676 Compliance Monitoring Jobs - Page 27

We are seeking an experienced Investment Compliance Manager to join our Capital Markets and Investment Operations division. The ideal candidate will bring deep knowledge of pre- and post-trade compliance, regulatory monitoring, and hands-on expertise with tool like Charles River. You will work closely with global stakeholders, traders, portfolio managers, and audit teams to ensure our investment activities remain compliant with client mandates and regulatory guidelines. Key Responsibilities: Oversee investment guideline monitoring for mutual funds, UCITS, and institutional portfolios, ensuring adherence to SEC 1940 ACT, prospectus, and internal restrictions. Conduct pre-trade and post-trade ...

Greetings for Delhi NCR Residents. If you are holding 1 year having Experience and looking for a KYC Onboarding profile in Gurgaon. Telephonic Interviews are being conducted. Required Candidate Profile Min 1 year of International KYC Analyst (Oboarding experience. Other Requirements: - Strong Interpersonal, Communication and Listening Skills. - Must possess Excellent Verbal Communication. Salary: 31,000 in hand per month plus allowances and incentives . Shift: 24x7 (Rotational) Work Days: 5 days working with Rotational Shifts ## NO REGISTRATION CHARGES ## Interested Candidates can Call or Whatsapp Resume Simran- 9821182647 Mehvish- 9628373766 Riya- 9628373761 Not for candidates pursuing full...

Role & responsibilities Setting up processes and calendars for internal compliance audit/review across all teams Developing policies to support compliance and track non-compliance Undertaking and conducting a periodic internal compliance audit Writing and presenting reports to management outlining recommendations for improvements Coordinating and handling (both internal & external) compliance audit queries Setting up processes and trackers as per SEBI and AMFI guidelines for meeting relevant compliance requirements Ensure 100% compliance with Audits, Controls, and Processes as per SEBI RIA and AMFI regulations Submission of periodic reports to SEBI/AMFI/RBI/Management in accordance with mutu...

Role & responsibilities Key Responsibilities: Regulatory Monitoring & Implementation Keep track of updates in regulatory guidelines applicable to the company. Assess the impact of regulatory changes on internal processes and policies. Disseminate regulatory changes across senior management and ensure timely implementation. Compliance Advisory & Governance Ensure ongoing adherence to applicable RBI and SEBI guidelines. Advise business teams and other stakeholders on compliance matters related to loan proposals. Present compliance-related matters to the Board and board-level committees. Reporting & Communication Prepare and submit periodic RBI returns and respond to ad-hoc data requirements. A...

Job Title: General Manager Ather Energy Two-Wheeler EV Showrooms Location: Ranchi & Jamshedpur (Responsible for both locations) Industry: Electric Vehicle (Two-Wheeler) Automobile Retail Salary: Up to 6 LPA + Performance-based Incentives + Allowances Reporting To: Director Premsons Motor Udyog Pvt. Ltd. Qualifications & Experience: * Graduate/MBA with 08-10 years of experience in the automobile industry (two-wheeler/electric vehicle experience preferred). * Proven track record in managing multiple locations and large teams. * Strong knowledge of dealership operations, sales processes, and customer service management. * Excellent leadership, communication, and negotiation skills. * Ability to...

Mandatory: 4+ years of experience in Compliance with BFSI/NBFC. Strong Knowledge of RBI Regulations We need candidate who has experience in RBI/NHB compliance and not exchange, or SEBI related. Qualification: Qualified CS only.

Job Title: Group Finance Controller Location: Bangalore, Mohali, or Vizag Reports to: CEO Company: Valenta About Valenta Valenta is a global business solutions provider specializing in consulting, digital transformation, and managed services . We help businesses optimize operations, reduce costs, and achieve sustainable growth through strategic outsourcing and automation . With a global delivery model and deep cross-industry expertise, we deliver cutting-edge solutions that enable clients to transform and scale their operations efficiently. Role Overview We are seeking a highly skilled Group Finance Controller with Big 4 experience and a proven track record in managing complex international ...

About Gedu Services - We are a UK Based higher education provider with campuses in the UK, Dubai, Malta, Paris, Florida, Germany, and Ireland, serving over 60,000 students across 13 countries. GEDU, our parent company, stands for Global Education, uniting students and professionals to drive progress through pioneering educational models. Our programs worldwide prepare students to become future leaders. We are Zero Debt organization and committed to bring high quality education and development to students around the world in making of Global citizens / cross border collaboration. Gedu Services -Centre of Excellence having office in Noida , Sector -64, with employee strength of 500 + in India ...

