Manager / Senior Manager - Compliance

As a Manager/Senior Manager - Compliance at our company located in Mumbai, you will be responsible for the following key tasks: - Maintain up-to-date knowledge of SEBI circulars and notifications relevant to depository operations. - Review and drafting of all Regulatory policies. - Drafting and review of all agenda and minutes of the Regulatory Committee meetings like PID, ROC, Board etc. - Monitor changes in regulatory frameworks issued by SEBI, RBI, and other applicable bodies and initiate implementation. - Review and ensure maintaining accurate and up-to-date records of all regulatory correspondences and filings. - Track and close audit findings related to compliance matters in a timely manner. - Prepare compliance reports for internal stakeholders and the Board/Audit Committee. - Conduct internal compliance reviews and support audits and inspections conducted by regulators. - Act as a liaison with SEBI and other regulatory authorities for compliance-related matters. - Coordinate with internal departments for data collation, report preparation, and compliance implementation. - Ensure timely and accurate filings with SEBI under various regulations including LODR, PIT (Prohibition of Insider Trading), and others. - Implement, monitor, and periodically review the internal Code of Conduct and Insider Trading policies. - Maintain trading windows and oversee pre-clearance and disclosures of trades by designated persons. - Conduct training and awareness programs for employees and designated persons on Insider Trading norms and Code of Conduct. - Any other responsibilities for ensuring/adding value to the compliance function which may be entrusted by the company from time to time. Qualifications required for this role include being a Graduate in Law (LLB)/ Commerce and Company Secretary (CS)/ Postgraduate with more than 15 years of experience in core compliance function of an MII. Additionally, having more than 8-12 years of experience in a relevant field is necessary for this position. Please note that the location for this role is Mumbai.,