11 Regulatory Policies Jobs

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. In this role, you're expected to perform a leadership role relevant to the build and development of the team supporting loan origination and lifecycle management, which includes large complex syndicated and bilateral loans covering but not limited to corporate, commercial, real estate, structured lending, and trade. You'll create processes, standards, procedures, controls, training, and implementation of transaction management. Additionally, design and implement technology including testing and rollout. You'll produce and provide training and support to transaction management staff and business constituents, partnering with each of the originating and coverage business lines, credit risk, operations, legal, etc., to ensure the strategic vision is enabled. Furthermore, you'll ensure that the quality of data, controls, and processes performed meet internal policies and regulatory requirements/expectations via staff management. Working with lines of business, transaction management, and loan operations to define and implement operational metrics and risk and control reviews to ensure all stakeholders have end-to-end transparency. Constantly improving processes, controls, and efficiencies within the group and front to back across the loan lifecycle. Leading projects to enhance performance and efficiency, serving as an escalation relevant to loan remediation and loan system testing/migrations. As a successful candidate, you'd ideally have 10-12 years of experience with excellent communication, organizational, and interpersonal skills. Working under tight deadlines, managing priorities, and completing assigned tasks with minimal management follow-up. Proficiency with Excel and other Microsoft-based programs, familiarity with Tableau or visualization tools, experience with Loan IQ, transaction capture tools, etc. Attention to detail, analytical and problem-solving abilities, client relationship and solution skills, and experience in management/team lead capacity. Moreover, you should have a strong knowledge of wholesale loan (syndicated / bilateral) product and business, including an understanding of legal loan documentation, funds flows, deal structure, etc. Experience working with clients under time constraints, collaborating with team members, senior management, and other business constituents in a steering capacity. Critical decision-making capabilities, ability to identify, escalate, and propose solutions to problems, multi-tasking through strong organizational and time management skills, understanding of appropriate corporate and regulatory policies in relation to lending, deep knowledge of operational processes supporting wholesale lending, and focus on achieving/exceeding key operating standards within a KPI/metrics driven culture. Educationally, a Bachelors/University degree is required, while a Masters degree is preferred. Citi provides programs and services for physical and mental well-being including access to telehealth options, health advocates, confidential counseling, and more. Coverage varies by country, with various programs that help employees balance their work and life, including generous paid time-off packages. Take the next step in your career and apply for this role at Citi today.,

As a Financial and Regulatory Policy Analyst at our bank, your role will involve developing and analyzing the bank's financial and regulatory policies to ensure compliance with applicable laws, internationally agreed standards, and regulations. By effectively managing the bank's financial risks, you will play a crucial role in maintaining the financial stability and integrity of the bank. Your responsibilities will include developing and assessing financial policies, standards, and controls that govern the bank's statutory and regulatory reporting obligations. Through the analysis of financial data and industry trends, you will identify areas for policy improvement or revision. You will also be responsible for implementing these policies across various departments and business units, as well as providing support to employees on policy interpretation and application. Continuous review of evolving laws, regulations, and regulatory guidance will be essential to assess the impact of regulatory changes on the bank's operations, financial performance, and risk profile. Clear communication of financial and regulatory policies to stakeholders and the delivery of training programs will be crucial to ensure employee understanding and adherence to these policies. Additionally, you will manage communication with regulatory authorities to gain insights into upcoming regulatory changes and expectations. Your role will also involve participating in regulatory consultations and providing feedback on proposed regulations to ensure the bank's compliance with regulatory requirements. As a Financial and Regulatory Policy Analyst, you will be expected to contribute significantly to strategic initiatives within your function. You will lead the implementation of policies and procedures, manage critical projects, and provide expert advice to senior management. Your role will involve managing a team or sub-function, fostering compliance, and ensuring adherence to regulations. By demonstrating leadership behaviours aligned with Barclays" values of Respect, Integrity, Service, Excellence, and Stewardship, and embodying the LEAD behaviours of Listen, Energise, Align, and Develop, you will create an environment where colleagues can thrive and deliver consistently excellent results. Additionally, you will be expected to demonstrate the Barclays Mindset of Empower, Challenge, and Drive in your daily interactions and decision-making processes.,

