Jobs
Interviews

49 Regulatory Filings Jobs

Setup a job Alert
JobPe aggregates results for easy application access, but you actually apply on the job portal directly.

15.0 - 19.0 years

0 Lacs

noida, uttar pradesh

On-site

As a seasoned Director Finance & Accounting, you will be responsible for leading the finance function of the Indian GCC for our client, a US-based Software Product company. Your role will be a blend of strategic decision-making and hands-on leadership, encompassing FP&A, controllership, compliance, and financial governance. Your primary responsibilities will include driving long-term financial planning, budgeting, and forecasting while ensuring alignment between financial strategy and global as well as local business objectives. You will be required to deliver actionable financial insights to support leadership decisions and maintain compliance with Indian and global accounting standards such as IFRS/GAAP. Leading statutory audits, regulatory filings, and corporate secretarial activities will also be part of your role. Managing tax aspects, including direct/indirect taxes, transfer pricing, and regulatory assessments will be crucial. You will be expected to take charge of annual plans, rolling forecasts, variance analysis, financial efficiency, and cost optimization initiatives. Tracking and reporting key financial KPIs, overseeing cash flow forecasting, and fund management will also fall under your purview. Building effective banking and treasury relationships, implementing working capital management best practices, and mentoring a growing finance team will be essential to this role. You will need to establish scalable processes to support global finance functions and foster a culture of collaboration, ownership, and continuous improvement within the team. Acting as the finance bridge between India GCC, global HQ, and external partners, you must be prepared to work across different time zones and cultures in a virtual, matrixed environment. Your qualifications should include a CA, CPA, MBA (Finance), or equivalent, along with 15+ years of progressive experience, including at least 5 years in a leadership role within a tech-driven setting. To excel in this role, you must possess a deep understanding of Indian statutory and tax regulations, strategic thinking abilities, strong business acumen, and a commercial mindset. Exceptional communication and stakeholder management skills, high integrity, and problem-solving capabilities are also crucial. Experience in working with global teams and cross-cultural environments will be advantageous for this position.,

Posted 1 day ago

Apply

2.0 - 6.0 years

0 Lacs

navi mumbai, maharashtra

On-site

The job involves preparing and maintaining MIS reports and compliance trackers, handling large data sets to ensure accurate data management, and creating reports and presentations using MS Excel and other tools. You will also assist in compliance documentation and regulatory filings, support the compliance team in day-to-day operational tasks, and communicate effectively with internal teams and external stakeholders. LegAccord is a full-service firm of HR compliance professionals, lawyers, company secretaries, and a network of PAN India associates. With a strong regional presence and the expertise of senior panelists, LegAccord is the preferred choice of SMEs & Fortune 500 companies. As a top compliance execution firm, LegAccord is committed to quality deliverables and cost-optimized partnerships. The company provides integrated solutions for setting up a business in India and ensures 360-degree protection with routine compliances for existing businesses under all HR & industrial laws.,

Posted 1 day ago

Apply

8.0 - 12.0 years

0 Lacs

thane, maharashtra

On-site

As a Staff Counsel & Company Secretary at Fiserv, you will play a crucial role in providing legal services for the acquiring business. Based in Mumbai/Thane, you will be an integral member of the Fiserv India Legal team. Your responsibilities will include making prompt decisions, collaborating closely with business teams and external clients, and executing assignments efficiently while adhering to company policies and relevant laws. To excel in this role, you must possess a curious mindset for continuous learning and development, aiming to enhance the franchise, department, and personal growth. Your primary duties will involve supporting Fiserv's Legal team in India across various legal aspects as directed by the Head of Legal. This will encompass tasks such as drafting, reviewing, and offering legal advice on a range of complex products and services contracts. You will be at the forefront of negotiations, addressing inquiries related to existing contract obligations, identifying risks, and resolving issues with a problem-solving approach to facilitate transaction closures. Additionally, you will be responsible for overseeing the Company Secretary function for Fiserv's group entities in India, which includes conducting board meetings, preparing minutes, resolutions, and ensuring compliance with regulatory and legal filings for corporate governance. To thrive in this role, you should possess strong expertise in negotiating agreements, confidentiality agreements, and Master Agreements. Your proficiency in contract drafting and review with meticulous attention to detail is essential. Effective written and verbal communication skills, interpersonal abilities, and the capacity to collaborate across diverse teams will be key to your success. Experience in the Company Secretary function, both independently and as part of a team, will further strengthen your candidacy. Ideally, you should hold a qualification of LLB and Company Secretary with a minimum of 8 years of Post Qualification Experience (PQE). An eagerness to proactively engage in tasks and assume ownership when necessary will be highly valued in this role.,

Posted 3 days ago

Apply

0.0 - 4.0 years

0 Lacs

faridabad, haryana

On-site

Your main responsibilities as an intern will include assisting in drafting and maintaining corporate records such as minutes of meetings, resolutions, and statutory registers. You will also be supporting in ensuring compliance with the Companies Act and other relevant laws. Additionally, you will be responsible for preparing and filing necessary documents with regulatory authorities like MCA, SEBI, etc. Furthermore, you will be conducting research on legal and corporate governance matters and coordinating with stakeholders for compliance and governance-related activities. Please note that this position is with Loom Solar Private Limited, a prominent manufacturer of monocrystalline solar panels and AC modules. The company was established in 2018 in Faridabad, Haryana by ex-Luminous executive Amol Anand. Loom Solar Private Limited has been recognized with the prestigious gold and silver awards in the 11th Annual 2019 Golden Bridge Business and Innovation Awards in the United States of America.,

