141 Regulatory Filings Jobs - Page 2

**Job Description:** In this role based in Daryaganj, Delhi, you will have the opportunity to make a significant impact as an ESG & Financial Reporting Specialist. Your main responsibility will be to drive impactful sustainability reporting and ensure robust financial compliance for clients. You will play a crucial role in advising on ESG frameworks and navigating the evolving regulatory landscape to promote responsible business practices. **Key Responsibilities:** - Integrated Reporting, SEBI LODR, BRSR advisory. - Ind AS and financial reporting compliance. - Regulatory filings and disclosures. - Sustainability Reporting and corporate governance research. - Content writing and reporting sup...

**Job Description:** **Role Overview:** As a part of this role, you will be responsible for managing the accounting functions of US & international entities. Your primary tasks will include overseeing the general ledger accounting, ensuring compliance with accounting standards, and preparing timely financial statements. You will also be involved in financial reporting, analysis, and assisting with daily accounting operations. Your role will require collaboration with key stakeholders and various teams within and outside the Accounting department. **Key Responsibilities:** - Oversee the General Ledger accounting function for US & International entities to ensure compliance with accounting sta...

Join us as an Assistant Vice President - Product control at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. To Be Successful, In This Role You Should Have Product control experience in Investment bank. Qualified Chartered accountant preferred . In-depth knowledge of Financial product and markets of the relevant asset class. Good understanding of end-to-end processes of an IB (Investment Banking) and associated controls. Excellent communication and presentation skills in both formal and informal settings and the ...

Role Overview: You will be a highly motivated and detail-oriented tax professional with experience in direct tax compliance, litigation, and cross-border transactions. Key Responsibilities: - Manage end-to-end compliance for direct taxes, including TDS, Tax Audit Reports (TAR), and Income Tax Returns (ITR), ensuring accuracy and timeliness. - Handle tax matters related to cross-border transactions, ensuring compliance with transfer pricing regulations and related provisions. - Assist in managing income tax litigation, including drafting submissions, representing the company in proceedings, and coordinating with external consultants. - Ensure timely and accurate tax filings and assessments, m...

Designation: Manager Secretarial Location: 22nd Floor Tower C Building No - 5 DLF Epitome Gurgaon Haryana Tbo.com(www.tbo.com) TBO is a global platform that aims to simplify all buying and selling travel needs of travel partners across the world. The proprietary technology platform aims to simplify the demands of the complex world of global travel by seamlessly connecting the highly distributed travel buyers and travel suppliers at scale. The TBO journey began in 2006 with a simple goal to address the evolving needs of travel buyers and suppliers, and what started off as a single product air ticketing company, has today become the leading B2A (Business to Agents) travel portal across the Ame...

Role Overview: KKR is looking for a resource to support the growing KKR Public Vehicle and Registered Investment Company platform. As part of the Legal & Compliance team, you will be responsible for assisting with the compliance and regulatory program aspects of the 40 Act Program under KKR Public and Private Markets. The role is based in Gurugram and involves working with registered investment companies, business development companies (BDCs), and other public investment vehicles managed by KKR & Co. Inc., KKR Credit Advisors (US) LLC, KKR Registered Advisor LLC and FS/KKR Advisor, LLC. Key Responsibilities: - Support KKR Public and Private Markets SEC exemptive relief program, including own...

As an Assistant Vice President - Product Control Prime Equities at Barclays, you will play a crucial role in overseeing the financial aspects of trading activities. Your primary responsibility will be to ensure the accuracy and integrity of the bank's trading book, maintain compliance with regulatory requirements, and provide insights into trading performance. **Key Responsibilities:** - Reconcile daily profit and loss (P&L) figures for trading desks to align with valued positions in the trading book, investigate and resolve discrepancies to reflect the true economic value of the trading portfolio. - Support the identification, assessment, and mitigation of trading risks, and report on these...

Join a dynamic team at J.P. Morgan Asset Management, where your expertise shapes the future of alternatives fund management. We value strategic thinkers who thrive in collaborative, client-focused environments. Elevate your career while making a meaningful impact through innovation and excellence. As an Alternatives Fund Controller in the Alternatives Fund Management team, you define and deliver operational excellence for our funds. You collaborate with internal and external partners to ensure seamless financial processes and reporting. You drive solutions that support our commitment to client service, diversity, and inclusion. **Job Responsibilities** - Oversee onboarding of new funds, incl...

Job Application Link:https://app.fabrichq.ai/jobs/95e9cc3d-97ae-4db3-9ba9-4cb6a3657280 Job Summary: The Company Secretary and Legal Assistant is responsible for ensuring compliance with corporate laws and providing legal support. Key responsibilities include secretarial compliance, legal advisory, regulatory filings, and handling confidential corporate matters. The role requires a qualified Company Secretary with experience in corporate governance and legal advisory. Key Responsibilities Ensure compliance with the Companies Act, 2013, and other applicable regulations Prepare, maintain, and update statutory registers, records, and returns Organize and manage board meetings, annual general mee...

