Compliance - 40 Act Compliance - Senior Professional

Role Overview: KKR is looking for a resource to support the growing KKR Public Vehicle and Registered Investment Company platform. As part of the Legal & Compliance team, you will be responsible for assisting with the compliance and regulatory program aspects of the 40 Act Program under KKR Public and Private Markets. The role is based in Gurugram and involves working with registered investment companies, business development companies (BDCs), and other public investment vehicles managed by KKR & Co. Inc., KKR Credit Advisors (US) LLC, KKR Registered Advisor LLC and FS/KKR Advisor, LLC. Key Responsibilities: - Support KKR Public and Private Markets SEC exemptive relief program, including ownership of processes, controls, and documentation for investment allocation oversight and monitoring. - Assist in preparing and distributing board and committee materials and minutes for KKR Public and Private Markets 40 Act Funds. - Assist in onboarding and regulatory governance requirements such as charter requirements and NYSE compliance. - Collaborate with the broader Compliance team to develop technology solutions for executing components of the 40 Act Platform. - Maintain the regulatory filings calendar for the 40 Act Funds and assist in filing board and executive officer Form 3s and Form 4s and other regulatory filings. - Coordinate 38(a)-1 compliance testing and monitoring program across KKR Public and Private Markets 40 Act Funds. - Review Service Providers and Advisor investment guideline reporting. - Prepare compliance reporting to the Board, including quarterly CCO Report and annual 38(a)-1 compliance report. - Assist in affiliated transaction documentation and reporting. - Stay informed about 40 Act regulatory matters and contribute to exam preparedness efforts. - Organize fund legal documents and materials, including maintaining shared drives and Box folders. - Help in drafting, updating, and maintaining 40 Act Funds compliance policies and procedures. Qualifications: - Minimum 4-6 years of experience in investment company and advisory compliance. - Understanding of the 40 Act regulatory landscape, examinations, and enforcement priorities. - Familiarity with SEC Investment Company and Investment Advisers Act Rules. - Strong interpersonal and relationship management skills. - High integrity, confidentiality, and judgment. - Ability to make pragmatic decisions and recommendations. - Coordination skills with other functional groups. - Independent project management abilities in a dynamic environment. - Accountability, professionalism, and integrity. - Excellent organizational and time management skills. - Proficiency in Microsoft Excel, PowerPoint, and data analytics tools.,