Posted 4 days ago

Apply

0.0 - 4.0 years

0 Lacs

chennai, tamil nadu

On-site

Join our firm, located in T. Nagar, Chennai, specializing in providing comprehensive corporate governance and compliance solutions to a diverse clientele. As a member of our team, your responsibilities will include assisting in preparing and filing various documents and returns with regulatory authorities. You will also engage and assist in Secretarial Audit of Listed Entities, Reconciliation of Share Capital Audit, FEMA, Labor Audits, and Due-Diligence for Listed and other Companies. Moreover, you will support the team in organizing board meetings, general meetings, and committee meetings, which involves preparing agendas and minutes for various Companies. Your contribution will be crucial in ensuring compliance with all relevant legal and regulatory requirements. The ideal candidate for this role is pursuing CS- Executive/ Professional of ICSI, demonstrating a strong foundation in company secretarial practices and a keen interest in corporate governance and compliance. If you are detail-oriented, proactive, and eager to learn in a dynamic environment, we invite you to apply and be part of our team dedicated to delivering exceptional corporate governance and compliance solutions.,

Posted 6 days ago

Apply

3.0 - 7.0 years

0 Lacs

maharashtra

On-site

You are a strategic thinker passionate about driving solutions. You have found the right team. As an Alternatives Fund Controller Professional in our Alternatives Fund Management team, you will spend each day defining, refining & delivering set goals for the firm. Provide expertise to ensure smooth team operations. Manage the onboarding process, including reviewing fund materials, opening bank accounts, setting up with fund administrators, and preparing budgets. Review and approve fund NAV packages, financials, investor allocations, cash management, and financial statements. Oversee preparation and approval of capital calls and distributions. Review quarterly performance reports for private equity fund of funds. Process subscriptions and redemptions for hedge funds and multi-asset funds. Collaborate with the Alternatives Fund Controller team and third-party fund administrators on deliverables, accounting issues, reporting, and valuation. Prepare and review regulatory filings and data for reporting. Monitor third-party service providers and prepare board meeting materials. Participate in special projects and strategic initiatives led by the Fund Controllers team. Interact with fund administrators, auditors, depositaries, and tax preparers to ensure smooth financial operations. Required Qualifications, Capabilities, and Skills: Minimum of 3 years in fund accounting for Private Equity and/or Hedge Funds. Partnership accounting experience required. Strong understanding of private equity and hedge fund mechanics. Experience in preparation and/or review. Ability to communicate effectively with stakeholders. Lead by example and think creatively to solve complex issues. Strong skills in problem-solving, detail orientation, and negotiation. Preferred Qualifications, Capabilities, and Skills: Certification: CPA/CA preferred. Excellent verbal and written communication skills, with a successful track record in senior management presentations. Strong team-building skills, ability to set priorities, delegate, and manage team resources. Exceptional skills in building consensus and influencing across groups with differing perspectives.,

Posted 6 days ago

Apply

15.0 - 19.0 years

0 Lacs

noida, uttar pradesh

On-site

As a seasoned Director of Finance & Accounting, you will be responsible for leading the finance function for the Indian GCC of our client, a US-based Software Product company. In this strategic and hands-on leadership role, you will oversee FP&A, controllership, compliance, and financial governance. Your role will be pivotal in collaborating with global finance and local leadership to ensure alignment between strategic objectives and financial performance. Your key responsibilities will include driving long-term financial planning, budgeting, and forecasting. You will be tasked with aligning the financial strategy with both global and local business objectives, delivering actionable financial insights to support leadership decisions, and ensuring compliance with Indian and global accounting standards such as IFRS/GAAP. Additionally, you will lead statutory audits, regulatory filings, and corporate secretarial activities, manage tax (direct/indirect), transfer pricing, and regulatory assessments, and oversee annual plans, rolling forecasts, and variance analysis. Furthermore, you will be expected to lead financial efficiency and cost optimization initiatives, track and report key financial KPIs, oversee cash flow forecasting and fund management, build effective banking and treasury relationships, and implement working capital management best practices. As a seasoned professional, you will also play a key role in leading and mentoring a growing finance team, building scalable processes supporting global finance functions, and promoting a culture of collaboration, ownership, and continuous improvement. Your role will involve acting as the finance bridge between India GCC, global HQ, and external partners, and working across time zones and cultures in a virtual, matrixed setup. To qualify for this position, you should hold a CA, CPA, MBA (Finance), or equivalent qualification, with at least 15+ years of progressive experience, including 5+ years in a leadership role in a tech-driven environment. You should possess a deep understanding of Indian statutory and tax regulations, be a strategic thinker with execution agility, and demonstrate strong business acumen and a commercial mindset. Excellent communication and stakeholder management skills, high integrity, and problem-solving ability are essential for this role. Experience working with global teams and cross-cultural environments will be advantageous as you navigate the complexities of the role.,

