As a Compliance Officer for Category II & Category III Alternative Investment Funds (AIFs), your role will involve ensuring adherence to SEBI regulations and other applicable laws. You will be responsible for monitoring fund operations, investor reporting, regulatory filings, and providing compliance assistance to business teams. Key Responsibilities: - Ensure compliance with SEBI regulations for Category II & III AIFs, including timely reporting to SEBI. - Maintain detailed records of compliance activities and correspondence with regulators. - Review all marketing materials, updates, and communications with investors and SEBI. - Monitor fund activities, investments, and operations to ensure regulatory adherence and internal policy compliance. - Prepare and submit periodic filings, disclosures, and reports to SEBI and relevant authorities. - Review and vet service-related agreements, NDAs, and engagement letters for AIFs. - Maintain KYC records of investors and provide timely progress reports on fund activities. - Handle accounting, taxation, and related compliance audits. - Conduct regular reviews of investments, perform risk analysis, and prepare reports. - Stay updated on SEBI regulations and guidelines affecting Category II & III AIFs. - Identify, assess, and mitigate compliance risks associated with AIF Categories. - Provide regulatory inputs during fund structuring, product design, and documentation. Qualifications & Experience: - CA / CS / LLB / MBA (Finance/Legal/Compliance) preferred. - Minimum 3 years of experience with at least 2 years in AIF CAT II / CAT III compliance. - Strong understanding of SEBI AIF Regulations and related fund regulatory framework. Desired Skillsets: - Attention to detail and ability to work independently. - Strong communication and stakeholder management skills. - Integrity, professional judgment, and problem-solving mindset.,
Key Roles & Responsibilities Knowledge on the Account opening Process and been able to undertake verification Process of different type of accounts opened under PMS & AIF business, Demat account opening etc. KYC specialist who understands SEBI KYC norms and have worked in the account opening, KYC documentation checking for Financial Service industry, preferably PMS/AIF, Demat Operation & Broking Manage stakeholders (internal and external) such as custodians, Bank, Broker and internal departments to service requests and resolve client queries. Manage client calls & emails volumes for queries related to their portfolio transactions, Performance, Fee & expenses etc. CRM record management and maintain records of all client service requests and conversations. Execute financial and non-financial transactions and process paperwork such as Redemption, SIP, BCR, FCR, Nomination, KYC modification etc. Functional & Behavioural Knowledge Experience in Financial Services industry preferably in AMC/PMS/AIF/Wealth Management /Broking Industry Domain will be an added advantage. Fluent in English / Persuasive Speaking & Writing Skills. Should have knowledge of Microsoft Office (excel, word etc.) Good Collaboration skills is a must. Problem Solving & Other Key skills set. Should know how to empathize with irate clients to resolve their issues. Should be good at explaining concepts of product, fee computation, processes etc. Diagnose client issues diligently. Method Approach - deliberate, detail-oriented Basic knowledge of Accountancy (What is balanced sheet / Profit and loss) MINIMUM & PREFERRED EDUCATION: Commerce/Finance Graduate 3-5 years of experience in Client facing/PMS & AIF service management role. Job Types: Full-time, Permanent Pay: ₹400,000.00 - ₹550,000.00 per year Benefits: Health insurance Leave encashment Life insurance Provident Fund Application Question(s): Are you staying in Central Line of Mumbai (Yes/No) ? What is your annual current CTC? What is your Highest Qualification? What is your notice period days? Your total years of work experience? Work Location: In person
We are looking for an experienced L3 IT Support and Network Support Engineer to join our IT team. The ideal candidate will be responsible for providing the high-level support for complex hardware, software, and network issues while playing a critical role in infrastructure management, security enforcement, and project implementation. L3 IT Support: Handle escalations from L1 and L2 teams related to systems and networks. Provide advanced troubleshooting and root cause analysis for OS, application, and hardware-related issues. Maintain and support enterprise tools such as Active Directory, Microsoft Exchange, Office 365, SCCM, and endpoint protection systems. Manage IT asset inventory, software licensing, patch management, and vulnerability remediation. Implement and maintain backup, disaster recovery, and high availability systems. Document all resolutions, procedures, and configurations in the knowledge base. Network Support Configure, monitor, and maintain routers, switches, firewalls, access points, and VPNs. Troubleshoot LAN/WAN connectivity, DNS/DHCP issues, and network performance problems. Monitor and ensure uptime, availability, and performance of network infrastructure. Support and manage firewalls (Cisco ASA/Fortinet/SonicWall/Palo Alto), VPN, VLANs, and