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. Transaction Management will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to loan closing and servicing coordination, facilitating complex client onboarding, data management, and quality control. The team will be accountable and responsible for operational oversight of the closing and servicing of all loan transactions of the business division being supported to ensure all internal and external requirements are met. In this role, you're expected to contribute to the build and development team to support loan origination and lifecycle management, which includes large complex syndicated and bilateral loans covering corporate, commercial, real estate, structured lending, and trade. You will assist with the creation of processes, standards, procedures, controls, training, and implementation of transaction management. Additionally, you will aid in the design and implementation of technology including testing and rollout, provide training and support to transaction management staff and business constituents, and partner with various business lines and departments to ensure quality data, controls, and processes meet internal policies and regulatory requirements. You will work with lines of business, transaction management, and loan operations to define and implement operational metrics and risk and control reviews to ensure all stakeholders have end-to-end transparency. Constantly improving processes, controls, and efficiencies within the group and front to back across the loan lifecycle will be part of your responsibilities. You will participate in projects to enhance performance and efficiency, take part in loan remediation and loan system testing/migrations, actively manage and maintain a deal closing pipeline of loan transactions, and coordinate and close loan transactions/lifecycle events. As a successful candidate, you'd ideally have 6-8 years of relevant experience, excellent communication, organizational, and interpersonal skills, experience within a large global team supporting wholesale lending at a large financial institution, knowledge of wholesale loan products, and business, including legal loan documentation, deal structure, funds flows, etc. You should have the ability to work under time constraints, collaborate effectively, make critical decisions, and multi-task efficiently. Understanding corporate and regulatory policies in relation to lending, deep knowledge of operational processes supporting wholesale lending, and a focus on achieving/exceeding key operating standards within a metrics-driven culture are also essential. Education: Bachelor's/University degree or equivalent experience. Take the next step in your career and apply for this role at Citi today.,

The Securities & Derivatives Senior Analyst position is an intermediate level role that involves managing clients for the Markets business in collaboration with the Operations/Business teams. As the Senior Analyst, you will be expected to: - Fulfill a managerial role and serve as a Client Service Officer (CSO) to support CGM India's Exchange Traded Derivatives (ETD) Clearing and Execution business across Equities and Currencies. - Support in resolving day-to-day/ad hoc client queries related to margining, settlement, and reporting. - Assist in Client On-boarding of electronic/non-electronic clients and coordinate with internal Compliance/Legal teams. - Manage client credit limits and monitor their utilizations through regular reviews. - Stay updated on the latest exchange/regulatory policies regarding risk management and margining. - Act as a subject matter expert on India's trading/risk management regulations. - Collaborate with technology teams on the electronic execution product for resolving client queries on the trading side. - Provide customized/tailor-made reporting solutions to clients. - Conduct periodic client meetings and provide updates on the India market. The ideal candidate for this role should possess the following skills and exposure: - 5-8 years of relevant experience. - Fundamental understanding of Capital markets and derivatives products. - Proven ability to handle various concurrent activities/projects in a high-risk environment. - Capability to thrive in a fast-paced work environment. - Demonstrated knowledge of MS Excel/macros. - Consistent demonstration of clear and concise written and verbal communication skills. Education requirement for this role includes a Bachelor's Degree/University degree or equivalent experience. Please note that this job description offers a comprehensive overview of the tasks performed. Other job-related duties may be assigned as necessary.,

The Securities & Derivatives Intmd Analyst role is an intermediate level position where you will be responsible for processing orders and transactions from trading desks and branch offices in coordination with the Operations - Transaction Services team. Your main objective will be to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. Your responsibilities will include processing securities transactions, providing analytic input for traders, reviewing derivative products, utilizing data analysis tools to make process improvement recommendations, resolving settlement related issues, escalating complex issues as needed, participating in projects such as new products or upgrades, identifying policy gaps, formulating new policies to enhance trade flow processes, monitoring and providing solutions to errors to minimize risk, providing guidance and training to new team members, and assessing risk in business decisions with consideration for compliance and ethical standards. To be successful in this role, you should have 2-5 years of relevant experience, a strong comprehension of Treasury products, accounting, and regulatory policies, as well as excellent written and verbal communication skills. A Bachelor's Degree or equivalent experience in Business, Accounting, or Finance is required. This job description provides an overview of the duties performed, and additional job-related tasks may be assigned as needed. If you require a reasonable accommodation due to a disability to use our search tools or apply for a career opportunity, please review the Accessibility at Citi policy. You can also refer to Citis EEO Policy Statement and the Know Your Rights poster for more information.,