Posted 1 week ago

Apply

1.0 - 5.0 years

0 Lacs

maharashtra

On-site

You are an experienced Group Legal Counsel (junior) joining the legal team of WizzFinancial group in Dubai. Reporting primarily to the Head of Legal/CEO/Director, you will provide legal support across the group's operations. This role is perfect for a detail-oriented, proactive, and commercially aware junior lawyer aiming to enhance their in-house experience in the dynamic FinTech sector. Your responsibilities will include assisting in drafting, reviewing, and amending commercial contracts such as NDAs, service agreements, and vendor agreements. It is crucial to ensure compliance with UAE laws, DIFC/ADGM frameworks, and other relevant financial regulations. Legal research on regulatory, contractual, and corporate matters across jurisdictions where the group operates is also part of your role. Additionally, you will help organize corporate documents, legal files, and compliance registers, as well as coordinate with external legal counsel on litigation, regulatory filings, and special legal projects. Monitoring legal and regulatory developments relevant to the group's operations and supporting internal stakeholders on legal queries and day-to-day business operations under the supervision of senior legal counsel are also key aspects of your responsibilities. Qualifications & Skills: - A Bachelors degree in Law (LLB); Masters or LLM is a plus. - 1-3 years of legal experience, preferably in commercial law or financial services. - Knowledge of UAE legal and regulatory frameworks, especially in FinTech, is advantageous. - Proficiency in legal drafting and research. - Strong attention to detail with the ability to manage multiple tasks. - Good interpersonal and communication skills. - Proficiency in English (written and spoken); Arabic is a plus. What We Offer: - Opportunity to grow with a leading FinTech group in the region. - Hands-on exposure to diverse legal matters in the fintech space. - Supportive and collaborative work environment. - Competitive salary and professional development opportunities.,

Posted 1 week ago

Apply

5.0 - 9.0 years

0 Lacs

chennai, tamil nadu

On-site

Join us as an Assistant Vice President - Product Control Securitized Products at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. To be successful as an Assistant Vice President, you should have experience with the development and maintenance of valuation methodologies for various financial instruments. This includes the implementation of appropriate valuation models based on the characteristics of the financial instruments and market conditions. Your responsibilities will also involve managing the valuation process for the bank's trading portfolio, including regular valuations of financial instruments and approval of valuations performed by colleagues. You will analyze market data to assess valuation inputs, assumptions, and potential valuation risks. Additionally, you will be responsible for the preparation and review of valuation reports, supporting in preparing regulatory filings and financial statements, and providing valuation insights to traders, risk professionals, and senior colleagues. Your role will also include identifying areas for improvement in valuation methodologies and processes. You may be assessed on key critical skills relevant for success in the role, such as risk and controls, change and transformation, business acumen, strategic thinking, and digital and technology, as well as job-specific technical skills. The role is based out of Chennai. Purpose of the role: To oversee the financial aspects of trading activities, ensuring the accuracy and integrity of the bank's trading book, maintenance of compliance with regulatory requirements, and provision of insights into trading performance. Accountabilities: - Reconciliation of daily profit and loss (P&L) figures for trading desks to ensure alignment with valued positions in the trading book, investigating and resolving discrepancies to reflect the true economic value of the trading portfolio. - Support the identification, assessment, and mitigation of trading risks, reporting on financial risks to senior colleagues. - Maintenance and analysis of the bank's trading data for accuracy, completeness, and consistency, providing insights to traders and senior colleagues on trading performance. - Preparation and submission of regulatory reports to authorities, supporting external audits including addressing auditor queries, and ensuring trading activities are appropriately reflected in financial statements. - Effective communication of complex financial information to stakeholders. - Cross-functional collaboration to ensure a coordinated approach to trading activities. Assistant Vice President Expectations: - Advise and influence decision-making, contribute to policy development, and take responsibility for operational effectiveness. - Lead a team performing complex tasks, using professional knowledge and skills to impact the whole business function. - If in a leadership role, demonstrate clear leadership behaviours. For individual contributors, lead collaborative assignments and guide team members through structured tasks. - Consult on complex issues, provide advice to support issue resolution, identify ways to mitigate risk, and develop new policies/procedures. - Take ownership of managing risk and strengthening controls. - Engage in complex analysis of data from multiple sources to solve problems creatively and effectively. - Communicate complex information and influence stakeholders to achieve outcomes. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset - to Empower, Challenge, and Drive.,

Posted 1 week ago

Apply

8.0 - 12.0 years

0 Lacs

chennai, tamil nadu

On-site

You will be joining Yubi Markets & Aspero at Yubi group as a dynamic and seasoned finance professional for the Finance & Accounts function. The ideal candidate will have a robust blend of Big 4 expertise and hands-on experience in controllership or finance leadership roles within mid-to-large scale startups or enterprises. Your key responsibilities will include financial reporting & month-end closure with a strong understanding of accounting standards (e.g., IFRS, GAAP), attention to detail and accuracy, proficiency in ERP systems (e.g., SAP, Oracle), ability to meet tight deadlines, experience with reconciliations, journal entries, and financial statement preparation. You will also be responsible for business finance / FP&A (Financial Planning & Analysis) with strong analytical and forecasting skills, business acumen and strategic thinking, Excel and financial modeling expertise, experience in budgeting, variance analysis, and management reporting, as well as the ability to partner with business units and communicate insights. Additionally, you will handle treasury and fund flows, including knowledge of cash management and liquidity planning, familiarity with banking platforms and financial instruments, risk management understanding (FX, interest rate exposure), and experience in daily fund movement and cash forecasting. Furthermore, your role will involve internal controls & compliance, where you will need an understanding of SOX, COSO, or similar control frameworks, risk assessment and audit experience, policy drafting and implementation skills, and the ability to identify control weaknesses and suggest improvements. You will also be responsible for taxation & regulatory filings, requiring knowledge of direct and indirect tax laws, experience in preparing and reviewing tax returns, familiarity with regulatory requirements and deadlines. To be considered for this role, you should have 8 - 10 years of proven experience in a Big 4 Audit/Advisory role followed by controllership or leadership roles in mid to large scale startups or enterprises, along with a CA qualification. Exposure to fintech, B2B SaaS, or capital markets is highly desirable, and you should possess strong analytical, communication, and stakeholder management skills.,