IPsec tunnels. Implement network security protocols and support audit/compliance processes. Collaborate with vendors for network upgrades, maintenance, and incident resolution. Desired Skillsets : 5–10 years of hands-on experience in IT infrastructure support and network operations. Strong knowledge of Windows Server, Active Directory, Group Policy, and DNS/DHCP. Experience with cloud services (Azure, AWS, or GCP), virtualization (VMware/Hyper-V). Solid understanding of networking concepts: TCP/IP, BGP, OSPF, NAT, VLANs, etc. Hands-on experience with enterprise-grade routers/switches/firewalls. Microsoft Certified: Azure Administrator Associate / MCSA / MCSE Cisco Certified Network Professional (CCNP) / CCNA Job Type: Full-time Pay: ₹400,000.00 - ₹1,000,000.00 per year Benefits: Flexible schedule Health insurance Leave encashment Paid time off Provident Fund Application Question(s): Are you staying in Central Line of Mumbai (Yes/No) ? What is your annual current CTC? What is your Highest Qualification? What is your notice period days? Your total years of work experience? Work Location: In person
Role Overview: As the Compliance Officer for Category II & III Alternative Investment Funds (AIFs), you will play a crucial role in ensuring adherence to SEBI regulations and other legal requirements. Your responsibilities will include monitoring fund operations, preparing regulatory filings, and providing compliance support to the business teams. Key Responsibilities: - Ensure compliance with SEBI regulations for Category II & III AIFs, including investment and reporting requirements. - Maintain detailed records of compliance activities, disclosures, and communications with regulators. - Review all marketing materials, updates, and investor communications for regulatory compliance. - Monitor fund activities, investments, and operations to ensure adherence to regulations and internal policies. - Prepare and submit periodic filings, disclosures, and reports to SEBI and other relevant authorities. - Review and vet service-related agreements, NDAs, and engagement letters for AIFs. - Manage KYC of investors and provide regular reporting on fund progress. - Oversee accounting, taxation, and related compliance audits. - Conduct periodic reviews of investments, perform risk analysis, and prepare reports. - Stay updated on SEBI regulations and guidelines affecting AIF CAT II & CAT III. - Identify, assess, and mitigate compliance risks associated with Category II & III AIFs. - Provide regulatory insights during fund structuring, product design, and documentation. Qualifications & Experience: - Preferred qualifications include CA, CS, LLB, or MBA (Finance/Legal/Compliance). - Possess 3+ years of overall experience with at least 2 years of relevant experience in AIF CAT II / CAT III compliance. - Strong understanding of SEBI AIF Regulations and fund regulatory framework. Desired Skillsets: - Demonstrate attention to detail and the ability to work independently. - Exhibit strong communication and stakeholder management skills. - Uphold integrity, professional judgment, and a problem-solving mindset.,
Role Overview: You will be responsible for ensuring compliance with SEBI (Alternative Investment Funds) Regulations and other applicable laws/regulatory requirements for Category II & Category III AIFs. Your role will involve monitoring fund operations as per defined metrics, investor reporting, regulatory filings, and providing assistance to business teams on compliance matters. Key Responsibilities: - Ensure compliance of all regulations pertaining to Category II & III AIF at SEBI, in relation to investment and reporting, and provide timely reports to SEBI. Keep detailed records of compliance activities, disclosures, and correspondence with regulators for the AIF CAT II & CAT III. - Review all marketing materials, quarterly/annual updates, and all communication to be sent to investors/SEBI. Monitor fund activities, investments, and operations for adherence to regulatory requirements and internal policies. - Prepare and submit periodic filings, disclosures, and reports to SEBI and other relevant authorities. Review and vet all service-related agreements for AIFs, NDAs, Engagement letters, etc. - Maintain KYC of investors and provide timely reports about fund progress. Handle accounting, taxation, and related compliance audit reports. Review investments periodically, conduct risk analysis, and prepare reports. - Stay updated on relevant laws, regulations, and guidelines from SEBI and other regulatory bodies affecting AIF CAT II & CAT III. Participate in identifying, assessing, and mitigating compliance risks associated with these AIF Categories. - Provide regulatory inputs during fund structuring, product design, and documentation. Qualifications & Experience: - CA / CS / LLB / MBA (Finance/Legal/Compliance) preferred. - 3+ years of experience with a minimum of 2 years of relevant experience in AIF CAT II / CAT III compliance. - Strong understanding of SEBI AIF Regulations and related fund regulatory framework. Desired Skillsets: - Attention to detail and ability to work independently. - Strong communication and stakeholder management skills. - Integrity, professional judgment, and problem-solving mindset.,