25 Regulatory Policies Jobs

As a Securities & Derivatives Analyst 2 at Citi, you will be responsible for processing orders and transactions, facilitating the clearance and settlement of client securities and derivatives transactions. Your role will involve the following key responsibilities: - Process securities transactions, provide analytic input for traders, and assist in reviewing derivative products - Identify and resolve securities and derivative settlement issues, making process improvement recommendations to leadership - Analyze moderately complex reports to meet management requirements, aid in control activities, and contribute to product service launches - Monitor and propose solutions to minimize risks, with...

Role Overview: As a Transaction Management professional at Citi, you will play a crucial role in supporting various aspects of the lending lifecycle. This includes coordinating loan closing and servicing, facilitating client onboarding, ensuring data management, and maintaining quality control standards. Your key responsibilities will involve operational oversight to ensure all internal and external requirements are met for loan transactions within the business division you support. You will be expected to contribute to the development team by supporting loan origination and lifecycle management for a range of complex loan types. Your tasks will include creating processes, standards, procedu...

As a Treasury Ops: Fixed Income Senior Officer at our company, your role will involve processing orders and transactions from Markets treasury and trading desks, in collaboration with the broader Operations team. Your primary objective will be to facilitate the clearing and settlement, reconciliation of fixed income and money market securities transactions. **Key Responsibilities:** - Ensure clearing and settlement of fixed income and money market transactions executed by Markets treasury or trading desks - Identify and resolve reconciliation breaks, and provide process improvement recommendations to leadership - Analyze moderately complex reports to meet management requirements, aid control...

Role Overview: As a Sales Operations Associate Manager at Accenture, you will be responsible for transforming sales into a future-ready and digital B2B revenue engine. Your role will involve assessing, designing, building, and implementing best practices related to process, organization, and technology. Your primary objective will be to create, execute, and manage collaborative sales and support roles efficiently. Effective verbal communication with stakeholders will play a crucial role in conveying information, fostering shared understanding, and driving actionable insights. Key Responsibilities: - Monitor and audit business processes to ensure compliance with relevant laws, regulations, an...

As part of the Transaction Management team at Citi, your role will involve supporting various aspects of the lending lifecycle, including loan closing, servicing coordination, client onboarding, data management, and quality control. You will be instrumental in ensuring that all loan transactions meet both internal and external requirements. Your responsibilities will encompass contributing to team development, aiding in loan origination, assisting in process creation, implementing transaction management technology, providing training to staff and business partners, and collaborating with different business lines to enhance operational transparency and efficiency. Key Responsibilities: - Cont...

As a Transaction Management at Citi, your responsibilities will include: - Supporting multiple aspects of the lending lifecycle such as loan closing, servicing coordination, client onboarding, data management, and quality control. - Being responsible for operational oversight of the closing and servicing of all loan transactions to ensure compliance with internal and external requirements. - Contributing to the build and development team to support loan origination and lifecycle management for various types of loans. - Assisting in creating processes, standards, procedures, controls, training, and implementation of transaction management. - Aiding in the design and implementation of technolo...

Purpose of the role To develop and analyse, the bank's financial and regulatory policies and interpretations, complying with applicable laws, internationally agreed standards, and regulations, to enable effective management of the bank's financial risks. Accountabilities Development and assessment of financial policies, standards and associated controls that govern the bank's statutory and regulatory reporting obligations, and analysis of financial data and industry trends to identify areas for policy improvement or revision. Management of the implementation of financial and regulatory policies across the bank's departments and business units, and support to employees on the interpretation a...

In this role at Citi, you'll play a leadership role in the team supporting loan origination and lifecycle management for various types of loans. Your responsibilities will include creating processes, standards, and controls, designing and implementing technology, providing training and support, and collaborating with different business lines to ensure strategic vision is met. You'll also lead projects to enhance performance, manage deal closing pipeline, assess risks, and ensure compliance with regulations. Key Responsibilities: - Lead and develop the team supporting loan origination and lifecycle management - Create processes, standards, procedures, controls, and technology implementation -...

You will be joining the Market Operations team at Citicorp Finance India Ltd (CFIL), working closely with the CFIL Operations head and supporting the Market Business team. Your role will involve handling core operational activities, collaborating with business to launch new products, ensuring compliance with regulations and Citi policies, and driving strategic automation initiatives for operational efficiency. Key Responsibilities: - Work on day-to-day operational activities assigned by team leads - Collaborate with business to launch new products and enhance customer experience - Deliver on global market operations goals, focusing on productivity and control environment - Ensure adherence t...

**Job Description:** You will be part of a diverse and collaborative team in the Human Resources department at Hitachi Energy in Bengaluru, Karnataka, India. Hitachi Energy is a global technology leader focused on advancing a sustainable energy future for all. As a member of this team, you will play a crucial role in shaping the future of sustainable energy solutions. **Role Overview:** - Work as a member of the Human Resources department at Hitachi Energy in Bengaluru, Karnataka, India. - Be part of a diverse and collaborative team dedicated to advancing a sustainable energy future. - Play a crucial role in shaping the future of sustainable energy solutions. **Key Responsibilities:** - Coll...

As a Fintech Policy Analyst at Unified Fintech Forum, you will have the exciting opportunity to delve into the dynamic realm of fintech and policy development. Your role will involve conducting thorough research and analysis on regulatory policies, industry trends, and market dynamics specifically related to digital lending in India. Collaborating closely with industry experts, you will contribute to shaping the fintech landscape by supporting the policy team in drafting essential documents such as position papers and white papers. - Conduct thorough research and analysis on regulatory policies, industry trends, and market dynamics related to digital lending in India. - Collaborate with indu...