Posted 1 week ago

Apply

1.0 - 4.0 years

1 - 4 Lacs

Mumbai, Maharashtra, India

On-site

Key Responsibilities : Prepare and file GST returns accurately and timely. Assist in reconciliation of GST data with books of accounts. Support in responding to GST notices and audits. Maintain proper documentation for GST compliance. Track updates in GST laws and ensure changes are reflected in filings. Coordinate with clients to collect data and resolve indirect tax-related queries. Skills and Attributes : B.Com graduate with 14 years of experience in Indirect Tax (GST). Working knowledge of GST return filing and related compliance. Good understanding of Indian indirect tax laws. Attention to detail and strong analytical skills. Proficient in MS Excel and tax software tools. Effective communication skills for coordination with clients and team members.

Posted 1 week ago

Apply

7.0 - 10.0 years

7 - 10 Lacs

Bengaluru, Karnataka, India

On-site

Technical Excellence Hands-on experience with listed companies and corporate law Deliver and manage legal managed services engagements Provide expert advice on corporate governance , compliance , and statutory regulations Support clients in transforming legal processes through automation and technology platforms Skills and Attributes Strong understanding of corporate legal frameworks Excellent communication and client-handling skills Capable of leading teams and managing multiple legal workstreams Strong analytical and problem-solving skills Proficient in leveraging legal tech tools and platforms

Posted 1 week ago

Apply

0.0 - 2.0 years

0 - 2 Lacs

Mumbai, Maharashtra, India

On-site

Technical Excellence Provide end-to-end support on immigration and tax-related matters , ensuring compliance with applicable regulations. Assist in the preparation, review, and submission of relevant immigration and tax documentation. Coordinate with internal teams and external stakeholders to ensure smooth processing of immigration applications and tax filings. Stay updated on the latest changes in immigration laws, tax regulations, and compliance requirements. Maintain accurate records and ensure timely reporting for both immigration and tax activities. Skills and Attributes Strong understanding of immigration procedures and basic tax principles . Excellent attention to detail , with the ability to handle sensitive information confidentially. Good communication and coordination skills for liaising with clients and government authorities. Ability to work independently and meet tight deadlines. Proficient in Microsoft Office Suite (Excel, Word, Outlook). Qualification Bachelor of Commerce ( B.Com )

Posted 1 week ago

Apply

4.0 - 8.0 years

0 Lacs

karnataka

On-site

This is an Individual Contributor role that will evolve based on how this function matures. You will play a critical role in the company's tech infrastructure, ensuring processes are fully aligned with regulatory, security, and business continuity standards. Your responsibilities will include drafting, coordinating, and monitoring IT processes and policies to ensure compliance with the IT Act, regulatory bodies (e.g., RBI, SEBI, GDPR, UIDAI, etc.), and info security guidelines. You will work with internal and external stakeholders to prepare and update business-wise IT infra details required for regulatory filings and 3rd party audits. Additionally, you will conduct vendor risk assessment audits, introduce new processes and policies based on market studies, and implement and monitor the cyber crisis management plan. You will be involved in incident management and resolution, interface with external auditors to ensure smooth Infosec audits, formulate and monitor Business Continuity Planning (BCP), assist in conducting the Technology Committee, conduct independent assessments of business functions, and provide data for the Risk Management Committee. To be successful in this role, you should have 4-6 years of experience, including being a Single Point of Contact (SPOC) for Infosec audits. In-depth knowledge of technology, security, risk, and compliance best practices is required, along with strong capability in interfacing with both technology and business teams. You should have a detailed understanding of security monitoring, threat intelligence, and vulnerability management, coupled with a self-driven attitude and a strong sense of ownership. Experience with RBI and/or SEBI audits is preferred. Join us at Zerodha Fund House and make a significant impact as you contribute to the company's IT infrastructure and compliance processes.,

