141 Regulatory Filings Jobs

Job summary : The Associate will have responsibility as part of a team for the delivery of services (to include scheduling meetings, preparing board packs, preparing minutes, maintaining entity registers and records) for the global Waystone Group internal entities and committees. This will include delivering KPIs and MI on a regular and consistent basis for management, detailed capacity monitoring and helping to drive the implementation of a technology solution to underpin the business. This role will also include exposure to global secretarial compliance. The minimum expectation of the role is as set out below:- ESSENTIAL DUTIES AND RESPONSIBILITIES India Compliance Provide the delivery of ...

Role Overview: As a Fund Accounting Analyst at Citigroup, you will be responsible for participating in a variety of fund valuation activities in coordination with the Operations - Transaction Services team. Your main objective will be to assist in the calculation of daily and periodic Net Asset Valuations (NAVs) for funds and the distribution of associated unit prices. Key Responsibilities: - Monitor work activities to ensure timeliness and accuracy of the funds activities in a department, including calculation of NAV and distribution factors - Assist in preparing financial statements, tax reporting, and regulatory filings - Serve as the Senior Checker for complex tasks - Review aging break ...

Fi Money is a new age money management app designed to simplify your financial life. With Fi, you can save, pay, invest, or borrow, all in one place. You can track and analyze your expenses across Fi and all your other bank accounts. You can also apply for a credit card, access instant loans, and grow your wealth and more with our range of investment options. We're looking for a Legal Manager to own and manage all legal and compliance aspects across Fi's business verticals including banking partnerships, lending operations, regulatory compliance, and commercial contracts. This role demands strong business acumen, comfort working in a fast-paced startup, and the ability to balance risk with g...

Key Responsibilities: Handle end-to-end PMS Operations fund accounting, subscriptions/redemptions & trade settlements. Manage bank & holding reconciliations , corporate actions, and KYC/account opening. Coordinate with auditors and ensure timely regulatory & compliance reporting . Prepare MIS reports , EOD/BOD activities, and peak margin instructions. Manage distributor commission & performance fee calculations . Support offshore operations including advisory fee computation & AUM reporting. Requirements: Graduate/Postgraduate with 2+ years’ experience in PMS, Mutual Fund, or Financial Services. Strong knowledge of SEBI regulations, AUM, KYC, and compliance . Proficient in Wealth Spectrum, M...

Responsibilities: * Lead audits and compliance initiatives * Manage audit team performance and development * Ensure regulatory filings accuracy * Oversee financial analysis and reporting * Implement risk management strategies

As an Assistant Manager - Compliance at Soul Forest, your role will involve supporting the implementation and upkeep of a strong compliance framework across all group entities. You will assist in creating and maintaining a centralized virtual compliance repository, managing live compliance dashboards, and ensuring timely support for statutory filings with authorities such as the Tax Department, MCA, RBI, and banks. Additionally, you will be responsible for documentation and coordination for new entity incorporations, staying updated on regulatory changes, and supporting internal audits and due diligence activities. This position is ideal for someone detail-oriented and proactive, looking to ...

Role Overview: As a Company Secretary and Compliance Officer at Xolopak India Ltd, you will play a crucial role in ensuring the company's operations comply with legal and regulatory frameworks. Your responsibilities will include managing compliance programs, drafting legal documents, and providing expert advice on corporate governance matters. You will serve as a key liaison between the board of directors, management, and regulatory authorities, contributing to the company's overall success. Key Responsibilities: - Develop, implement, and manage compliance policies and procedures to ensure adherence to relevant laws, regulations, and standards. - Conduct regular compliance audits and risk as...

Job Description Weatherford is seeking an experienced Paralegal to join our Legal Team based in India. This position is responsible for providing direct support to the legal team across the MENA and Asia Pacific regions, reporting to the Senior Paralegal. The role includes in-house paralegal responsibilities as well as managing efficiencies across the group. The ideal candidate will have strong organizational, communication, and analytical skills, with the ability to work independently and manage multiple priorities in a fast-paced environment. Responsibilities Manage the corporate affairs of legal entities across the MENA and ASIA Pacific regions, including corporate governance, restructuri...

A policy & regulatory leadership role in a evolving renewable energy sector Be part of an organization shaping India's clean energy transition. Job Description The ideal candidate will lead policy research, regulatory analysis, and advocacy efforts in alignment with the company's renewable business strategy. The role includes tracking central and state-level regulations, managing regulatory filings and compliance, and representing the organization in key forums, consultations, and industry associations. The Successful Applicant 10-15 years of experience in policy, regulatory affairs, or energy law within the renewable energy or power utility sector. Strong knowledge of open access, FDRE, RTC...

