice and insight to support control initiatives and engaging with global Control Business Partners, Business Management, Supervisors, and other Key Stakeholders. To excel in this role, you should possess strong analytical and problem-solving skills, along with comprehensive knowledge of Operational Risk and Capital Markets. Being well-organized with good time management abilities is essential, as is the capability to manage a team of high performers. Building relationships with internal clients, taking initiative, and driving process improvements are key characteristics for success. Valued skills may include working knowledge of industry regulations and standards, experience with Control and three lines of defence teams, proficiency in MS Office Suite, especially in MS PowerPoint, and familiarity with MS Access, Python, SQL, and VBA. Successful candidates will demonstrate expertise in key critical skills such as risk and controls, change and transformation, business acumen, strategic thinking, digital, technology, and job-specific technical skills. This position is based in the Mumbai office. Purpose of the role: The purpose of this role is to assess the integrity and effectiveness of the bank's internal control framework to support risk mitigation and protection of operational, financial, and reputational risks. Accountabilities: - Collaborate with various stakeholders across the bank and business units to enhance overall control effectiveness through detailed documentation of control assessments, procedures, and findings. - Identify and investigate potential weaknesses and issues within internal controls to drive continuous improvement and risk mitigation aligned with the bank's control framework. - Develop reports to communicate key findings from risk assessments, including control weaknesses and recommendations, to control owners, senior management, and other stakeholders. - Execute reviews to evaluate the effectiveness of the bank's internal controls framework aligned with established policies, regulations, and best practices. - Implement adherence to the Barclays Controls Framework and establish appropriate methodology for assessing controls against the Controls Framework. Vice President Expectations: - Contribute to strategy setting, drive requirements, and make recommendations for change. - Plan resources, budgets, and policies; manage and maintain policies/processes; deliver continuous improvements, and escalate breaches of policies/procedures. - Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does. - Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategies. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, along with the Barclays Mindset of Empower, Challenge, and Drive.,

If you are a strategic thinker passionate about driving solutions and mitigating risk, you have found the right team. The Testing CoE (Center of Excellence) team is responsible for ensuring a strong and consistent control environment across the firm. This role is a great opportunity to be working with a large Controls Testing team and help establish a newly formed organization which provides the potential hire a good starting point within the firm. As an Associate within the Testing Center of Excellence, you will be responsible for the execution of independent risk-based, point-in-time evaluations of the control design adequacy and execution effectiveness, to mitigate compliance, conduct and operational risks. The role requires overseeing the performance of complex evaluations of business processes through a comparison of actual processes against expected practices (policies, standards, procedures, laws, rules, and regulations). Testing activities often include sophisticated data analytics on large datasets and regular engagement with senior stakeholders across the firm. This is an exciting opportunity to work on key risk initiatives as they become the focus of the firm and across the financial services industry. You will excel at creative thinking and problem solving; be self-motivated, confident and ready to work in a fast-paced, energetic environment. Through collaboration and analytical skills, you will contribute to the Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. Lead comprehensive control evaluations and substantive testing to independently assess the design and effectiveness of controls. Ensure compliance with internal policies, procedures, and external laws, rules, and regulations, while identifying necessary remediation actions. This includes developing and executing testing procedures, meticulously documenting results, drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports. Foster collaboration with Compliance and Operational Risk Officers on various engagements. This includes developing detailed test scripts, facilitating issue discussions, participating in business meetings, and drafting comprehensive final reports to ensure alignment and clarity. Utilize advanced critical thinking skills to apply substantive testing techniques, thoroughly evaluating the effectiveness of high-risk business processes and identifying potential areas for improvement. Proactively assess and monitor risks, ensuring adherence to firm standards, regulatory requirements, and industry best practices. Implement strategies to mitigate identified risks effectively. Collaborate with cross-functional teams and stakeholders to support the design and effectiveness of controls. Drive initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. Develop