7 Sebi Circulars Jobs

As an SEBI Audit (Fresher) at a reputed CA firm located in Sion, Mumbai, your role overview will include assisting in audit, inspection, and compliance of Authorized Persons (APs) and conducting audits of authorized persons of stockbrokers. You will be responsible for scrutinizing documents and certificates to ensure regulatory compliance, examining if authorized persons operate per SEBI regulations and Exchange guidelines, preparing audit reports, documenting findings, and recommending improvements. Additionally, you will be implementing circulars issued by SEBI/Exchanges related to AP audits and handling outstation audits, ensuring smooth execution and reporting. Key Responsibilities: - As...

Our client, a SEBI-registered Portfolio Management Service (PMS) firm, is looking for a Compliance Manager to drive its regulatory, governance, and risk framework. What Youll Do: Ensure full compliance with SEBI PMS Regulations, Circulars, and other statutory requirements. Manage SEBI filings, audits, and inspections with precision. Establish and monitor internal compliance policies, SOPs, and investment guideline checks. Oversee client onboarding, AML/KYC reviews, and SEBI SCORES compliance. Liaise with SEBI/APMI and act as the firms compliance point of contact. Partner with leadership to strengthen a culture of compliance and governance. What We’re Looking For: Experience: 5–8 years in Com...

As a Senior Manager - Technology (Regulatory Compliance) at MCX, your role will involve overseeing the technology compliance with various directives of SEBI, ensuring timely responses to all communications with the Regulator, and collaborating with team members to gather necessary information for regulatory submissions. Your responsibilities will include: - Periodic review of Technology Compliances based on SEBI directives, Acts, Rules, Regulations, and Circulars. - Acting as the primary point of contact for all communications with the Regulator, handling queries effectively. - Ensuring timely responses to all communication related to IT compliance. - Coordinating with the technology team to...

As a part of our team at FYERS, you will be joining a Great Place to Work Certified organization that is committed to empowering new-age traders and investors with cutting-edge technology and platforms. We are a bootstrapped company led by passionate founders dedicated to providing exceptional value to our diverse customers, employees, and communities. If you resonate with our values of passion, creativity, and growth, we encourage you to submit your latest profile for review and potential connection. Your role will involve: - Monitoring client trading activities across Equity, Derivatives, and Commodities segments in real-time - Ensuring compliance with SEBI regulations, exchange rules, and...

As a QA Manager, you will play a crucial role in ensuring the quality and reliability of software products. Your responsibilities will include understanding functional requirements and preparing test plans with estimated timelines for the Delivery Manager's review. You will manage the design, documentation, and execution of test cases by assigning tasks to testers and overseeing various testing activities. Your duties will also involve coordinating defect management, bug fixing, and bug reporting using bug tracking software. Additionally, you will work closely with the Delivery Manager to facilitate release management processes and ensure adherence to defined Standard Operating Procedures (S...

We are a Great Place to Work Certified organization, recognized by Great Place to Work India. At FYERS, our mission is to empower new-age traders and investors with the best-in-class technology and platform. We are a bootstrapped company driven by our founders" passion to deliver exceptional value to our diverse customers, employees, and communities. If you share our passion, creativity, and desire to grow with us, we invite you to apply with your latest profile for review and potential connection. Joining us means immersing yourself in the dynamic world of capital markets and shaping the future of digital finance through groundbreaking projects. You will collaborate with a diverse team of e...

Experience in secretarial function in a company, preferably relating to securities market/MII such as Depository Participant, Stock Exchange, Clearing Corporation, Stock Broker,etc. Assistance in handling internal audits, external audits. Required Candidate profile Knowledge of Companies Act 2013, SEBI LODR Regulations, SEBI Circulars, Secretarial Standards. Compliance under D&P Regulations 2018,SEBI Compliances. Conducting meetings of the Board & Committees. Perks and benefits To be disclosed post interview