Posted 1 week ago

Apply

0.0 - 4.0 years

0 Lacs

maharashtra

On-site

Build your career in Legal Entity Control space by being a part of the Corporate and Investment Bank UK Legal Entity Control team, responsible for accounting, reporting, and oversight of J.P. Morgans UK legal entities. With ownership of strategically key legal entities, the teams responsibilities include, but are not limited to, preparation of financial statements (both USGAAP and local GAAP, Federal & SEC regulatory filings, monthly close of entity books & records, analytics, currency risk management, entity-specific accounting policies, legal entity planning, forecasting, strategy initiatives, and overall legal entity maintenance. The group is also dedicated to adding value and improving efficiency, quality, and controls. Monitor the integrity of books and records (both local and USGAAP) of the legal entity, adhering to Legal Entity Control Standards and other applicable global policies. Perform FX trade-out to manage foreign currency-related exposures in accordance with approved procedures. Analyze legal entity Balance Sheet and P&L movements, explaining drivers with appropriate business commentary. Prepare and submit various statistical returns and surveys. Review and explain variance in expenses at the product and line of business (LOB) level, providing summary results to LEC. Post month-end journals for audit accruals and prepare their reconciliation. Prepare and deliver MIS reports to senior management, along with various management packs. Perform analytical review and liaise with LOB Controllers to ensure LE financial results align with the LE booking model. Reconcile and attest general ledger accounts. Resolve inter-entity and investment-equity breaks. Manage swift and appropriate responses to audit queries. Participate in team-wide innovation, efficiency, and automation projects. Ensure up-to-date process documentation and develop key control checks. Liaise with various internal teams such as tax, financial controllers, and internal audit to resolve queries. Required qualifications, capabilities, and skills include being a strong team player with good interpersonal skills, excellent communication and organizational abilities, a strong control mindset, analytical skills, initiative-taking capability, multitasking under time pressure while ensuring accuracy and quality, and proficiency in PC skills including MS Excel, MS Word, MS Access, and Lotus Notes. Preferred qualifications, capabilities, and skills encompass Investment Banking product knowledge (derivatives, equities, and debt securities), familiarity with GL platforms used in J.P. Morgan Chase, being a Chartered Accountant with 0-4 years of experience preferably in the financial services industry and exposure to US GAAP, technical knowledge and understanding of IFRS accounting.,

Posted 1 week ago

Apply

10.0 - 14.0 years

0 Lacs

haryana

On-site

As a Technical and Scientific Leader in upstream processes for early-stage development, you will play a crucial role in ensuring the seamless handover of Suns Branded Portfolio products from development to commercialization. Your responsibilities will include providing quality input into CMC strategy, representing quality oversight in various stages of process development, and contributing to the planning of Clinical trial materials. You will also collaborate with cross-functional teams to facilitate a smooth transition to Commercial QA and manufacturing. Your scientific leadership will be instrumental in supporting process and product investigations, troubleshooting issues, and identifying opportunities for improvement. You will be expected to leverage your technical expertise to oversee experimental planning, analyze development results, and review manufacturing data. Additionally, you will be responsible for authoring and reviewing CMC documentation for regulatory filings, as well as providing support during health agency inspections. In order to excel in this role, you must possess an MS or PhD in chemical/biochemical engineering, biochemistry, or a related field, along with a minimum of 10 years of relevant experience. A proven track record of technical manufacturing experience, the ability to drive technical quality rigor, and strategic analysis skills are essential. Your capacity to manage multiple projects in a fast-paced environment, utilize risk-based decision-making approaches, and work collaboratively in a matrix environment will be critical to your success. Furthermore, your strong interpersonal skills, effective communication abilities, and demonstrated project management capabilities will be valuable assets in this role. Experience with audits in global regions and the flexibility to travel to the US and/or EU countries will be advantageous. If you are looking to join a dynamic Development Quality team and contribute to the advancement of Suns Branded Portfolio products, this opportunity may be the perfect fit for you.,

Posted 2 weeks ago

Apply

5.0 - 9.0 years

0 Lacs

pune, maharashtra

On-site

Join us as an Assistant Vice President - Macro Product Control at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. To be successful as an Assistant Vice President - Macro Product Control, you should have experience with the development and maintenance of valuation methodologies for various financial instruments. You will implement appropriate valuation models based on the characteristics of the financial instruments and market conditions. Your responsibilities will include managing the valuation process for the bank's trading portfolio, conducting regular valuations of financial instruments, and approving valuations performed by colleagues. Additionally, you will analyze market data to assess valuation inputs, assumptions, and potential valuation risks. Furthermore, you will be involved in the preparation and review of valuation reports, supporting the preparation of regulatory filings and financial statements. As an Assistant Vice President, you will provide valuation insights to traders, risk professionals, and senior colleagues. You will also identify areas for improvement in valuation methodologies and processes. You may be assessed on key critical skills relevant for success in the role, such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills. The role is based out of Chennai/Pune. Purpose of the role: The purpose of the role is to oversee the financial aspects of trading activities. You will ensure the accuracy and integrity of the bank's trading book, maintain compliance with regulatory requirements, and provide insights into trading performance. Accountabilities: - Reconciliation of daily profit and loss (P&L) figures for trading desks to ensure alignment with valued positions in the trading book. - Investigation and resolution of discrepancies between P&L figures to reflect the true economic value of the trading portfolio. - Support in identifying, assessing, and mitigating trading risks, and reporting on financial risks to senior colleagues. - Maintenance and analysis of the bank's trading data for accuracy, completeness, and consistency. - Preparation and submission of regulatory reports to authorities. - Effective communication of complex financial information to various stakeholders. As an Assistant Vice President, you are expected to advise and influence decision-making, contribute to policy development, and take responsibility for operational effectiveness. You will collaborate closely with other functions/business divisions and lead a team performing complex tasks. Your role will impact the whole business function, and you will set objectives, coach employees, and appraise performance. Leadership responsibilities include demonstrating a clear set of leadership behaviors to create an environment for colleagues to thrive and deliver to a consistently excellent standard. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset to Empower, Challenge, and Drive.,