Role & responsibilities : 1. Plant & Equipment Maintenance Lead the maintenance strategy for all fixed and mobile equipment, including cranes, forklifts, generators, compressors, welding machines, and other yard machinery. Plan, implement, and monitor preventive and predictive maintenance schedules to minimize downtime. Ensure quick and efficient resolution of breakdowns to maintain production continuity. 2. Asset Management Maintain equipment history, asset register, and performance tracking. Monitor equipment life cycles and recommend timely refurbishments or replacements. 3. Operational Excellence Introduce best practices in maintenance operations to enhance equipment reliability and ener...

Regulatory Compliance Manager American Express Company is seeking a skilled Regulatory Change Management professional to join our Global Compliance & Ethics team. This role will support the proactive identification, assessment, and implementation of regulatory changes across the organization, ensuring that all business units adhere to evolving regulations. The ideal candidate will possess expertise in navigating the complex regulatory environment affecting financial services and will be adept at managing changes that impact our business operations worldwide. Responsibilities: Regulatory Monitoring and Change Management Manage a team of analysts responsible for continuously monitoring domesti...

Job Title: Deputy General Manager Finance & Accounts Department: Finance & Accounts Location: Hyderabad Reports to: Head - Finance & Accounts Employment Type: Full-time Job Summary: The Deputy General Manager Finance & Accounts will oversee all finance and accounting functions at SSPL, including financial planning, budgeting, cash flow management, reporting, tax compliance, audits, legal liaisoning, and government interactions. This role demands strategic advisory capabilities and hands-on management to ensure financial stability and support the company's growth objectives. Key Responsibilities: Strategic Financial Management: Develop and implement financial strategies aligned with corporate...

We are seeking a qualified and experienced Manager-Claims to join our dynamic team. The ideal candidate will be responsible for reviewing, analyzing, and auditing health insurance claims from a medical perspective to ensure accuracy, compliance, and appropriateness of billed services and also ensure that providers adhere to contract.This role requires a keen understanding of medical conditions, health insurance policies, and the ability to collaborate with both medical professionals and insurance teams. Key Responsibilities: Claims Review and Audit: Conduct comprehensive audits of health insurance claims to ensure they meet company guidelines, industry standards, and regulatory requirements....

Role & responsibilities RBI Return filing on Portal periodical preparation of returns, compiling of return relation data & ensuring submission to RBI within prescribed timeline. Preparing & filing Fraud Monitoring Returns. Monitoring of RBI, Daksh regulatory Advisory & Communications Ensuring Circulation to concerned departments, Compilation of data & submission to Regulatory as per timeline Preparation & monitoring of Compliance calendar for returns, Regulatory correspondence tracker. Handling Internal & Statutory Auditor. Providing data to Treasury, Risk & Other functions as per requirements. Monitoring the Lexcare Compliance tool. Other activities pertaining to Central Compliance. Preferr...

Learn company policies, audit processes for compliance gaps, address customer grievances, analyze feedback, maintain reports and support tasks assigned by Compliance or Management. Maintain trackers, calendars and reports.

Skill: AML Transaction monitoring Exp: 7 - 8 yrs Budget: 8.5- 10.5 LPA Must Have: case Investigation,compliance Location: Bangalore Notice period -15 Days to 30 days Rotational shift & Rotational week off Regards, sowmiya 9600445623/8870213772

Position: Contracts Specialist Job Overview: We are seeking a skilled and proactive Contract Compliance Specialist to join our team. This role is vital in ensuring that all contractual obligations are clearly identified, monitored, and fulfilled. The ideal candidate will excel at analyzing contracts, identifying obligations, and providing support to various stakeholders to interpret contractual terms and manage obligations effectively. Qualification & Experience: Degree in LLB 3 to 5 years of experience in Contracts and compliance management within Engineering/IT/ITES industry Proficient in contract lifecycle management tools and Microsoft Office Suite. Job Description: Detailed study of the...

