229 Rbi Guidelines Jobs - Page 9

Key Responsibilities: Conduct compliance testing of Treasury Front, Mid & Back Office SOPs Evaluate gaps and recommend actionable remediation Test regulatory circulars and ALM practices Review compliance of SLR/Non-SLR investments, derivatives, FOREX, bullion, etc. Coordinate with stakeholders across functions Provide risk-based insights for compliance oversight Knowledge of RBI circulars, FEDAI, FIMMDA guidelines

Job Title: Head Of Accounts Location: Bangalore About Us: Techfino Capital Private Limited is a leading Non-Banking Financial Company (NBFC) specializing in innovative financial solutions tailored to meet the diverse needs of our clients. With a strong commitment to fostering a culture of excellence, innovation, and customer-centricity, we are redefining the way financial services are delivered. Job Description: This role leads various functions, including General Accounting, Tax Compliance, Financial Planning & Analysis, and Financial Systems. The position serves as a strategic business partner to the executive team, providing financial insights that drive business decisions and ensure the ...

Experience: 5+ year of experience in fintech industry specially from payment getaway/UPI. 1.Must having knowledge for getting license form RBI for payment getaway. 2.Regulatory Compliance: Advising on compliance with financial regulations like AML (Anti-Money Laundering), KYC (Know Your Customer), and consumer protection laws, as well as data protection laws. 3. To ensure compliance with all the laws, rules, regulations, circulars, directive etc applicable to a Payment system operator, knowledge about Banking and Escrow including applicable RBI circulars. 4. Implementation of compliance calendar with respect to the various provisions of Company Law, Rules and Regulations, Corporate Governanc...

Role Overview: We are seeking a qualified Company Secretary with hands-on corporate legal experience to manage the legal and secretarial compliance for the Indian group of entities. The role requires a proactive professional with strong knowledge of Indian corporate laws, regulatory filings, board procedures, and legal documentation. Key Responsibilities: Company Secretarial: - Ensure compliance with Companies Act, FEMA, RBI, SEBI regulations (as applicable) - Organize and manage Board and Shareholders meetings drafting notices, agendas, minutes - Maintain statutory registers and records - Handle annual filings with MCA and other regulatory authorities - Coordinate with auditors, consultants...

Role & responsibilities Preparation of documentation for Foreign Portfolio Investors (FPI) clients & Foreign Direct Investor clients (FDI). Processing of Onboarding documents of FPIs & FDI. Explaining & Educating prospective FPI clients about various regulatory requirements Processing of modification requests of existing FPI & FDI accounts Reviewing client structures and activities to ensure regulatory compliance from all aspects Direct Interaction with clients and business teams for query resolution on documentation Interaction with internal operations team to ensure timely account opening Handling audit & regulatory queries end to end Preferred candidate profile Knowledge of SEBI / RBI KYC...

perform concurrent audit, RBI guidelines, internal control, RBI, loan disbursements , review of cash , remittance, deposit, KYC, AML, audit reporting, bank audit, internal audit, understand core banking systems, CBS Required Candidate profile 2-3 yrs exp in Bank Concurrent Audit, Any finance graduate, understanding of banking operations, CBS (Core Banking Systems), and RBI guidelines, work in audit deadlines, audit reporting tools

Mandatory: Need candidates who has experience in RBI or NHB compliance. 4+ years of experience in Compliance with BFSI/NBFC. Strong Knowledge of RBI Regulations Qualification: Qualified CS only.

A leading investment fintech startup, is hiring CS + LLB for the role of Legal Assistant Manager with 2+ years of exp who will contribute to various legal, secretarial and compliance work, possess work ex. preferably in a NBFC/ Fintech Company Required Candidate profile -Expert in Companies Act, 2013, RBI, and SEBI regulations -2+ years of experience working in law firms or in-house teams in a co -Pref to candidates who worked in functions related to listed debt co.

>> JOB DESCRIPTION ROLE & RESPONSIBILTY: • Conduct thorough and detailed cyber risk assessments for our clients, analyzing their digital infrastructure, systems, and security controls. • Collaborate with cross-functional teams to gather essential information and data required for comprehensive risk assessments. • Evaluate and interpret assessment results to identify potential vulnerabilities and risks, and provide actionable recommendations for risk mitigation. • Stay up-to-date with the latest cyber threats, attack vectors, and industry best practices to enhance the effectiveness of risk assessments. • Prepare and deliver clear and concise reports summarizing the findings of risk assessment...