Posted 2 weeks ago

Apply

1.0 - 5.0 years

0 Lacs

karnataka

On-site

About Rentomojo: Rentomojo is a market leader and tech-enabled company in rental subscription of furniture and consumer appliances. The company provides Affordable and Flexible rental subscription to cater to mobility needs of Gen Z and Millennials. The company was founded by Geetansh Bamania, an IITM who worked out of almost every major city in India in his first five years of corporate career. Frustrated with the hassles of relocating from one place to the other, and tired of finding that perfect cluster of home essentials that suited their lifestyle. With 1,800+ people operations, the company has a presence in 22 cities across India. The company is in a strong growth trajectory with revenue compounding at a CAGR of ~ 50% during the last 3 years and is an exception in the startup ecosystem to be highly profitable along with delivering strong growth. The company has been consistently profitable since Oct 2021 and compounded PAT at a CAGR of ~150% in the past two years. Rentomojo is a key beneficiary of India's rapid urbanization story, job growth, and workforce mobility. ~1mn new members join the workforce every month and 1.2mn-1.5mn employees switch jobs every month. Rentomojo offers attractive bundled rental subscriptions with zero cost of relocation and zero repair and maintenance cost at an affordable price that provides utility of EMI but not its rigidity. Job Description: We are looking for an Analyst - Investor Relations to join our team in Bangalore, Karnataka. As a key member of the team, your responsibilities will include supporting IPO readiness, conducting industry research, performing valuation analysis, and assisting in the preparation of investor materials. You will also be involved in financial modeling, monitoring industry trends, and generating actionable insights to support strategic decision-making. Key Deliverables: - Support IPO readiness by conducting secondary research on industry trends, competitive landscape, and macroeconomic indicators. - Perform valuation analysis and benchmarking against companies in similar space and new-age tech firms. - Monitor industry trends and competition benchmarking to generate actionable insights. - Assist in the preparation of Investor pitch decks, key inputs for investor meetings, and address investor queries. - Financial modeling to support key strategic financial decisions and Financial Due Diligence for potential acquisition opportunities. - Post listing: Assist in drafting quarterly earnings releases, investor presentations, and regulatory filings. - Prepare briefing notes, scripts, and Q&A for management before earnings calls and analyst meets. - Maintain the investor contact database, track shareholder movements, and compile investor feedback. - Monitor analyst coverage and media reports on the company and peers. - Work with the Company Secretary and Finance teams to ensure timely filing of earnings updates, press releases, and investor disclosures as per SEBI LODR norms. Preferable Candidate: We are seeking someone with 1-2 years of work experience in Buy-side/Sell-Side Equity research firms or part of an investor relations team, preferably in a listed entity. The ideal candidate should have a CA/MBA Finance/CFA qualification and a strong interest and passion in Indian stock markets. Skills Required: - Analyst coverage monitoring - Financial modeling - Industry trends analysis - Investor relations management - Preparation of investor materials - Secondary research - Regulatory filings - Drafting - Valuation analysis - Competitive landscape analysis - Buy-side - Fundamental analysis,

Posted 2 weeks ago

Apply

5.0 - 9.0 years

0 Lacs

bidar, karnataka

On-site

You will be responsible for initiating, reviewing, and approving various quality management systems such as Change Controls, Deviations, Investigations, CAPA, OOS, and Complaints. You will also handle Return Goods and ensure the smooth functioning of the quality system by performing risk assessments as required. Conducting regular internal audits and reviewing/approving all documents including SOPs, Spec & STPs, Forms, protocols, and reports will be part of your duties. Additionally, you will review annual product quality review reports, provide training on cGMP topics to employees, and support customer audits/visits as well as regulatory audits. You will assist in providing necessary documents for amendments, annual updates, regulatory filings, and CMC supporting documentation. Other tasks may include filling out questionnaires, declarations, quality agreements, and executing any additional responsibilities assigned by the Head of Department.,