The Securities & Derivatives Analyst 2 position is an intermediate level role where you will be responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. Your main objective will be to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. As a Securities & Derivatives Analyst 2, your responsibilities will include processing securities transactions, providing analytic input for traders, aiding in the review of derivative products, identifying and resolving securities and derivative settlement issues, and making process improvement recommendations to leadership. You will also be analyzing moderately complex reports to satisfy management requirements, aid in control activities, and contribute to the launch of product services. Monitoring and suggesting solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements, and escalating transaction processing issues to the appropriate department for collaboration on a solution will be part of your daily tasks. You will design and analyze moderately complex reports in coordination with standards set by direct leadership, assist with control activities and the launch of new products and services, and ensure processes adhere to audit and control policies. To qualify for this role, you should have at least 5 years of relevant experience, a fundamental understanding of Treasury products, accounting, and regulatory policies, a proven ability to perform various concurrent activities/projects in a high-risk environment, ability to work in a fast-paced environment, and demonstrated knowledge of macros. A Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance is required. Please note that this job description provides a high-level review of the types of work performed, and other job-related duties may be assigned as required. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity, review Accessibility at Citi. View Citi's EEO Policy Statement and the Know Your Rights poster for more information.,

The Treasury Ops: Fixed Income Senior Officer role is an intermediate position where you will be responsible for processing orders and transactions from Markets treasury and trading desks in coordination with the broader Operations team. Your main objective will be to facilitate the clearing, settlement, and reconciliation of fixed income and money market securities transactions. As a part of the Fixed Income and Money Market Ops team within Treasury operations, you will play a crucial role in ensuring the clearing and settlement of FI / MM transactions executed by the Markets treasury or trading desks. Your responsibilities will include identifying and resolving reconciliation breaks, making process improvement recommendations to leadership, analyzing reports to meet management requirements, aiding in control activities, and contributing to the launch of product services. You will also monitor and suggest solutions to errors to minimize risks to the bank, escalate transaction processing issues to the appropriate department, collaborate on solutions, design and analyze reports, assist with control activities, and ensure processes adhere to audit and control policies. To be successful in this role, you should have 4-6 years of relevant experience, a fundamental understanding of Treasury products, accounting, and regulatory policies, proven ability to handle various concurrent activities/projects in a high-risk environment, ability to work in a fast-paced environment, and demonstrated knowledge of macros. A Bachelor's Degree/University degree or equivalent experience in Business, Accounting, or Finance is required. This job description provides a high-level overview of the work to be performed, and other job-related duties may be assigned as required. Please see the requirements listed above for the most relevant skills. For any additional or complementary skills, please refer to the description provided or contact the recruiter. This is a full-time position in the Operations - Transaction Services job family group, specifically in the Securities and Derivatives Processing job family. If you are a person with a disability and require a reasonable accommodation to use our search tools or apply for a career opportunity, please review Accessibility at Citi. View Citis EEO Policy Statement and the Know Your Rights poster for further information.,

As a candidate for this position, you are expected to have in-depth knowledge of compliance in broking and financial markets. Your responsibilities will include handling day-to-day, monthly, quarterly, and annual regulatory requirements. Additionally, you should be capable of developing regulatory policies in line with CMI regulations. Strong communication skills, both oral and written, are essential for this role. The ideal candidate will have a minimum of 2 years of relevant experience in the field. This position is based on-site at GIFT, where you will be actively involved in ensuring compliance and regulatory adherence within the broking and financial markets sector.,

As a member of the Human Resources department at Hitachi Energy in Bengaluru, Karnataka, India, you will have the opportunity to be part of a diverse and collaborative team. Hitachi Energy is a global technology leader dedicated to advancing a sustainable energy future for all. Join us in shaping the future of sustainable energy solutions by applying for this full-time position today.,