and execute robust control test scripts aimed at identifying control weaknesses, determining root causes, and recommending practical solutions to enhance operational efficiency and control effectiveness. Document test steps and results in a comprehensive and organized manner, ensuring sufficient support and justification for testing conclusions. Maintain a high standard of documentation to facilitate transparency and accountability. Lead meetings with business owners at various management levels, delivering testing results and supporting sustainable control enhancements. Identify and capitalize on opportunities to strengthen controls and improve operational efficiency. Required qualifications, capabilities, and skills: - 3+ years of experience or equivalent expertise in risk management, assessment, control evaluations, or a related field, within the financial services industry. Possess a strong understanding of industry standards and regulatory requirements. - Demonstrated ability to analyze complex issues, develop and implement effective risk mitigation strategies, and communicate insights and recommendations clearly to senior stakeholders. - Proficient knowledge of risk management frameworks, regulations, and industry best practices. Ability to stay updated with evolving regulatory landscapes and adapt strategies accordingly. - Exceptional ability to develop and communicate well-founded recommendations based on regulatory guidance and standards, ensuring alignment with organizational goals and compliance requirements. - Highly organized and detail-oriented, with a proven track record of managing multiple priorities and delivering results in a fast-paced environment. - Strong analytical and communication skills, with the ability to convey complex information in a clear and concise manner to diverse audiences. Preferred qualifications, capabilities, and skills: - CISM, CRISC, CISSP, CISA, CCEP, CRCM, CRCMP, GRCP, or other industry-recognized risk and risk certifications preferred. - A background in auditing and the ability to understand internal controls is beneficial. - Proficiency in MS (Microsoft Suite) Office - Microsoft Word, Excel, Access, and PowerPoint.,

We are looking for a highly motivated and experienced AVP Control Business Partner to contribute to the assessment and improvement of the internal control framework within key banking functions. Your role will be pivotal in ensuring the operational, financial, and reputational integrity of the organization through effective risk identification, control assurance, and stakeholder engagement. As the AVP Control Business Partner, you will play a crucial role in evaluating the integrity and efficiency of the bank's internal control framework to mitigate risks and safeguard operational, financial, and reputational integrity. Your responsibilities will include identifying and analyzing emerging risks, developing and maintaining a customized internal control framework, leading control assurance and testing activities, promoting risk awareness and control effectiveness through collaboration and training, as well as advising senior stakeholders and supporting governance. The ideal candidate should possess qualifications such as a Chartered Accountant, CIA, CPA, or equivalent certification, along with a solid background in Internal Audit, Operational Risk, and Control Testing. A comprehensive understanding of risk frameworks, governance, and financial crime controls is essential, as well as excellent analytical, communication, and stakeholder management skills. It would be advantageous if you have experience in areas like AML, CDD, Credit Lending, Reference Data, or Markets Controls. Join us in a team where integrity, innovation, and excellence are the driving forces behind every decision.,

Lead projects and provide operational support for Real-world evidence studies and projects across functions; Drive the execution and delivery of RWE solutions, including project/study monitoring, and play an important role in seamless execution of study execution. To be familiar with the details of all prioritized RWE studies and projects, and closely monitor to identify risks that can be mitigated, allowing projects to be completed on time and on budget; To ensure smooth day-to-day operation of RWE Project/Studies, help to resolve program issues, Maintain roadmaps, project plans, reports and dashboards (e.g., incl. Requirements for budgeting); Hold regular alignment meetings with relevant stakeholders; Ensure adherence to timelines and quality as per requirements. People: (1) Maintain effectiveness relationships with the end stakeholders and cross-functional affiliates with an end objective to effectively transition education and communication content as per requirement; (2) Actively manage interface between Medical Activities Hub and end customer by facilitating regular interaction and implementing appropriate measurement; (3) Ensure new technologies are leveraged (4) Form Study Teams, organize and facilitate kick off meetings, and ensure that work-steps and compliance documentation (Study Outline, Protocols, etc.) are completed on time/on budget; (5) Facilitate positive interactions with internal stakeholders and external partners, including KOLs, data producers, and third-party vendors Performance: (1) Develop and track metrics to create require visibility to ensure deliverables are as per agreed timelines and quality; (2) Develop tools, technology and process in order