Role & responsibilities Preparation of balance sheet, profit & loss account and other data related to RBI returns and other management require data. Prepare financial every monthly, RBI related return filling, taxation related problem resolve, statutory audit related solution and other MIS data preparation. Handling statutory audit, tax audit and regulatory inspection. Preparing and filing regulatory return with RBI on monthly or quarterly basis. Analysing and implementing the new RBI guidelines as may be applicable through circular. Preferred candidate profile Must be knowledge of full financial preparation and IND-AS related knowledge, Taxation , GST , TDS , auditing related work, knowledg...

Role & responsibilities 1. Conducting and managing IS Audits - Conduct risk assessments, identify control weaknesses, and provide recommendations to strengthen internal controls. 2. Identify and assess risks related to IT operations, cybersecurity, and data management. 3. Monitor the adherence with relevant laws, regulations and best practices with respect to IT systems. 4. Excellent communication and interpersonal abilities. 5. Analytical mindset with attention to detail. 6. Advanced knowledge of audit methodologies and practices. 7. Ability to navigate complex regulatory environments. 8. Collaborate with other departments to ensure a coordinated and integrated approach to risk management a...

Position Overview: We are seeking a proactive IT GRC professional to strengthen our governance, risk, and compliance framework. This role involves ensuring regulatory compliance, conducting IT risk assessments, managing audits, and driving policy implementation across technology functions. Ideal candidates will have a strong understanding of SEBI, RBI, and other regulatory guidelines relevant to the broking industry, along with hands-on experience in IT controls, cyber risk, and compliance reporting. Role & responsibilities: Implement, and maintain IT GRC frameworks, policies, procedures, and controls. Tracking compliance / regulatory requirements and ensure on timely reporting and closure. ...

Role & responsibilities : Branch Audit and Compliance Conduct regular audits of gold loan branches to ensure adherence to internal policies, procedures, and regulatory requirements. Verify the physical gold stocks and assess the purity of pledged gold according to internal standards. Inventory verification Conducting the tare weight activity Verifying the branch security aspects & ensuring timely reporting if any gap is observed. Check documentation for loan disbursals, repayments, and renewals for completeness and accuracy. Ensure that Know Your Customer (KYC) and Anti-Money Laundering (AML) guidelines are followed. Risk Assessment and Fraud Prevention Identify potential risks, discrepancie...

Role & responsibilities: Key highlights of the role are listed below (purely indicative and not limiting): This position would include the mentioned set of responsibilities but not limited to: Experience in handling litigation and/or arbitration matters. Strong drafting and documentation skills. Ability to coordinate with advocates, law firms, and internal teams. Understanding of RBI regulations and compliance processes. Proficient in legal research and analysis. Excellent communication and negotiation skills. Effective case and time management abilities. Applicants should possess the following attributes: Legal background Confident in handling legal issues Excellent critical thinking skills...

Company Name: Kesari Tour Position: RBI Compliance (Forex) Qualification: Any Graduate Experience: 3- 5 years Location: Mahim, Mumbai Job Roles and Responsibility: - Reconciliation of FLM 1 & 8 on a monthly basis. Submit FLM 8 & other reports to RBI on a monthly basis. Remittances reporting to RBI. Remittances & Form 15CA reporting to Finance quarterly. MIS report for KFPL & KTPL-FFMC on a monthly basis. Incentives for KFPL Cashier & KTPL-FFMC remittance. Branch visits for audit purposes. Handling all RBI-related queries. Arranging all audit files, completing audits by external auditors, following up on queries, and preparing the final report. Renewing all branch insurance policies (fidelity...

Assess and interpret regulatory guidelines to define actionable steps. Ensure timely dissemination and implementation of regulatory updates. Drive compliance through policy formulation and MIS review. Advise business units on controls to meet regulatory standards. Engage with regulators for guidance and handle regulatory queries. Review products and policies for regulatory alignment. Monitor compliance through KCIs, testing, and audits. Identify breaches, support root cause analysis, and define corrective actions. Conduct annual compliance risk assessments and training programs. Report key compliance matters to the Board and participate in governance forums.

