Job
Description
Role: Compliance Assurance – Issues Management (Assistant Vice President) Location: Pune Join a global investment banking organization driving strategic transformation and governance excellence. As an AVP in Compliance Assurance – Issues Management, you’ll support senior leaders in navigating complex challenges, managing regulatory compliance, and executing key strategic initiatives across business operations. Key Responsibilities: Drive implementation of Target Operating Model, business development strategies, and resource allocation Oversee demand pipelines, strategic projects, and initiative execution Enhance operational efficiency through process improvements and best practices Lead talent development, succession planning, and workforce optimization Enable business continuity, crisis response, and regulatory readiness Manage tech, real estate, and communication requirements in collaboration with internal partners Support governance, internal controls, risk management, and compliance frameworks Monitor financial planning, forecasting, cost control, and performance metrics What You’ll Bring (Role Expectations): Provide strategic guidance to leaders and support on complex escalations Assess risk, develop controls, and contribute to policy design Collaborate cross-functionally and align hiring and governance efforts Analyze multi-source data for decision-making and solution building Influence stakeholders and communicate complex topics with clarity Contribute to a culture of ownership, empowerment, and continuous improvement Critical Skillsets for Success: Hands-on experience in Issues Management , Compliance Assurance , or Controls Testing Ability to assess Conduct Risk/Financial Crime exceptions and validate closure evidence Strong oversight and dashboard management across issue inventories Proven experience working with operational MI, KPIs, and stakeholder reporting Strong decision-making, organizational, and relationship-building skills Preferred Qualifications: Graduate with strong communication, stakeholder engagement, and project management skills Prior experience in Audit, Investigations, QA, Risk Events , or related compliance functions Proficiency in Excel and PowerPoint Highly resilient, positive mindset with a continuous learning attitude Show more Show less