to constantly improve quality and productivity; (3) Take full ownership to develop business and implement necessary actions in setting up yearly target and defining strategic plan Process: (1) Support successful transition of programs in terms of quality, timeliness, efficiency, and high technical standards for deliveries; Lead and partner in the development and maintenance of project timelines and associated budgets to ensure project and action item completion; (2) Lead and closely monitors cross-functional work-streams to ensure integration and prioritization of activities; (3) Contribute to overall quality enhancement by ensuring high scientific standards for the output produced using proven methodology; (4) Secure adherence to compliance procedures and internal / operational risk controls in accordance with any and all applicable regulatory standards

Work closely with HEVA Senior director, business partners, therapy areas leads, eBuy managers, external vendors, and finance colleagues to lead coordination and management of various activities Work with TA Leads to conductmonthly/bimonthly/quarterlybudget reviews and ensure full oversight; identify US budget needs; coordinate with cross-functional teams to operationalise strategic plan, brand plan and prioritization; identify areas of support needed; develop and maintain TA project tracker; track and update on monthly worksheet issues flagged Work with business partners to perform monthly review of budget plans and actuals; complete North America (NA) intake form and update budget tracker with SOW details, shift funds on tracker to align with finance; provide updates on pending contracts, identify any challenges and follow-up on invoicing issues; follow-up on year-end cross charges (by November) to make sure they hit the books; coordinate and assist to set-up Ad-board meetings Coordinate with ITA team for organising external meetings and activities such as GRFs, FMVs, tiering, honoraria tables and cost-sheet etc Coordinate with finance colleagues to communicate any discrepancies between finance trackers and BPs budget tracker, cost centre mistakes and for any amendments as needed Work with vendors on contract support to onboard vendors; ensure final approved SOW is processed via NA Intake form, follow-up on contract and PO, forward PO to vendor; support with contract renewals or amendments; follow-up on PV training; monitor invoices to be processed; schedule meetings and prepare meeting minutes Responsible for project management support to the scientific writer and HEVA ensuring the end-to-end effective project delivery of the designated publication/medical education and HEVA deliverable across all phases Initiate submission (as required), amend submission based on comments (as required). Support the writer with the development of a scope of work; build plan and schedule for agreement with the internal stakeholders Arrange key internal and external stakeholder meetings. Track the delivery of activities (including managing issues and risks) and support follow up Support project specialist in tracking GD requests and ensuring they are executed on time Support project specialist in and maintaining and tracking editorial and QC request for publications and other deliverables. Also make sure stipulated timelines are met Support project specialist in required submission, compliance, and approval activities, and ensure compliance with publication processes and use of publication management tools Support project specialist in the management of the assigned publication or medical education in line with the agreed budget. Support and manage as required external spend tracking (eg, approvals, purchase orders, and goods received) Support project specialist/HEVA team in fetching articles from Rightfind or relevant scientific databases Support project specialist/HEVA team members in sourcing full texts of paid articles from other sources and managing their procurement processes as per the standard guidelines Support project specialist/HEVA team in downloading and categorisation of booklets and information, respectively, from various congress websites as per the eligibility criteria Support adherence to associated compliance related activities and approvals (with internal stakeholder taking accountability for compliance) Update as required with approval/compliance tools (eg, PromoMats, NAYA) Support project specialist in managing end to end process through Datavision, Matrix, RightFind, Ebuy, PrismAccess, etc Support project specialist in collaborating effectively with stakeholders: Scientific communication global and/or local teams/HEVA teams; and medical content enhancement teams People: (1) Work closely with project specialist to maintain effective relationship with the end stakeholders (medical scientific community) within the allocated GBU and product - with an end objective to develop education and communication content as per requirement; (2) Actively support and develop MedHub operations associates; (3) Work closely with project specialist to ensure new technologies are leveraged; (4) Work closely with project specialist to support vendor engagements, advisory boards scientific events activities external expert contracts; (5) Support in initiating the contracting process and related documents within defined timelines; and (6) Collaborate with global stakeholders for project planning and setting up the timelines and maintaining budget Performance: (1) Ensure publication/medical