Job Title: Senior Executive Compliance Location: Bangalore Department: Legal & Compliance Employment Type: Full-time Role Overview: We are seeking a detail-oriented and proactive Senior Executive Compliance to ensure smooth execution of statutory and business-critical compliance activities, including licensing, regulatory filings, documentation, and stakeholder coordination. The role involves close interaction with internal teams and government authorities to ensure seamless compliance operations. Key Responsibilities: Regulatory & Statutory Compliance: Coordinate with internal and external stakeholders to ensure timely compliance with legal and regulatory requirements. Handle online applica...

Join a dynamic team at J.P. Morgan Asset Management, where your expertise shapes the future of alternatives fund management. We value strategic thinkers who thrive in collaborative, client-focused environments. Elevate your career while making a meaningful impact through innovation and excellence. As an Alternatives Fund Controller in the Alternatives Fund Management team, you define and deliver operational excellence for our funds. You collaborate with internal and external partners to ensure seamless financial processes and reporting. You drive solutions that support our commitment to client service, diversity, and inclusion. **Job Responsibilities:** - Oversee onboarding of new funds, inc...

We are seeking a detail-oriented and proactive professional to support corporate governance, compliance, and regulatory functions. Key Responsibilities: 1. Board Support & Governance: - Coordinate the preparation of board packs for multiple entities on a quarterly basis. - Liaise with internal teams to gather inputs and compile comprehensive board documentation. - Ensure timely delivery of board materials and flag entity-specific issues. - Organize board meetings, including scheduling, logistics, and presenter coordination. - For experienced candidates, attend virtual meetings and assist in drafting board minutes. 2. KYC & Compliance Support: - Respond to Know Your Customer (KYC) queries and...

About Apotex Inc. Apotex is a Canadian-based global health company. We improve everyday access to affordable, innovative medicines and health products for millions of people worldwide, with a broad portfolio of generic, biosimilar, innovative branded pharmaceuticals and consumer health products. Headquartered in Toronto, with regional offices globally, including in the United States, Mexico and India, we are the largest Canadian-based pharmaceutical company and a health partner of choice for the Americas for pharmaceutical licensing and product acquisitions. For more information visit: www.apotex.com. Job Summary Company Secretarial Functions Ensure that all the applicable / statutory provis...

Company Overview We are pleased to present an exciting opportunity for the role of Compliance Officer with a new global healthcare fund being launched out of GIFT City, India. This fund is strategically focused on investing in the Indian healthcare market, with a significant emphasis on collaboration between the US and India. Fund Details Fund Size: The fund is valued between $150 million and $200 million. Investment Focus: 25% of the fund will be allocated to investments in the global MedTech market 75% will focus on the Indian healthcare sector, including hospitals, pharmaceuticals, medtech, and other related areas Requirements Key Responsibilities Develop, implement, and monitor the fund'...

As a Legal Advisor specializing in IT & HR Compliance, you will play a crucial role in ensuring legal compliance within our growing IT organization. Your expertise in Labor Laws, Corporate Legal Affairs, and HR Policy Drafting will be essential in drafting legal agreements, managing code of conduct issues, and advising on various legal matters. **Key Responsibilities:** - Draft and review employee agreements, HR policies, bond/contract clauses, and non-disclosure agreements (NDAs). - Advise HR and management on Labor Laws, Shops & Establishments Act, EPF/ESIC, working hours, wages, grievance redressal, and termination procedures. - Prepare and issue legal notices, show-cause letters, and dis...

As a Company Secretary Management Trainee at Xolopak India Ltd, your role will involve supporting the Company Secretary in ensuring compliance with statutory and regulatory requirements for a Public Limited Company. You will play a key part in corporate governance, regulatory filings, and internal compliance processes. Key Responsibilities: - Organize and draft notices, agendas, and minutes for Board Meetings, Committee Meetings, and General Meetings of group entities. - Assist in filing forms and returns with the Ministry of Corporate Affairs (MCA) and other regulatory bodies such as SEBI, NSE/BSE, RBI (if applicable). - Maintain statutory registers and records as required under the Compani...

We are looking a qualified Company Secretary to join our team in the BFSI sector The candidate will be well-versed in corporate laws & compliance matters The candidate will be responsible that the company comply with legal and statutory requirements. Required Candidate profile Ensure compliance with the Companies Act, 2013 and other applicable corporate laws Manage all secretarial functions including organizing and conducting Board meetings . Ensure timely filing of forms .