Position: Compliance Manager / Officer Company: Transcorp International Limited Location: Jaipur & Delhi Role : To lead the organizations compliance division, ensuring regulatory adherence with a particular focus on prepaid instruments and NBFC operations. This role includes managing compliance frameworks, ensuring operational and statutory compliance, and acting as a liaison with regulatory authorities like the Reserve Bank of India (RBI). Objectives : To establish a robust compliance environment, mitigate regulatory risks, and ensure that all business activities related to prepaid instruments and NBFCs align with local laws, enhancing organizational credibility and trust with stakeholders....

Conduct risk assessments, ensure compliance with RBI/NBFC regulations, oversee AML processes, review policies, track regulatory updates, analyze financial risks, report suspicious activities, and lead AML training using digital tools and techniques.

Job Description - Preparation of local financials (under Indian GAAP & as per RBI directives). Preparation of regulatory (RBI) reports. Reports include Returns, Form - A, Special Fortnightly Returns, Form - VIII, Form - X, etc. BASEL - 3 compliance including capital adequacy computation, Pillar 3 reporting, etc. Responsibility for all reporting to RBI pertaining to Finance and reporting to the Board / Audit Committees in compliance with the Companies Act. Coordination with RBI Inspection Team, Concurrent Auditors, Statutory Auditors, etc. Preferred candidate profile Experience in the Finance Department of a bank in similar capacity. Well versed with banking products, accounting norms, and re...

Fintech Trainer JD: Location: Delhi NCR Industry: Telecom client Experience: 5 years (Fintech/BFSI training) Education: Graduate (any discipline) Expertise Area: Fintech space including Personal Loan, Co-branded Credit Cards, EMI Card, Gold Loan, Insurance etc. Also, Experience with Excel and Power Point Trainer Responsibility (detailed): Develop comprehensive training programs and materials tailored to various levels of expertise (beginner, intermediate, advanced) in fintech. Conduct engaging training sessions, workshops either in person Comprising of new hire training & refresher programs Collaborate with subject matter experts (SMEs) to ensure training content is accurate, relevant, and u...

We are seeking a highly skilled and versatile Internal Auditor with a strong background in Accounting, Taxation, Internal Audit, Legal, and Secretarial Compliance. This role is critical for ensuring our NBFCs adherence to RBI regulations, statutory requirements, and internal controls. You will lead audit functions, assess risk, and support strategic compliance initiatives across the organization. Key Responsibilities: Ensure compliance with RBI guidelines, Companies Act, and secretarial standards. Monitor legal and regulatory updates, especially those governed by RBI. Conduct in-depth financial audits aligned with Ind AS standards. Review financial statements, ledgers, and processes for comp...

ROLE AND RESPONSIBILITIES: • Manage day-to-day business MIS, KPIs and business reports to clients • Perform regular MIS, funnel and data analysis to identify business performance indicators, identify any early signals of performance, identify variations in performance of specific clients and alert the Account Managers. • Ensure clients issues, queries and agreed reporting requirements are timely addressed and agreed SLAs are managed. • Track FIP performance and identify failures to adhere to SLA. Provide SLA input to FIP billing process and reconcile with FIPs and FIUs for settlement of FIP costs. • Manage end-user’s queries and grievances and ensure that they are addressed within the agreed...

Fraud Analytics Expertise Ability to find fraud patterns in digital transactions and understand fraud modus operandi. Fraud Control Creation & Implementation – Skilled at designing, testing, and deploying fraud prevention controls. FRM Tool Experience – Hands-on with tools like Clari5 or Falcon . Advanced Data Skills – Strong in Excel (macros, data analysis) and preferably SAS/Python. RBI Guidelines Knowledge – Clear understanding of fraud risk regulatory requirements. Leadership & Team Management – Leading teams, creating SOPs, and ensuring governance. Cross-functional Collaboration – Working with IT, business teams, and senior management to implement strategies.

Mandatory: 4+ years of experience in Compliance with BFSI/NBFC. Strong Knowledge of RBI Regulations We need candidate who has experience in RBI/NHB compliance and not exchange, or SEBI related. Qualification: Qualified CS only.

Monitor eSign platform performance and usage Maintain daily logs & generate reports on eSign transaction Ensure adherence to regulatory guidelines like IT Act, UIDAI, RBI directives Liaise with external vendors like NSDL, CDSL, or private players Required Candidate profile Understanding of digital signature frameworks (eSign, DSC, Aadhaar eSign, etc.) Familiarity with eKYC & UIDAI guidelines Degree in Computer Science, IT, Business Administration, or related field