Posted 2 weeks ago

Apply

5.0 - 9.0 years

0 Lacs

noida, uttar pradesh

On-site

Join us as an Assistant Vice President (AVP) Treasury Capital at Barclays, where you will lead the evolution of the digital landscape, focusing on innovation and excellence. By leveraging cutting-edge technology, you will transform our digital offerings to ensure unmatched customer experiences. To excel in this role, you should possess the following essential skills and qualifications: - Developing and maintaining valuation methodologies for various financial instruments, and implementing suitable valuation models based on instrument characteristics and market conditions. - Overseeing the valuation process for the bank's trading portfolio, including regular valuations and approval of valuations by colleagues. - Analyzing market data to evaluate valuation inputs, assumptions, and potential risks. - Preparing and reviewing valuation reports, assisting in regulatory filings and financial statements. - Providing valuation insights to traders, risk professionals, and senior colleagues, identifying areas for enhancement in valuation methodologies and processes. You will be evaluated based on key critical skills essential for success in the role, such as risk management, change and transformation, business acumen, strategic thinking, digital and technology expertise, and job-specific technical skills. The position is located in Noida. As an AVP Treasury Capital, your primary purpose is to manage the financial operations of the organization, ensuring accuracy, integrity, and reliability in financial reporting. Key responsibilities include: - Managing the preparation and presentation of accurate and timely financial statements in compliance with relevant accounting standards, rules, and regulations. - Assisting in identifying, evaluating, and mitigating financial risks, and reporting these risks to senior management. - Developing and maintaining a robust system of internal controls to safeguard assets, prevent fraudulent misreporting, and ensure data accuracy. - Implementing up-to-date financial policies and procedures for consistent and effective financial practices. - Overseeing the selection, implementation, and maintenance of financial systems and software applications in collaboration with IT colleagues. - Preparing and submitting statutory and regulatory reports, as well as supporting other departments in regulatory report preparation and review. - Coordinating with external auditors and regulatory authorities during audits and examinations. As an AVP, you are expected to: - Advise and influence decision-making, contribute to policy development, and ensure operational effectiveness. - Lead a team in performing complex tasks, set objectives, coach employees, and appraise performance. - Demonstrate leadership behaviours that create an environment for colleagues to excel. - Consult on complex issues, provide advice to support issue resolution, and mitigate risks. - Collaborate with other areas of work, engage in complex data analysis, and communicate effectively to influence stakeholders. All colleagues are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive.,

Posted 2 weeks ago

Apply

1.0 - 5.0 years

0 Lacs

karnataka

On-site

Rentomojo is a market leader and tech-enabled company specializing in rental subscriptions of furniture and consumer appliances. The company offers Affordable and Flexible rental subscriptions to meet the mobility needs of Gen Z and Millennials. Founded by Geetansh Bamania, an IITM alum, Rentomojo addresses the challenges of relocating and finding suitable home essentials. With a workforce of 1,800+ people, the company operates in 22 cities across India. Rentomojo has shown impressive growth, with revenue compounding at a CAGR of ~50% over the last 3 years. Notably, the company has been consistently profitable since October 2021, achieving a compounded PAT growth rate of ~150% in the past two years. Being a key player in India's urbanization and workforce mobility story, Rentomojo caters to the needs of approximately 1 million new workforce entrants and 1.2-1.5 million job switchers every month. The company offers attractive bundled rental subscriptions with zero relocation costs and zero maintenance expenses, providing the utility of EMI without its rigidity. **Job Title:** Analyst - Investor Relations **Location:** Bangalore, Karnataka **Job Type:** Full-Time **Key Deliverables:** - Support IPO readiness by conducting secondary research on industry trends, competitive landscape, and macroeconomic indicators for DRHP and fundraising materials. - Perform valuation analysis and benchmarking against similar companies and tech firms to aid in positioning and comparability. - Monitor industry trends and competition for actionable insights supporting strategic decision-making. - Assist in preparing investor pitch decks, key inputs for meetings, and addressing investor queries. - Conduct financial modeling for strategic financial decisions and due diligence for potential acquisitions. - Post-listing responsibilities include drafting earnings releases, presentations, regulatory filings, and preparing management for earnings calls and analyst meets. - Manage investor contact database, track shareholder movements, compile feedback, monitor analyst coverage and media reports, and ensure timely filings as per SEBI LODR norms. **Preferable Candidate:** - 1-2 years of experience in Buy-side/Sell-Side Equity research firms or investor relations teams, preferably in a listed entity. - Qualifications: CA/MBA Finance/CFA. - Strong interest and passion in Indian stock markets. **Skills:** - Analyst coverage monitoring - Financial modeling - Industry trends analysis - Investor relations management - Preparation of investor materials - Secondary research - Regulatory filings - Drafting - Valuation analysis - Competitive landscape analysis - Buy-side expertise (Note: This job description is a summarized and formatted version of the original content provided.),

Posted 2 weeks ago

Apply

4.0 - 8.0 years

0 Lacs

maharashtra

On-site

You have an exciting opportunity to join our team as a Company Secretary with a strong background in capital markets. In this role, you will be responsible for managing corporate governance, compliance, and secretarial duties, as well as supporting fund-raising activities, regulatory filings, and interactions with stock exchanges and SEBI (or relevant capital market authority). Your key responsibilities will include conducting corporate secretarial functions such as ensuring compliance with the Companies Act, SEBI regulations, and stock exchange listing obligations (LODR). You will be in charge of organizing and conducting Board meetings, AGM/EGMs, and committee meetings, including preparing agendas, notices, resolutions, and minutes. Additionally, maintaining statutory registers, filings, and records as per regulatory requirements will be part of your duties. You will also play a crucial role in managing all compliance aspects related to IPOs, QIPs, rights issues, and other capital-raising activities. This will involve liaising with SEBI, stock exchanges, NSDL/CDSL, credit rating agencies, and other regulatory authorities. Ensuring timely filing of returns and disclosures under SEBI (LODR), Insider Trading Regulations, SAST, etc., will be essential. As part of your responsibilities, you will support in drafting annual reports, corporate governance reports, and shareholder communications. You will collaborate with auditors, lawyers, and investment bankers for corporate transactions. Moreover, you will provide strategic and advisory input by advising the Board and senior management on governance best practices and compliance strategies. Monitoring developments in capital market regulations and assessing their impact on the company will also be part of your role. Additionally, you will support in mergers, acquisitions, and restructuring activities from a secretarial and regulatory standpoint. This is a full-time, permanent position with the benefit of life insurance. The work schedule is during the day shift, and the work location is in person. If you have a minimum of 4 years of experience as a Company Secretary and possess a strong understanding of capital markets, we encourage you to apply for this exciting opportunity.,