Role & responsibilities Manage security of system and inter-application information transfers. All IT security controls to be monitored and ensure compliance as per the ISO 9001 and ISO 27001 Antivirus management using central Antivirus management console Patch Management to ensure Security Patches are up to date in all system (Windows, Linux, Mac) Coordinate with vendor and perform VAPT for IT Infra and web service Perform Software and Security Compliance Audit for IT Infra Implementation of Security controls for hardening IT security ISMS and SOC2 Compliance - security L1 support

Key Responsibilities: Compliance Management: Develop and implement compliance programs in line with applicable laws, regulations, and industry standards (e.g., ISO 27001, ISO 27701, ISO 22301, ISO 31000, ISO 20000-1, GDPR, DPDP Act, ITGC, NIST, CIS, MITRE). Conduct internal compliance audits and risk assessments to identify gaps and areas of improvement. Monitor and interpret regulatory changes and assess their impact on business operations. Ensure alignment of compliance policies with corporate governance frameworks. Regulatory and Legal Compliance: Stay up-to-date with local, national, and international regulatory requirements. Collaborate with legal teams to ensure compliance with corpora...

Role Summary: We are hiring Live Moderators to help ensure the safety and quality of conversations on our platform. In this role, you will join calls as a regular customer and talk to Superdostts (hosts) to check if they follow platform rules. You may sometimes test their behavior to see how they respond in tricky or sensitive situations. Key Responsibilities: Join 1:1 live calls with Superdostts by acting as a normal user. Observe and check if Superdostts follow important rules, such as: Not sharing phone numbers or social media Not asking for or offering money Not engaging in adult or inappropriate talk, etc Sometimes test their response by creating situations that check if they might brea...

Role: Manager Procurement & SCM [Import/ Export] Exp 7-12 Years Location: South Delhi Role Objective: End to End coordination for Imports of Furnishing and Fixture in India and oversee Procurement, Logistics, SCM, Inventory Controls and vendors management. Key Job Responsibilities: A. Import Coordination Track all import shipments (factory to port, port to warehouse) Handle customs clearance and documentation Liaise with freight forwarders and CHA agents B. Inventory & Documentation Maintain records of shipments, packing lists, and invoices Coordinate HS codes, BOE entries, and tax documents with accounts C. Vendor Coordination and Communication Coordinate with overseas and in India factorie...

Bachelors degree in any discipline 1+ years of experience as a Quality Analyst in a BPO / Call Center environment Strong understanding of call audit processes, quality monitoring, and scoring Hands-on experience with audit forms, feedback documentation, and compliance monitoring Familiarity with CRM systems Excellent verbal and written communication skills Proficient in MS Excel and QA reporting Perform daily call audits to evaluate agent performance based on pre-defined audit parameters Ensure adherence to communication scripts, process guidelines, and customer handling protocols Assess and assign quality scores for each call, based on accuracy, empathy, product knowledge, and resolution Va...

Dispense medications accurately and efficiently. Counsel patients on medication use,side effects and interactions. Monitor patient medication profiles for safety and efficacy Collaborate with healthcare teams to optimize patient care. Ensure compliance with pharmacy laws,regulations,and standards. Requirements: Freshers Female candidates preferred Qualifications: B.Pharm/D.Pharm

Dispense medications accurately and efficiently. Counsel patients on medication use,side effects and interactions. Monitor patient medication profiles for safety and efficacy Collaborate with healthcare teams to optimize patient care. Ensure compliance with pharmacy laws,regulations,and standards. Requirements: Freshers Female candidates preferred Qualifications: B.Pharm/D.Pharm

Local supervision of the Crisil team of Fund accountants by answering routine questions, overseeing trainings, running calls as needed, handling escalations, etc. This person could supervise locally and help the respective NY managers in leading the team. Supervision of mutual fund treasury items, as serviced by State Street, such as expense accruals & budgets, asset-based fees, distribution estimates/projections, monitoring daily cash reports for potential line of credit needs, and 18f-3 compliance monitoring oversight Assisting with fund expense approvals and the payment/tracking process Oversee the review process of certain regulatory reporting items such as Form N-PORT, CPO/PQR, and the ...

Job Summary The Accounts Assistant will oversee financial management of project funds, disbursements to SSRs, compliance monitoring, and reporting for the CSC 2.0 program. This role involves collaboration with program managers, grants teams, and SSR partners to ensure adequate financial operations that align with donor and organisational requirements. Key Responsibilities Financial Management and Disbursement: Oversee funding disbursement to SSRs. Support grant agreement processes and collaborate on budget development and financial reporting with the Program Manager. Manage daily accounts, including computerised financial systems and record-keeping. Ensure timely payments, bank reconciliatio...