As a Fintech Policy Analyst at Unified Fintech Forum, you will have the exciting opportunity to delve into the dynamic realm of fintech and policy development. Your role will involve conducting thorough research and analysis on regulatory policies, industry trends, and market dynamics specifically related to digital lending in India. Collaborating closely with industry experts, you will contribute to shaping the fintech landscape by supporting the policy team in drafting essential documents such as position papers and white papers. Your responsibilities will also include monitoring and analyzing policy developments to discern their implications on the digital lending industry. Engaging with cross-functional teams, you will gather valuable insights to formulate informed policy positions. Moreover, you will represent UFF in various forums like meetings, conferences, and events, actively participating in policy discussions to advocate for the organization. Additionally, you will play a crucial role in creating educational resources, reports, and publications focused on digital lending policies. This opportunity offers a home-based work flexibility and requires candidates who can commence immediately to apply. Unified Fintech Forum, based in Delhi, India, is seeking individuals who are passionate about contributing to the fintech sector and are keen on making a significant impact through policy analysis and advocacy. If you are enthusiastic about shaping the future of fintech in India and possess a strong analytical mindset along with excellent communication skills, this role is tailor-made for you. Join us at Unified Fintech Forum and be a part of a team dedicated to driving positive change in the digital lending landscape.,

As an Assistant Vice President/Head, you will be responsible for developing and maintaining regulatory policies and procedures under the Compliance Program. This includes implementing review mechanisms to ensure continuous effectiveness in ensuring all applicable compliances by the company and managing day-to-day operations of the compliances. You will collaborate with cross-functional teams to facilitate the implementation of compliance requirements at all levels/processes of the organization and direct compliance issues to respective functions for resolution. Your role will also involve ensuring compliance with statutory requirements and regulations prescribed for NBFC by RBI and all other applicable laws/policies. You should be capable of independently drafting compliance checklists, manuals, and other regulatory documentation such as Money laundering Risk assessment. Monitoring and highlighting alleged violations of RBI laws, rules, and regulations applicable to NBFCs will be part of your responsibilities, along with recommending procedures for corrective action. Maintaining and organizing compliance records in consonance with internal control and audit mechanisms will be crucial. You will establish and drive the implementation of Corporate Governance norms to ensure transparency across business operations. Building relations with the Registrar of Companies, Reserve Bank of India, and other statutory authorities while periodically providing returns/forms required by them will be essential. Additionally, you will assist in advising management on the legal and regulatory implications of proposed new initiatives of the Company. Understanding Capital Adequacy, SBL, GBL, customer complaints related Compliances, Fair Practices code, and AML will be important. You will need to help develop technology solutions to support various Compliance programs and disseminate Compliance and risk trainings and ongoing communications to drive the Company's culture of compliance. Your role will involve preparing notes for the Board on regulatory requirements, interpreting market practices on various Business compliance calls, attending and preparing replies to RBI inspection reports, and structuring drafts in terms of papers, compliance, and risk according to the business needs. Experience in managing RBI related regulations including Moratorium, Restructuring, and Credit Guarantee Schemes is desired. In terms of Internal Control, you will perform regular and comprehensive compliance reviews and Internal Control oversight. Overseeing and monitoring Control risks in line with Group standards and the local regulatory environment, identifying breaches, and suggesting/implementing mitigation measures will be part of your duties. You will also review and regularly update policies and procedures considering new regulations, including compliance manuals, and report incidents of control breaches to Management with required corrective actions. As for Legal and Regulatory aspects, you will act as the principal interface between the Bank and RBI on all banking matters. Managing relationships with regulators such as RBI, AML authorities, and obtaining approvals/licenses/certifications from regulatory bodies will be crucial. You will ensure legal/compliance diligence for new customers/vendors onboarding, protect the Bank's interest, vet and concur all product offerings, agreements, Loan documentation, contracts, Guarantees/LC drafts from a Compliance and AML perspective, and manage relationships with law firms and a network of lawyers. Handling Corporate Governance & Disclosures related compliance under Listing Regulations, implementing best practices within the organization, preparing minutes of various meetings, handling mergers/equity infusions/shareholders agreements, compliance with Listing Agreements, Labor Laws, and other laws will be part of your responsibilities. You will also liaise with Banks for settlements of Bad Debts/OTS, handle mergers/equity infusions, and prepare Annual General Meeting Notices, Directors Reports, and Empanelment forms with various banks and institutions. The additional requirements for this role include a 10% travel involvement, significant prioritization & team management skills, strong communication & presentation skills, a customer-based approach, co-leading process redesign & automation initiatives, and beneficial knowledge of best practices in the industry.,