As a Transaction Legal Support professional, you will be responsible for managing the legal aspect of M&A, JV, and strategic investment transactions from their initiation to completion. Your duties will include drafting, reviewing, and negotiating various definitive agreements such as SPAs, shareholders" agreements, term sheets, and NDAs. You will collaborate with internal teams, external legal counsels, and counterparties to structure deals and mitigate risks effectively. - Oversee the legal due diligence processes for target companies and assets, identifying critical legal risks and offering strategic recommendations to the deal team. - Provide legal advice on entity structures, cross-bord...

As a detail-oriented and experienced Finance Manager, you will be responsible for overseeing the financial operations of the company. Your strong background in financial accounting, reporting, VAT, audits, and internal controls within trading or FMCG sectors is essential for this role. **Key Responsibilities:** - Prepare monthly, quarterly, and annual financial statements - Monitor key financial indicators and maintain accurate financial records in compliance with IFRS and local regulations - Develop annual budgets, financial forecasts, track budget performance, and provide variance reports - Supervise day-to-day accounting, cash flow management, and banking operations - Ensure timely submis...

As a member of the Legal & Compliance team at DESRI India Private Limited, based in Hyderabad, India, you will play a crucial role in supporting DESRI's portfolio of wind, solar, and storage projects. You will collaborate with internal and external stakeholders, manage entity administration, handle regulatory filings, and support KYC processes. Your attention to detail, effective communication, and ability to manage confidential information will be key in this dynamic environment. - Manage entity administration, including maintaining databases, handling entity formations and closures, and ensuring timely regulatory filings. - Prepare and update organizational charts, support Know Your Custom...

As a Company Secretary and Compliance Officer at Prithvi Exchange, your role will be crucial in ensuring compliance with SEBI and corporate laws. Your responsibilities will include managing regulatory filings, maintaining statutory books, and facilitating board meetings. Additionally, you will be tasked with monitoring changes in relevant legislation, providing guidance on corporate governance, and handling communication with stakeholders and regulatory authorities. Key Responsibilities: - Prepare agendas and papers for board meetings, committees, and annual general meetings (AGMs) and follow up on action points. - Ensure compliance with Companies Act, 2013, SEBI (LODR), PIT regulations, SAS...

* CANDIDATES PREFERRED FROM PUNE/MUMBAI ONLY * Company Description: Xolopak India Ltd is a pioneering company in manufacturing bio-degradable disposable products in India. We specialize in producing wooden cutlery and ice-cream sticks and spoons that are eco-friendly along with paper napkins & paper-based bakery disposable products. Our prestigious customers include some of the largest brands in the food and ice-cream industry. Job brief: As a Company Secretary and Compliance Officer, you will be responsible for ensuring that our company operates within legal and regulatory frameworks while also overseeing corporate governance matters. You will serve as a key liaison between the board of dir...

About the client: PSS has been mandated to hire a Regulatory Affairs Manager for one of the leading pharmaceutical companies in India. Job Purpose To register Formulation products in the European markets, handling all submissions and taking care of all queries. Key Responsibilities The candidate should have sound knowledge of all Regulatory Filings, be well-versed in e-CTD, Dossier submissions, be familiar with ICH guidelines, handled Educe dossier management and Lorange Doc bridge software for eCTD compilation and publishing. Preparation of quality dossier (eCTD, CTD, ACTD, and Checklist) with regulatory compliance with respect to country requirements. Preparation of e-CTD dossier submissio...

Role Overview: You will be responsible for drafting, reviewing, and negotiating a wide range of commercial contracts including vendor, supply, and sales agreements, NDAs, licensing, distribution, employment, and cross-border service agreements. Additionally, you will provide legal advice and risk assessments to senior leadership on strategic transactions, compliance issues, and entity structuring. Your role will involve maintaining and overseeing legal documentation and corporate records across jurisdictions, especially in India and the U.S. Furthermore, you will support corporate governance processes, monitor legal developments, collaborate with various departments, manage the contract life...

Job Description: As a Legal Advisor, you will provide strategic legal advice to executive management on various business initiatives, contractual relationships, and legal risks. Your responsibilities will include drafting, reviewing, and negotiating a wide range of contracts, agreements, and other legal documents. It is crucial for you to stay current on relevant laws and regulations affecting the company to ensure compliance. You will also be responsible for managing and overseeing litigation matters, developing strategies for resolving disputes, and ensuring adherence to legal requirements. Additionally, you will ensure compliance with corporate governance principles, identify and assess l...