Role & responsibilities Ensure compliance with all applicable provisions of the Companies Act, 2013, Foreign Exchange Management Act (FEMA), Securities and Exchange Board of India Act and rules and regulations framed thereunder. Coordinating for the meetings of the Board and Committees thereof. Planning agenda of the meetings keeping in view the statutory, regulatory and business requirements; drafting notice and agenda of the meetings and minutes of the meetings. Preparing and filing of various Forms and Returns with the Registrar of Companies and Reserve Bank of India. Coordination with Depositories. Ensure compliance of demat of shares and debentures. Experience in handling directors-rela...

As a Financial Analyst at our company, you will play a crucial role in developing financial models, analyzing cash flows, and optimizing return metrics to support business decisions. Your responsibilities will include: - Developing and maintaining financial models for forecasting, budgeting, and investment analysis. - Supporting Business Valuation Development using various methodologies. - Analyzing cash flows to evaluate financial health and liquidity management. - Enhancing return metrics by optimizing financial models for improved profitability. - Collaborating with cross-functional teams to aid in business strategy and financial decision-making. - Assisting in preparing business finance ...

As a Legal Document Drafting Assistant, your role will involve preparing resolutions, minutes for Board and General Meetings, notices, and other company secretarial documents. You will play a crucial part in ensuring proper governance within the organization. Your key responsibilities will include: - Assisting in Compliance Management to ensure the company meets all statutory requirements, including filing annual returns and maintaining statutory registers. - Handling Regulatory Filings by preparing and submitting forms on the Ministry of Corporate Affairs (MCA) portal and maintaining secretarial records. - Conducting Legal Research on company law, securities law, and other relevant regulati...

Job Opening: Compliance & Operations Manager We are looking to hire a mid-level Compliance & Operations Manager . The candidate should have a minimum of 2 years of experience in managing compliance and operations of a PMS / AIF / Mutual Fund in India. This is an on-site role based out of our Gurgaon office (permanent work-from-home is not offered). Key Responsibilities Regulatory Compliance : Oversee the end-to-end SEBI compliance requirements of a PMS. Regulatory Filings : Timely preparation and submission of all documents to SEBI and other stakeholders such as APMI. KYC & Client Compliance : Ensure proper KYC compliance of all PMS clients and coordinate with clients for compliance requirem...

As an Assistant Vice President - Product Control at Barclays, you will spearhead the evolution of the digital landscape, driving innovation and excellence. You will utilize cutting-edge technology to revolutionize digital offerings, ensuring unparalleled customer experiences. Key Responsibilities: - Develop and maintain valuation methodologies for various financial instruments, implementing appropriate valuation models based on instrument characteristics and market conditions. - Manage the valuation process for the bank's trading portfolio, including regular valuations and approval of valuations performed by colleagues. - Analyze market data to assess valuation inputs, assumptions, and risks...

Skills: Corporate Governance, Legal Compliance, Board of Directors Support, Meeting Coordination, Regulatory Filings, Corporate Records Management, Communication Skills, Attention to Detail, Organising and coordinating of Board/committee Meetings, General Meetings and Postal Ballot, etc., and follow up action thereof. Preparation of Agenda/resolutions/minutes of Board/Committee Meetings with accuracy. Declaration of Outcome, Results and post activities of the Board/Annual/Extra-Ordinary General Meeting/Postal Ballot, etc. Maintaining custody of all secretarial and statutory compliance related documentation, corporate records, statutory books, registers and ensuring record keeping of the same...

This role is for one of our clients Industry: Finance Seniority level: Associate level Location: Mumbai JobType: full-time We are looking for a meticulous and proactive Compliance Manager PMS to oversee all regulatory and compliance functions related to our Portfolio Management Services. This role is critical in ensuring end-to-end adherence to SEBI regulations, maintaining transparency with regulators, and embedding a culture of compliance across the organization. Key Responsibilities Regulatory Compliance & Governance Lead compliance for PMS operations, ensuring 100% adherence to SEBI regulations and other applicable laws. Review, prepare, and file regulatory reports, disclosures, and subm...

Role Overview: As an Analyst - Investor Relations at Rentomojo in Bangalore, Karnataka, you will play a crucial role in supporting IPO readiness, conducting industry research, performing valuation analysis, and assisting in the preparation of investor materials. Your responsibilities will also involve financial modeling, monitoring industry trends, and generating actionable insights to facilitate strategic decision-making. Key Responsibilities: - Support IPO readiness through secondary research on industry trends, competitive landscape, and macroeconomic indicators. - Conduct valuation analysis and benchmarking against companies in similar space and new-age tech firms. - Monitor industry tre...

