Deputy Manager Financial Reporting (Stock Broking)

Deputy Manager Financial Reporting (Broking+Others)

Location: Gurgaon

Role Overview

We are looking for a qualified Chartered Accountant with expertise in accounting, compliance, and reporting to manage finance operations for three regulated entities. The role requires managing daily finance operations, reconciliations, compliance filings, audits/inspections, financial reporting, and system integrations across entities, while ensuring process automation and cost control.

Key Responsibilities

• Daily Operations & Reconciliations
  

? Oversee bank, client fund, and transaction reconciliations across broking, broker- dealer, and PSP businesses.
? Coordinate with treasury and product teams to ensure timely settlements and payouts.? Monitor debit balances, recoveries, and prevent leakages.

• Compliance & Regulatory Reporting
  

? Prepare and submit regulatory filings such as net worth certificates, SERF, MPR, and capital adequacy reports.
? Handle inspections and audits by SEBI, NSE, BSE, CDSL, IFSCA, and NSE IX.? Ensure PSP compliance on settlement timelines and capital adequacy.

• Financial Reporting & Audits
  

? Prepare standalone Ind AS financial statements for all three entities.
? Support statutory, internal, and interim audits with complete documentation.? Deliver monthly MIS and management dashboards.

• Technology & Process Integration
  

? Collaborate with tech/product teams to integrate accouting ERP with various internal systems.
? Drive automation of reconciliations, reporting, and compliance submissions.? Refine accounting flows for new product launches and regulatory changes.

• Expense Monitoring & Control
  

? Track trade-related and PSP-related expenses (infrastructure, gateways, onboarding, AWS, etc.).? Implement cost optimization measures without compromising compliance or efficiency.

Candidate Profile

? Chartered Accountant with 35 years PQE.

? Experience In Broking, Fintech, Or Payments Sector Preferred.

? Strong accounting skills and knowledge of Ind AS is a must.? Hands-on with reconciliations, audits/inspections, and financial reporting.? Ability to manage multiple entities with strict regulatory timelines.? Strong analytical, problem-solving, and cross-functional coordination skills.Skills: reporting,compliance,financial reporting,stock broking