education materials (slide decks, abstracts, posters, manuscripts, newsletters, pub alert, etc) are delivered, stored as per agreed timelines and quality; (2) Develop tools, technology, and process to constantly improve quality and productivity; (3) Support MedHub HEVA team in timely review and audit of all DataVision entries; (4) Support MedHub HEVA team in all operations related projects; (5) Perform quality check for HEVA documents; (6) Maintain HEVA Smartsheet/projects trackers as needed and make sure all entries are up to date for all projects and; (7) Support global HEVA team to maintain trackers and facilitate retrieval of required information for business reviews as needed Process: (1) Work closely with project specialist to support delivery of projects in terms of resourcing, coordination, quality, timeliness, efficiency, and high technical standards for deliveries made by the medical writing group, including scientific documents and clinical/medical reports; (2) Contribute to overall quality enhancement by ensuring high scientific standards for the output produced by the medical writing group; and (3) Secure adherence to compliance procedures and internal/operational risk controls in accordance with any and all applicable regulatory standards Stakeholder: Work closely with scientificcommunication/medicalcontent enhancement/HEVA teams to ensure the end-to-end effective project delivery of the designated publication/medical education deliverables About you Experience : Medical communication/pharma experience desirable. Project management experience required. 1-3 years post qualificationexperience. Projectmanagement/medical communication/pharma experience desirable. Soft skills : Stakeholder management;writing/communicationskills; external engagement and ability to work independently and within a team environment Technical skills : As applicable (including but not limited to therapeutic area/domain knowledge exposure; publication submission; and/or project management) Education : Advanced degree in lifesciences/pharmacy/similardiscipline or medical degree Languages : Excellent knowledge of English language (spoken and written)

Job description Provide advice, guidance and training to the Business / Support units (BU/SU) on operational risk matters including risk management processes, where applicable, for adoption by the units Engage with relevant business/support units UORM, facilitating the use of relevant operational risk tools and methodologies, including Risk Event Reporting, Control Self Assessment (CSA), Key Risk Indicators (KRI), etc to enable the units to identify, assess and mitigate key operational risks Liaise with relevant business/support units partners in the various control and support functions e.g. Credit, Compliance, Legal, etc in addressing operational risk issues arising in the end-to-end processes Manage and maintain the ORMS system that enables regular risk reporting and analysis and liaise with internal support parties (eg ORMS support) Conduct reviews on operational risk metrics (Risk Events, CSA, KRI, etc) as appropriate, including the responses and action plans and assessing the effectiveness of these as adequate mitigants to the risks identified.

Join the Outsourcing and Vendor Management team supporting the International Consumer Bank. As a Control Manager - Outsourcing Vendor Manager at JPMorgan Chase, you will be an integral part of a team responsible for Outsourcing and Vendor Management, including Regulatory Interactions. Your primary accountability will revolve around outsourcing-related activities on behalf of the International Consumer Bank. Collaboration across the business is encouraged to oversee and manage vendor and intra-group relationships, as well as regulatory reporting deliverables. Your strong analytical reasoning and adaptability skills will be vital in navigating through ambiguity and change to ensure that the team's initiatives align with business goals. Your responsibilities will include overseeing outsourcing activities effectively, from onboarding and due diligence to risk assessment and ongoing vendor monitoring. Identifying and mitigating risks, proactively addressing potential roadblocks, and developing expertise in outsourcing-related oversight, governance, and regulatory deliverables will be key aspects of your role. You will engage in vendor contract negotiation and problem-solving to ensure favorable agreements, while also building and maintaining strong relationships with vendors to enhance collaboration and communication. Furthermore, you will be involved in mitigating risks associated with vendor relationships, overseeing and reducing costs related to vendor services and products, and representing the business in addressing and resolving any issues or disputes. Aligning Vendor Management strategies with organizational goals, encouraging vendor innovation, supporting regulatory reporting, and acting as the subject matter expert of the Outsourcing and Vendor Management frameworks will also be part of your responsibilities. To be successful in this role, you should have a demonstrated understanding and experience in compliance, controls, or operational risk, along with the ability to effectively communicate with various stakeholder groups at different levels. Strong analytical skills, negotiation capabilities, relationship-building expertise, and project management experience are essential. Familiarity with financial principles, budgeting, relevant technologies, and systems used in Outsourcing and Vendor management will be beneficial. Preferred qualifications include effective interpersonal skills, understanding of IT environments, industry knowledge, self-motivation, planning and time-management skills, networking capabilities, and a Bachelor's Degree or equivalent experience. If you believe you possess the required qualifications, capabilities, and skills for this role, we encourage you to apply and become an integral part of our Outsourcing and Vendor Management team at JPMorgan Chase.,