Posted 2 weeks ago

Apply

15.0 - 19.0 years

0 Lacs

delhi

On-site

As a Stock Broking Head specializing in Trading, Compliance, and Institutional Sales, you will be responsible for overseeing the trading operations, compliance, regulatory interactions, and business growth of the Stock Broking vertical. With over 15 years of experience in Share Broking/Trading Business, preferably in the Banking/Financial Services sector, you will play a pivotal role in driving revenue growth and ensuring full compliance with regulatory frameworks. Your key responsibilities will include supervising retail and institutional broking operations, handling a variety of products such as Equities, Options, Fixed Income, DVP/RVP, Prime Brokerage, and Mutual Funds. You will also be required to liaise with stock exchanges, depositories, and regulators on operational matters, as well as drive revenue growth through client acquisition and building strong relationships with HNIs, FIIs, and institutional clients. In addition, you will need to implement surveillance systems, risk assessments, and control measures to manage compliance gaps and develop mitigation strategies. Ensuring full compliance with SEBI, NSE, BSE, NCDEX, NSDL, and CDSL regulations will be a critical part of your role, along with overseeing Anti-Money Laundering programs and risk-based monitoring. You will also act as the Compliance Officer for Insider Trading policies and Employee Trading. Leading a high-performance team across sales, trading, and compliance verticals, you will be responsible for training management and employees on compliance, trading standards, and market regulations. Your strong knowledge of securities markets, compliance frameworks, and experience in managing broking/trading operations within banking or financial institutions will be essential in this role. Your proficiency in handling institutional and retail trading models, along with excellent analytical, leadership, and stakeholder management skills, will be key attributes that will contribute to the success of the Stock Broking vertical. If you are based in Delhi or open to relocating and meet the educational qualifications of MBA/PGDM, CA/ICWA, LLB (preferably with specialization in securities, finance, or compliance), we encourage you to apply for this challenging and rewarding position.,

Posted 2 weeks ago

Apply

15.0 - 19.0 years

0 Lacs

delhi

On-site

As a Stock Broking Head specializing in Trading, Compliance, and Institutional Sales, you will be responsible for overseeing the entire stock broking vertical, including trading operations, compliance, regulatory interactions, and business growth. With over 15 years of experience and a background in Banking or Financial Services, you will play a pivotal role in driving revenue growth and ensuring full compliance with various regulatory bodies. Your key responsibilities will include supervising retail and institutional broking operations, handling a range of products such as Equities, Options, Fixed Income, DVP/RVP, Prime Brokerage, and Mutual Funds. You will be expected to maintain strong relationships with High Net-worth Individuals (HNIs), Foreign Institutional Investors (FIIs), and institutional clients while leveraging insights from the banking sector to enhance cross-selling of investment products. In terms of risk and governance, you will need to implement surveillance systems, conduct risk assessments, and develop control measures to address compliance gaps. Furthermore, you will be required to ensure full compliance with regulatory bodies such as SEBI, NSE, BSE, NCDEX, NSDL, and CDSL, while managing regulatory filings, applications, and membership transfers across exchanges and depositories. Your role will also involve leading and training a high-performance team across sales, trading, and compliance verticals, ensuring that employees are well-versed in compliance, trading standards, and market regulations. With your strong knowledge of securities markets and compliance frameworks, along with experience in managing broking/trading operations within banking or financial institutions, you will be well-equipped to handle this challenging and dynamic role. Key Skills & Attributes: - Strong knowledge of securities markets and compliance frameworks - Experience in managing broking/trading operations within banking or financial institutions - Regulatory knowledge and liaison experience with SEBI, NSE, BSE, CDSL - Excellent analytical, leadership, and stakeholder management skills - Proficiency in handling institutional and retail trading models If you are a seasoned professional looking to lead a stock broking vertical with a focus on trading, compliance, and institutional sales, this role offers a unique opportunity to showcase your expertise and drive business growth in the dynamic world of stock broking.,

Posted 2 weeks ago

Apply

5.0 - 9.0 years

0 Lacs

bidar, karnataka

On-site

You will be responsible for initiating, reviewing, and approving various quality management systems such as Change Controls, Deviations, Investigations, CAPA, OOS, and Complaints. In addition, you will handle Return Goods and ensure the proper functioning of the quality system by performing risk assessments as needed. Conducting regular internal audits will also be part of your duties. Reviewing and approving all documents including SOPs, Spec & STPs, Forms, protocols, and reports will be crucial to ensure compliance. You will also review annual product quality review reports and provide training on cGMP topics to employees at the site. Additionally, you will support customer audits/visits and regulatory audits, as well as provide necessary documentation for amendments, annual updates, regulatory filings, and CMC supporting documentation. Your role will also involve filling out questionnaires, declarations, and quality agreements. Finally, you will execute any additional responsibilities assigned by the Head of Department.,

Posted 2 weeks ago

Apply
Page 1 of 2
cta

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.

Job Application AI Bot

Job Application AI Bot

Apply to 20+ Portals in one click

Download Now

Download the Mobile App

Instantly access job listings, apply easily, and track applications.

Featured Companies