16 Compliance Matters Jobs

**Job Description:** **Role Overview:** At Multiplier, we are leading the global hiring revolution to create a level playing field where businesses and individuals can compete and succeed regardless of geography. As an Entity Compliance Specialist, you will play a crucial role in ensuring that all entities within the organization comply with relevant laws and regulations. Your expertise in corporate secretarial compliances, HR, and employment laws will be instrumental in providing expert advice to stakeholders and conducting audits to identify and mitigate risks. **Key Responsibilities:** - Ensure compliance of all entities with relevant laws such as Companies Act, Securities Act, and Employ...

As a Compliance Manager at Millennium Management, your role will involve supporting the maintenance and continuous enhancement of a comprehensive compliance program for Millennium's onshore business in India. This includes collaborating with a high growth center of excellence in Bangalore and leveraging Millennium's global compliance program. Your key responsibilities will include: - Researching and analyzing compliance issues, risks, and developments to provide recommendations for mitigation - Designing, managing, and coordinating local compliance training programs - Undertaking monitoring and surveillance activities related to policies, procedures, and controls - Conducting internal review...

Role Overview: As the Compliance Officer for Category II & III Alternative Investment Funds (AIFs), you will play a crucial role in ensuring adherence to SEBI regulations and other legal requirements. Your responsibilities will include monitoring fund operations, preparing regulatory filings, and providing compliance support to the business teams. Key Responsibilities: - Ensure compliance with SEBI regulations for Category II & III AIFs, including investment and reporting requirements. - Maintain detailed records of compliance activities, disclosures, and communications with regulators. - Review all marketing materials, updates, and investor communications for regulatory compliance. - Monito...

The key responsibility of Customer Success Finance Manager is to drive Area Revenue growth for Unified/Support Business leveraging market insights, propensity models and partnering closely with Business on landing Corp strategy into actionable plans. In addition closely focus on MACC to ACR process with business partners. Responsibilities Drive Azure consumption growth strategy with Customer Success organization, Support focus areas, such as Unified, Commercial attach and whitespace opportunities. Deep insights on Commit to Complete & pipe Generation by CSAMs. Drive insights on consumption (MACC/ACR, usage), optimization/churn analysis and support account-level action plans on consumption. P...

Role Overview: As a project manager at Standard Chartered, you will be responsible for developing project plans, defining project scope, tracking and monitoring projects from inception to closure. You must adhere to group standards and controls for successful delivery. Your role will involve identifying and managing risks, including developing contingency plans to mitigate potential issues. Additionally, you will be responsible for developing solutions, stakeholder management, vendor and financial management, developing project costs, and delivering the developed solutions. You will also need to have knowledge on card issuing and transaction acquiring processing and standards, ISO8583 messag...

As the Plant Commercial Head at our company, your role is crucial in driving business growth and ensuring financial stability. You will be responsible for leading the Annual Operating Plan exercise, driving productivity improvement initiatives, analyzing revenue and cost lines for decision support, ensuring financial compliance, optimizing supply chain management, implementing IT tools for financial transaction processing, managing legal and compliance matters, and overseeing people management activities. Key Responsibilities: - Lead the Annual Operating Plan exercise and develop AOP construct with Management and functional heads - Anchor monthly Operations Review meetings for unit performan...

As a Collections Agency Manager at Standard Chartered Bank, you will be responsible for effectively monitoring and reviewing the portfolio allocated to collections agencies to ensure successful recoveries and minimize net credit loss. Your key responsibilities will include: - Negotiating and collecting overdues from customers - Exercising control over agency performance - Managing field collector productivity - Capacity planning - Training on code of conduct and compliance requirements - Ensuring proper documentation of collection activities - Timely assignment of collection cases - Conducting periodic collection agency audits - Ensuring legal recourse on delinquent accounts You will also be...

Role Overview: You will be responsible for various tasks including but not limited to: - Experience in Primary or L2 Research, Discreet calling (for Integrity Due Diligence & Senior Management Due Diligence), conducting Investigative Interviews, Investigative Research in Pre-Investment, Discreet Intelligence Gathering, and Discreet Inquiries - Preparing due diligence reports to support private equity funds and financial institutions in strategic/key investment decision making and commercial, legal, and regulatory dispute and compliance matters in India - Assisting in the execution of investments/deals/mergers in various industries such as infrastructure, real estate, healthcare, entertainmen...