Role Overview: You will be responsible for initiating, reviewing, and approving various quality management systems such as Change Controls, Deviations, Investigations, CAPA, OOS, and Complaints. In addition, you will handle Return Goods and ensure the proper functioning of the quality system by performing risk assessments as needed. Conducting regular internal audits will also be part of your duties. Key Responsibilities: - Review and approve all documents including SOPs, Spec & STPs, Forms, protocols, and reports to ensure compliance. - Review annual product quality review reports and provide training on cGMP topics to employees at the site. - Support customer audits/visits and regulatory a...

You will be joining MMB & Associates, a Chartered Accountancy firm established in 2016, headquartered in Chennai with branch offices in Hyderabad and Visakhapatnam. Our team, comprising over 25 professionals, is committed to delivering high-quality audit, tax, and advisory services, focusing on integrity and long-term value for our clients. Our service portfolio includes statutory audits, internal audits, trust audits, income tax audits, GST compliance, ROC/MCA filings, and virtual CFO services for SMEs. At MMB & Associates, our goal is to serve as a trusted advisor, offering clarity and fostering growth within our diverse client base. - Involved in various audit and assurance engagements, t...

Role Overview: You are ProArch's ideal candidate for the position of Finance & Billing Executive. Your role will involve strengthening the company's financial operations to support its rapid growth in the IT solutions space. As a detail-oriented finance professional with a solid background in accounting, financial operations, and compliance, you will play a crucial role in ensuring accurate financial processing, maintaining data integrity, and supporting strategic decision-making through reporting. Key Responsibilities: - Managing core finance functions such as invoicing, expense tracking, reconciliations, and financial reporting with a keen focus on accuracy. - Collaborating closely with in...

As a Compliance Officer for Category II & Category III Alternative Investment Funds (AIFs), your role will involve ensuring adherence to SEBI regulations and other applicable laws. You will be responsible for monitoring fund operations, investor reporting, regulatory filings, and providing compliance assistance to business teams. Key Responsibilities: - Ensure compliance with SEBI regulations for Category II & III AIFs, including timely reporting to SEBI. - Maintain detailed records of compliance activities and correspondence with regulators. - Review all marketing materials, updates, and communications with investors and SEBI. - Monitor fund activities, investments, and operations to ensure...

As a dynamic and seasoned finance professional, you will be joining Yubi Markets & Aspero at Yubi group for the Finance & Accounts function. The ideal candidate for this role will have a robust blend of Big 4 expertise and hands-on experience in controllership or finance leadership roles within mid-to-large scale startups or enterprises. - Your key responsibilities will include: - Financial reporting & month-end closure with a strong understanding of accounting standards (e.g., IFRS, GAAP). - Attention to detail and accuracy in financial tasks. - Proficiency in ERP systems (e.g., SAP, Oracle) and ability to meet tight deadlines. - Experience with reconciliations, journal entries, and financi...

As an Assistant Vice President - Macro Product Control at Barclays, you will be at the forefront of driving innovation and excellence in the digital landscape. Your role will involve utilizing cutting-edge technology to enhance digital offerings, ensuring exceptional customer experiences. Key Responsibilities: - Develop and maintain valuation methodologies for various financial instruments. - Implement appropriate valuation models based on instrument characteristics and market conditions. - Manage the valuation process for the bank's trading portfolio. - Conduct regular valuations of financial instruments and approve valuations by colleagues. - Analyze market data to evaluate valuation input...

**Role Overview:** As a Premium Tax Compliance Specialist at our company, you will be responsible for preparing premium tax, municipality tax, and surplus lines compliance returns. You will collaborate with team members to manage domicile tax rates, forms, and filing requirements. Your role will also involve executing tasks such as preparing captive clients tax filings, updating domicile indexes, reviewing and advising on various tax filings, assembling premium information for tax filings, and assisting with compliance calendars for new captive clients. **Key Responsibilities:** - Prepare premium tax, municipality tax, and surplus lines compliance returns - Communicate changes and submission...

As a motivated CMA / ACCA Intern at our company located in MALAPPURAM CALICUT, you will have the opportunity to support the finance and accounting team. You will gain practical exposure to financial reporting, audit procedures, budgeting, and analysis, while applying theoretical knowledge from your professional studies to real-world business operations. Key Responsibilities: - Assist in the preparation of financial statements, reports, and reconciliations. - Support the team in internal and external audits by gathering data and preparing schedules. - Participate in budgeting, forecasting, and variance analysis. - Maintain and update accounting records, invoices, and vouchers. - Support in ta...