About the job We're looking for a skilled Social Media Manager to join our team at Expert Global Consultant in Netaji Subhash Place, Delhi! Roles & Responsibilities: • Design and manage presentations, marketing pitch decks, and investor communication materials (PPTs) • Create high-quality flyers, digital creatives, and branded promotional content tailored for the financial services sector • Develop engaging content and visual designs for digital campaigns across platforms • Manage and grow the company’s social media presence (LinkedIn, Instagram, etc.) with finance focused content strategies • Coordinate with internal teams for campaign planning, execution, and reporting • Implement and optimize Search Engine Optimization (SEO) practices to improve digital reach and visibility Requirements: • 3-6 years of proven experience in Digital Marketing, preferably within a corporate or financial services environment • Certification in digital or graphic design from reputed institutes (e.g., Pearl Academy, MAAC, NIFT, etc.) • Proficient in Adobe Photoshop, Canva, and content creation tools • Solid understanding of social media trends, digital best practices, and SEO fundamentals Benefits: • 5-day work week • Opportunity to grow within a dynamic and expanding financial services firm • Collaborative, fast-paced, and professional work environment • Exposure to strategic marketing in a regulated, high-impact industry Interested candidates can mail your CV on aayushi.batra@expertglobal.in
Job Description: Compliance Officer About EXPERT GLOBAL CONSULTANT www.expertglobal.in Expert Global is a SEBI registered Merchant Banker based in New Delhi. It offers services related to the financial markets such as IPO management, Business Valuation consultancy, Financial Management and Advisory, Bank Financing and other advisory/ consultancy services related to Securities Market. About the job We're looking for a skilled Compliance Officer to join our team at Expert Global Consultant in Netaji Subhash Place, Delhi! Key Responsibilities 1. Merchant Banker Compliance (Core Role) • Handle Investor Grievance Redressal on SEBI SCORES and Exchange platforms, ensuring timely closure. • Prepare and file all monthly, quarterly, and yearly Merchant Banking returns with SEBI and Exchanges. • Ensure full PIT Compliance including SDDB maintenance, trading declarations, DPs monitoring, UPSI controls & reporting. • Monitor adherence to SEBI Merchant Banker Regulations, Due Diligence Certificate (DDC) requirements, and Code of Conduct. • Maintain compliance registers, policy documents, internal trackers, and audit-ready documentation. • Support SEBI / Stock Exchange inspections, prepare responses, and implement corrective actions. • Ensure KYC/AML compliance and proper onboarding records for clients in IPO assignments. • Draft, update, and implement internal compliance policies, PIT policy, SOPs, code of conduct, and merchant banking procedures. • Track SEBI circulars & regulatory updates and implement the required changes across the organization. 2. IPO Compliance & Regulatory Filings • Conduct end-to-end financial, legal, and secretarial due diligence for SME-IPOs. • Ensure compliance with SEBI Regulations, Companies Act, ICDR Regulations, and other laws. • Review DRHP, statutory records, checklists, and corporate documents. • Coordinate timely filing of IPO documents with Exchanges, SEBI, and other regulators. 3. Financial Analysis & Risk Identification • Analyze financial statements, KPIs, QoE reports, working capital cycle, and revenue/expense trends. • Prepare/review CMA data and evaluate financial readiness of IPO-bound clients. • Identify compliance and governance gaps and recommend corrective actions. 4. Client & Regulator Coordination • Work closely with promoters, CFOs, legal advisors, auditors, and due diligence teams. • Assist clients in preparing data rooms for Exchanges, investors, and rating agencies. • Manage IPO timelines, regulatory queries, and documentation workflows. 5. Internal Oversight & Reporting • Lead internal compliance reviews, monitoring, and regulatory reporting. • Maintain records for audits, inspections, and statutory submissions. • Mentor and guide junior team members in compliance tasks. Requirements Qualification • Qualified Company Secretary (CS) • Minimum 5 years’ experience in compliance / merchant banking / IPO due diligence • Minimum 2 years’ mandatory experience in Merchant Banking Certifications • NISM Series IIIA and/or Series IVA (Mandatory) Skills • Strong understanding of SEBI Regulations, PIT, Merchant Banker Regulations, ICDR & SME IPO Framework • Excellent drafting, analytical, and regulatory interpretation skills • Ability to work independently with multiple clients and strict deadlines.