Job Position: Cosmetics Regulatory Affairs Specialist Working Days: Monday to Friday Shift Time: 12 PM IST- 9 PM IST We are looking for a detail-oriented and knowledgeable Cosmetics Regulatory Affairs Specialist to join our team. The ideal candidate will have a strong understanding of regulatory policies, documentation, and compliance requirements related to cosmetics. This role will be responsible for ensuring that all products meet local and international regulatory standards. Key Responsibilities: ? Prepare and submit regulatory documentation for cosmetic product approvals and registrations. ? Ensure compliance with all relevant regulations, guidelines, and standards related to cosmetics....

The Securities & Derivatives Analyst 2 position is an intermediate level role that involves processing orders and transactions from trading desks and branch offices in collaboration with the Operations - Transaction Services team. The primary aim of this position is to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. Responsibilities: - Minimum 7 years of experience in Security Master and Pricing Function - 7-8 years of experience in Banking Operations, with at least 3-4 years focusing on Investment Banking products and processes - Exposure and experience with various Investment products such as Equities, Mutual Funds, Bonds, Structur...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. Transaction Management will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to loan closing and servicing coordination, ...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. In this role, you're expected to perform a leadership role relevant to the build and development of the team supporting loan origination and lifecycle management, which i...

As a Financial and Regulatory Policy Analyst at our bank, your role will involve developing and analyzing the bank's financial and regulatory policies to ensure compliance with applicable laws, internationally agreed standards, and regulations. By effectively managing the bank's financial risks, you will play a crucial role in maintaining the financial stability and integrity of the bank. Your responsibilities will include developing and assessing financial policies, standards, and controls that govern the bank's statutory and regulatory reporting obligations. Through the analysis of financial data and industry trends, you will identify areas for policy improvement or revision. You will also...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. Transaction Management will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to loan closing and servicing coordination, ...

The Securities & Derivatives Senior Analyst position is an intermediate level role that involves managing clients for the Markets business in collaboration with the Operations/Business teams. As the Senior Analyst, you will be expected to: - Fulfill a managerial role and serve as a Client Service Officer (CSO) to support CGM India's Exchange Traded Derivatives (ETD) Clearing and Execution business across Equities and Currencies. - Support in resolving day-to-day/ad hoc client queries related to margining, settlement, and reporting. - Assist in Client On-boarding of electronic/non-electronic clients and coordinate with internal Compliance/Legal teams. - Manage client credit limits and monitor...

The Securities & Derivatives Intmd Analyst role is an intermediate level position where you will be responsible for processing orders and transactions from trading desks and branch offices in coordination with the Operations - Transaction Services team. Your main objective will be to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. Your responsibilities will include processing securities transactions, providing analytic input for traders, reviewing derivative products, utilizing data analysis tools to make process improvement recommendations, resolving settlement related issues, escalating complex issues as needed, participating in pr...

The Securities & Derivatives Analyst 2 position is an intermediate level role where you will be responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. Your main objective will be to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. As a Securities & Derivatives Analyst 2, your responsibilities will include processing securities transactions, providing analytic input for traders, aiding in the review of derivative products, identifying and resolving securities and derivative settlement issues, and making process improvement rec...

The Treasury Ops: Fixed Income Senior Officer role is an intermediate position where you will be responsible for processing orders and transactions from Markets treasury and trading desks in coordination with the broader Operations team. Your main objective will be to facilitate the clearing, settlement, and reconciliation of fixed income and money market securities transactions. As a part of the Fixed Income and Money Market Ops team within Treasury operations, you will play a crucial role in ensuring the clearing and settlement of FI / MM transactions executed by the Markets treasury or trading desks. Your responsibilities will include identifying and resolving reconciliation breaks, makin...

As a candidate for this position, you are expected to have in-depth knowledge of compliance in broking and financial markets. Your responsibilities will include handling day-to-day, monthly, quarterly, and annual regulatory requirements. Additionally, you should be capable of developing regulatory policies in line with CMI regulations. Strong communication skills, both oral and written, are essential for this role. The ideal candidate will have a minimum of 2 years of relevant experience in the field. This position is based on-site at GIFT, where you will be actively involved in ensuring compliance and regulatory adherence within the broking and financial markets sector.,

As a member of the Human Resources department at Hitachi Energy in Bengaluru, Karnataka, India, you will have the opportunity to be part of a diverse and collaborative team. Hitachi Energy is a global technology leader dedicated to advancing a sustainable energy future for all. Join us in shaping the future of sustainable energy solutions by applying for this full-time position today.,

As a Fintech Policy Analyst at Unified Fintech Forum, you will have the exciting opportunity to delve into the dynamic realm of fintech and policy development. Your role will involve conducting thorough research and analysis on regulatory policies, industry trends, and market dynamics specifically related to digital lending in India. Collaborating closely with industry experts, you will contribute to shaping the fintech landscape by supporting the policy team in drafting essential documents such as position papers and white papers. Your responsibilities will also include monitoring and analyzing policy developments to discern their implications on the digital lending industry. Engaging with ...

As an Assistant Vice President/Head, you will be responsible for developing and maintaining regulatory policies and procedures under the Compliance Program. This includes implementing review mechanisms to ensure continuous effectiveness in ensuring all applicable compliances by the company and managing day-to-day operations of the compliances. You will collaborate with cross-functional teams to facilitate the implementation of compliance requirements at all levels/processes of the organization and direct compliance issues to respective functions for resolution. Your role will also involve ensuring compliance with statutory requirements and regulations prescribed for NBFC by RBI and all other...