You will be joining M&G Global Services Private Limited, a subsidiary of M&G plc, with a rich history spanning over 170 years in the savings and investments industry. At M&G, our mission is to empower individuals to make confident decisions about their finances. We offer a wide range of financial products and services through Asset Management, Life, and Wealth divisions, all working together to provide exceptional financial outcomes for our clients and shareholders. As a Manager, Business Assurance and Controls Testing in the Risk & Resilience function, you will play a crucial role in advising and challenging key stakeholders to effectively manage risks and provide valuable business insights. You will report to the Assistant Vice President/ Vice President, Business Assurance and Controls Testing, supporting the implementation of the Operational Risk Framework and Policies. Your responsibilities will include ensuring compliance with policies, conducting risk assessments, managing operational risk assurance reviews, and collaborating with various stakeholders to enhance control design and implementation. Key Accountabilities/Responsibilities: - Supporting the embedding of the operational risk framework across M&G plc - Providing consolidated risk analysis and management information for Senior Management - Managing operational risk assurance and control testing reviews across business areas and service providers - Preparing reports of assurance and control testing findings and recommendations - Contributing to Risk & Resilience Reporting for Senior Management and Boards - Building collaborative relationships with internal and external stakeholders - Keeping abreast of industry trends and regulatory issues Key Stakeholder Management: Internal stakeholders include M&G plc Risk and Compliance, UK Business Areas, and Internal Audit teams. External stakeholders include Suppliers, Business Partners, External Auditors, and Regulators. Required Skills: - Strong knowledge of Control Frameworks such as COSO and COBIT - Experience in risk monitoring, controls testing, and internal audit assurance - Knowledge of UK financial services sector regulations and risk management - Strong written and verbal communication skills - Ability to challenge constructively and drive improvements - Excellent stakeholder management skills - Proficiency in Microsoft Office tools Desired Skills: - Quick learner with analytical thinking - Ability to manage conflicting objectives and deadlines - Strong organization and decision-making skills Experience: - Minimum 3 years experience in Risk/Audit function within a financial institution If you are seeking a challenging role that offers opportunities for growth and impact in a dynamic financial services environment, we encourage you to apply for the position of Manager, Business Assurance and Controls Testing at M&G Global Services Private Limited.,

The Senior Project Manager role involves developing release implementation strategies and risk management strategies. You will define release implementation GO / NO GO criteria and Entry / Exit criteria of critical stages. You will be the primary escalation point for ecosystem implementation leads to resolve any release implementation orchestration, change management, and/or schedule conflicts. Additionally, you will be responsible for developing release SOLPAC including technical implementation plans and contingency plans. You will manage and ensure Release and Service Readiness Quality gates across Build, Test, and Operations phases. Ensuring adherence to Enterprise Change Management and Release Management practices is a key part of the role. You will also ensure adherence to Service ITSM integrations as part of the release cut-over and drive end-to-end detailed implementation plans for all release scope componentry (Infrastructure, Integrations, Applications, External services, and Operations). Moreover, you will ensure Service Transition Operational, Risk, and Security Certifications and Key Controls Compliance. What we need: - 7+ years of experience in a technology environment, preferably in a large financial institution using PaaS Platform as a Service technologies. - 5+ years of experience managing projects, delivering major business-critical programs, and multiple projects through the full systems life cycle with significant system build and integration of multi-platformed systems (distributed, mid-tier, mainframe back-end). - 3+ years of experience in the application of Service Transition - Change, Release, Knowledge, and Implementation Management disciplines and techniques. - 3+ years of experience in delivering product integration projects within the financial services sector, desirable. - Qualifications in Service Transition and IT Governance methodology and standards (ITIL v3, COBIT). - Tertiary level qualifications in Computer Science or relevant industry-recognized certification. - PMP or equivalent accreditation.,