Job Description: Compliance Officer About EXPERT GLOBAL CONSULTANT www.expertglobal.in Expert Global is a SEBI registered Merchant Banker based in New Delhi. It offers services related to the financial markets such as IPO management, Business Valuation consultancy, Financial Management and Advisory, Bank Financing and other advisory/ consultancy services related to Securities Market. About the job We're looking for a skilled Compliance Officer to join our team at Expert Global Consultant in Netaji Subhash Place, Delhi! Key Responsibilities 1. Merchant Banker Compliance (Core Role) Handle Investor Grievance Redressal on SEBI SCORES and Exchange platforms, ensuring timely closure. Prepare and file all monthly, quarterly, and yearly Merchant Banking returns with SEBI and Exchanges. Ensure full PIT Compliance including SDDB maintenance, trading declarations, DPs monitoring, UPSI controls & reporting. Monitor adherence to SEBI Merchant Banker Regulations, Due Diligence Certificate (DDC) requirements, and Code of Conduct. Maintain compliance registers, policy documents, internal trackers, and audit-ready documentation. Support SEBI / Stock Exchange inspections, prepare responses, and implement corrective actions. Ensure KYC/AML compliance and proper onboarding records for clients in IPO assignments. Draft, update, and implement internal compliance policies, PIT policy, SOPs, code of conduct, and merchant banking procedures. Track SEBI circulars & regulatory updates and implement the required changes across the organization. 2. IPO Compliance & Regulatory Filings Conduct end-to-end financial, legal, and secretarial due diligence for SME-IPOs. Ensure compliance with SEBI Regulations, Companies Act, ICDR Regulations, and other laws. Review DRHP, statutory records, checklists, and corporate documents. Coordinate timely filing of IPO documents with Exchanges, SEBI, and other regulators. 3. Financial Analysis & Risk Identification Analyze financial statements, KPIs, QoE reports, working capital cycle, and revenue/expense trends. Prepare/review CMA data and evaluate financial readiness of IPO-bound clients. Identify compliance and governance gaps and recommend corrective actions. 4. Client & Regulator Coordination Work closely with promoters, CFOs, legal advisors, auditors, and due diligence teams. Assist clients in preparing data rooms for Exchanges, investors, and rating agencies. Manage IPO timelines, regulatory queries, and documentation workflows. 5. Internal Oversight & Reporting Lead internal compliance reviews, monitoring, and regulatory reporting. Maintain records for audits, inspections, and statutory submissions. Mentor and guide junior team members in compliance tasks. Requirements Qualification Qualified Company Secretary (CS) Minimum 5 years experience in compliance / merchant banking / IPO due diligence Minimum 2 years mandatory experience in Merchant Banking Certifications NISM Series IIIA and/or Series IVA (Mandatory) Skills Strong understanding of SEBI Regulations, PIT, Merchant Banker Regulations, ICDR & SME IPO Framework Excellent drafting, analytical, and regulatory interpretation skills Ability to work independently with multiple clients and strict deadlines.