As a Corporate Lawyer at the leading finance or wealth management company, you will play a crucial role in providing expert legal advice on various aspects such as financial regulations, corporate governance, investment laws, and compliance matters within the finance and wealth management sectors. Your strong understanding of financial markets, regulatory frameworks, and contract negotiations will be essential for success in this role. Key Responsibilities: - Provide legal advice on corporate finance, investment management, mergers & acquisitions, and securities laws. - Draft, review, and negotiate agreements including investment contracts, loan agreements, and partnership agreements. - Ensu...

As a dynamic CA Final student, you will have the opportunity to join our articleship program and collaborate closely with our finance and investment teams on high-impact projects within the startup funding landscape. Your role will involve financial analyses, regulatory compliance, and strategic initiatives that drive our VC operations. **Key Responsibilities:** - Evaluate startup funding opportunities through financial modeling, risk assessments, and due diligence - Collaborate with the investment team on deal structuring and valuation exercises - Prepare investor presentations, pitch decks, and detailed financial reports - Participate in compliance initiatives and audit preparations - Mana...

As a Compliance Officer for Category II & Category III Alternative Investment Funds (AIFs), your role will involve ensuring adherence to SEBI regulations and other applicable laws. You will be responsible for monitoring fund operations, investor reporting, regulatory filings, and providing compliance assistance to business teams. Key Responsibilities: - Ensure compliance with SEBI regulations for Category II & III AIFs, including timely reporting to SEBI. - Maintain detailed records of compliance activities and correspondence with regulators. - Review all marketing materials, updates, and communications with investors and SEBI. - Monitor fund activities, investments, and operations to ensure...

As a qualified Company Secretary with advanced knowledge of Companies Act and FEMA, you will be responsible for advising on all company law and foreign exchange law matters, including routine compliance tasks for our clients. Your role will involve preparing and filing forms with the Registrar of Companies and the Reserve Bank of India, as well as maintaining the company law compliance calendar and preparing documents for board and shareholder meetings. You will be expected to draft various contracts, documents, applications, appeals, and petitions primarily related to company law and FEMA, including compounding applications. Additionally, you will be responsible for maintaining minute books...

You will be joining Millennium Management, a global investment management firm established in 1989 with assets under management totaling approximately $74 billion. With over 2,300 employees worldwide and offices in the United States, Europe, and Asia, our core mission over the past 25+ years has been to provide our investors with the highest quality returns in the alternative investment industry while upholding our principles of integrity, discipline, and excellence. Your responsibilities will include conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential insider trading and market manipulation activities. You will be req...

You are a highly motivated and detail-oriented Bookkeeping and Tax Preparation Executive required to join a growing team in Nagpur. You should possess a strong understanding of US GAAP and be proficient in accounting software such as QuickBooks, Xero, and other relevant tools. It is essential to have experience working with US clients and CPAs on accounting and tax-related matters. Your responsibilities will include maintaining accurate financial records for US clients, preparing financial statements like income statements, balance sheets, and cash flow statements, as well as reconciling bank and credit card accounts. You will also be responsible for preparing and filing various US federal, ...

As an integral member of the team, you will be responsible for assisting in statutory, internal, and tax audits for a diverse range of clients. Your role will involve handling GST, income tax filings, and ensuring regulatory compliance. Additionally, you will play a key role in preparing financial statements, as well as management information system (MIS) reports. Furthermore, you will assist in ROC filings and corporate law compliance, ensuring that all legal requirements are met. Your responsibilities will also include conducting thorough research on taxation, accounting standards, and corporate governance to stay informed of relevant changes and updates. In addition to the above, you will...

As a Compliance Officer at IndiaP2P, you will play a crucial role in providing legal advice and support to the Management on various ROC/MCA matters. Your responsibilities will include handling ROC/MCA matters, assisting in corporate governance issues, drafting and reviewing contracts, compliance matters, and other legal aspects relevant to corporate operations. You will be expected to conduct regulatory inspections of commodity and stock markets, coordinate internal audits, DP audits, and special/spot inspections, verify data submitted by all departments, and ensure timely submission of suitable replies to regulatory authorities. Additionally, you will assist in implementing circulars issue...