Assistant Manager / Manager AIF CAT II & CAT III Compliance

As a Compliance Officer for Category II & Category III Alternative Investment Funds (AIFs), your role will involve ensuring adherence to SEBI regulations and other applicable laws. You will be responsible for monitoring fund operations, investor reporting, regulatory filings, and providing compliance assistance to business teams. Key Responsibilities: - Ensure compliance with SEBI regulations for Category II & III AIFs, including timely reporting to SEBI. - Maintain detailed records of compliance activities and correspondence with regulators. - Review all marketing materials, updates, and communications with investors and SEBI. - Monitor fund activities, investments, and operations to ensure regulatory adherence and internal policy compliance. - Prepare and submit periodic filings, disclosures, and reports to SEBI and relevant authorities. - Review and vet service-related agreements, NDAs, and engagement letters for AIFs. - Maintain KYC records of investors and provide timely progress reports on fund activities. - Handle accounting, taxation, and related compliance audits. - Conduct regular reviews of investments, perform risk analysis, and prepare reports. - Stay updated on SEBI regulations and guidelines affecting Category II & III AIFs. - Identify, assess, and mitigate compliance risks associated with AIF Categories. - Provide regulatory inputs during fund structuring, product design, and documentation. Qualifications & Experience: - CA / CS / LLB / MBA (Finance/Legal/Compliance) preferred. - Minimum 3 years of experience with at least 2 years in AIF CAT II / CAT III compliance. - Strong understanding of SEBI AIF Regulations and related fund regulatory framework. Desired Skillsets: - Attention to detail and ability to work independently. - Strong communication and stakeholder management skills. - Integrity, professional judgment, and problem-solving mindset.,