Role Overview: As a Compliance Officer at Expert Global Consultant in New Delhi, you will be responsible for ensuring the company's adherence to SEBI regulations and maintaining compliance in various aspects of merchant banking and IPO management. Key Responsibilities: - Handle Investor Grievance Redressal on SEBI SCORES and Exchange platforms, ensuring timely closure. - Prepare and file all monthly, quarterly, and yearly Merchant Banking returns with SEBI and Exchanges. - Ensure full PIT Compliance including SDDB maintenance, trading declarations, DPs monitoring, UPSI controls & reporting. - Monitor adherence to SEBI Merchant Banker Regulations, Due Diligence Certificate (DDC) requirements, and Code of Conduct. - Maintain compliance registers, policy documents, internal trackers, and audit-ready documentation. - Support SEBI / Stock Exchange inspections, prepare responses, and implement corrective actions. - Ensure KYC/AML compliance and proper onboarding records for clients in IPO assignments. - Draft, update, and implement internal compliance policies, PIT policy, SOPs, code of conduct, and merchant banking procedures. - Track SEBI circulars & regulatory updates and implement the required changes across the organization. - Conduct end-to-end financial, legal, and secretarial due diligence for SME-IPOs. - Ensure compliance with SEBI Regulations, Companies Act, ICDR Regulations, and other laws. - Review DRHP, statutory records, checklists, and corporate documents. - Coordinate timely filing of IPO documents with Exchanges, SEBI, and other regulators. - Analyze financial statements, KPIs, QoE reports, working capital cycle, and revenue/expense trends. - Prepare/review CMA data and evaluate financial readiness of IPO-bound clients. - Identify compliance and governance gaps and recommend corrective actions. - Work closely with promoters, CFOs, legal advisors, auditors, and due diligence teams. - Assist clients in preparing data rooms for Exchanges, investors, and rating agencies. - Manage IPO timelines, regulatory queries, and documentation workflows. - Lead internal compliance reviews, monitoring, and regulatory reporting. - Maintain records for audits, inspections, and statutory submissions. - Mentor and guide junior team members in compliance tasks. Qualification Required: - Qualified Company Secretary (CS) - Minimum 5 years experience in compliance / merchant banking / IPO due diligence - Minimum 2 years mandatory experience in Merchant Banking Certifications - NISM Series IIIA and/or Series IVA (Mandatory) Additional Details of the Company: Expert Global is a SEBI registered Merchant Banker based in New Delhi, offering services related to financial markets such as IPO management, Business Valuation consultancy, Financial Management and Advisory, Bank Financing, and other advisory/consultancy services related to Securities Market. Role Overview: As a Compliance Officer at Expert Global Consultant in New Delhi, you will be responsible for ensuring the company's adherence to SEBI regulations and maintaining compliance in various aspects of merchant banking and IPO management. Key Responsibilities: - Handle Investor Grievance Redressal on SEBI SCORES and Exchange platforms, ensuring timely closure. - Prepare and file all monthly, quarterly, and yearly Merchant Banking returns with SEBI and Exchanges. - Ensure full PIT Compliance including SDDB maintenance, trading declarations, DPs monitoring, UPSI controls & reporting. - Monitor adherence to SEBI Merchant Banker Regulations, Due Diligence Certificate (DDC) requirements, and Code of Conduct. - Maintain compliance registers, policy documents, internal trackers, and audit-ready documentation. - Support SEBI / Stock Exchange inspections, prepare responses, and implement corrective actions. - Ensure KYC/AML compliance and proper onboarding records for clients in IPO assignments. - Draft, update, and implement internal compliance policies, PIT policy, SOPs, code of conduct, and merchant banking procedures. - Track SEBI circulars & regulatory updates and implement the required changes across the organization. - Conduct end-to-end financial, legal, and secretarial due diligence for SME-IPOs. - Ensure compliance with SEBI Regulations, Companies Act, ICDR Regulations, and other laws. - Review DRHP, statutory records, checklists, and corporate documents. - Coordinate timely filing of IPO documents with Exchanges, SEBI, and other regulators. - Analyze financial statements, KPIs, QoE reports, working capital cycle, and revenue/expense trends. - Prepare/review CMA data and evaluate financial readiness of IPO-bound clients. - Identify compliance and governance gaps and recommend corrective actions. - Work closely with promoters, CFOs, legal advisors, auditors, and due diligence teams. - Assist clients in preparing data rooms for Exchanges, investors, and rating agencies. - Manage IPO timelines, regulatory queries, and documentation workflows. - Lead internal complianc