229 Rbi Guidelines Jobs - Page 7

You should possess a qualification such as MBA (Finance) / CA / ICWA / CFA or any equivalent qualification along with 2-5 years of experience in CA firms, Syndication, consultancy firms, financial consultancy firms, Banks (Corporate banking), NBFCs, or finance (treasury) side of mid-size manufacturing companies. Your expertise should include the preparation of financial models (Green field, brown field, restructuring), financial statement analysis, and project appraisal notes. Basic knowledge of Bank credit, risk evaluation & sanctioning activities is required. Fluency in written and spoken English is a must. Knowledge of TEV & LIE report preparation, and RBI guidelines related to lending is...

The Product Sales Manager-Retails CMS is responsible for supporting the Frontline Retail Sales Team by providing guidance on Digital Products such as NACH, UPI, and Virtual Accounts, and assisting in solution activation. The main objectives include building up CASA Balances and enhancing the number of Solution Active customers. Key responsibilities of the role include identifying potential clientele for Digital Solutions, sharing knowledge on digital products with the frontline team to drive solution attachment, simplifying processes to ease customer on-boarding and transacting experiences, and working closely with the NSM - Retail Solutions to develop sales strategy. The Product Sales Manag...

a Summary The Executive Director, Regulatory Affairs and Compliance, will be a key leader, ensuring the NBFC operates in full adherence to the evolving regulatory landscape, including RBI guidelines and industry standards. This role involves managing regulatory risks, building relationships with regulators, and fostering a culture of compliance. Key Responsibilities Develop and implement regulatory compliance strategy aligned with NBFC objectives and RBI guidelines. Comply with regulatory including finance Lead interactions with government authorities, including the RBI, and represent the company in regulatory matters. Ensure timely filing of statutory documents and manage all aspects of NBF...

To analyse/study all Non-Performing Asset (NPA) cases with respect to exposure, security, status of existing operation, any other issues and devise recovery strategy. To conceptualize and implement recovery strategies through various actions including legal actions such takeover of properties under SARFAESI/SFC act and other actions such as CIRP process through NCLT for recovery of loans out of NPA cases. To oversee and manage the recovery out of NPA cases by way of follow up with companies/promoters through meeting/ correspondence, visit to the units/company offices and through various legal actions including takeover /disposal of assets /one time settlement / restructuring of the dues and ...

Analyze and assess recovery cases, especially NPAs, including financial exposure, available securities, and borrower profile. Develop and implement recovery strategies aligned with regulatory and institutional frameworks. Liaise with borrowers/promoters for negotiation, settlement discussions, and enforcement actions. Guide and oversee actions under SARFAESI Act and SFC Act, including asset seizure, public auction, and legal proceedings. Coordinate with external legal counsel for filing suits, legal notices, and representation in appropriate forums (DRT, NCLT, etc.). Participate in follow-ups with government departments, promoters, and financial institutions. Oversee reporting and documentat...

Responsible for financial statement prep, RBI returns, audits, MIS, tax compliance, GL review, bank reconciliations, vendor management, and cross-functional coordination to support decision-making and ensure accurate financial reporting. Required Candidate profile CA qualified with at least 2 years of experience in IND AS accounting and a background in NBFC.

The role holder is responsible to monitor & analyze Counterparty risk of the bank on account of Financial Market products in line with RBI guidelines/ internal policies and process. Core Responsibilities : Understanding of Treasury products eg Forwards, Options, Swaps • Limit set up in treasury system and monitoring of the same. Preparation and monitoring of credit exposure, circulation of the same to stakeholder as per the agreed timelines. Monitoring the exceptions/ excess on account of trades done and reporting to the stakeholders. Timely reporting of Internal MIS and RBI reporting. Coordination with different stakeholders and resolving queries of FM/treasury Back office/ Mid office/ORM/A...

Role & responsibilities We are seeking a seasoned professional to lead the Operational Risk function for our affordable housing finance business. The role involves identifying, assessing, monitoring, and mitigating operational risks across the organization. The ideal candidate will have a deep understanding of financial services processes and the risk landscape in lending to the informal and low-income segment. Preferred candidate profile Certification in Risk Management (e.g., ORM, FRM, CRMA etc) Experience in implementing Operational risk tools or systems Implementation of Risk Control Self-Assessment Exposure to Affordable housing segment, digital lending platforms and associated operatio...

Role & responsibilities Job Summary: We are seeking a strategic and hands-on Chief Information Security Officer (CISO) to lead and manage the information security function at our mid-sized NBFC. The CISO will be responsible for defining and implementing the enterprise security strategy, policies, and programs to protect digital assets, customer data, and IT infrastructure. The ideal candidate will ensure regulatory compliance (RBI, CERT-In, etc.), drive cyber risk governance, and promote a security-first culture across the organization. Key Responsibilities 1. Information Security Strategy & Governance Develop and implement enterprise-wide information security strategy and roadmap. Define, i...

As a Senior Compliance Manager in the Retail Liabilities & Wealth department at our Bank, your role will be crucial in managing overall compliance risk and ensuring regulatory requirements are met. You will collaborate with various business units and support functions to implement and oversee compliance activities effectively. Your responsibilities will include providing compliance oversight and advisory support to businesses, ensuring regulatory compliance, and managing overall compliance risk. You will review and update policies, procedures, manuals, and internal process documents in alignment with RBI guidelines, focusing on closing any observations from regulatory inspections. Additional...

As a Product Leader for Gold & Silver Loans at Jamnalal Parekh Finance (JPF) in Chhattisgarh, you will be responsible for driving the end-to-end product strategy, including market research, pricing, credit policy, and regulatory compliance. Your role will involve overseeing branch rollout and designing standard operating procedures for safe-custody, valuation, storage, and disbursal workflows. Additionally, you will lead tech enablement initiatives such as LOS/LMS configuration, customer journey mapping, and process automation. Managing risk and portfolio through LTV monitoring, fraud controls, and audit readiness will be a critical aspect of your responsibilities. Collaboration with cross-f...

As a Credit Underwriting Manager, you will be responsible for developing and managing a comprehensive credit underwriting framework that aligns with business goals, regulatory requirements, and market conditions. You will actively oversee credit risk identification, assessment, and mitigation strategies across credit, operational, and compliance risks. It will be your duty to ensure that policies and frameworks are updated to identify, assess, monitor, measure, and control a broad spectrum of risks. You will be required to develop a deep understanding of business partners" sourcing, collections, credit underwriting parameters, policies, and practices to originate and underwrite loan applicat...

Responsibilities: 1. Closure of alerts with respect to AML 2. Recommending STRs on cases fit for STR filing 3. To do various transaction monitoring activities 4. Preparation and Updation of data for FIU reporting 5. Suggesting AML process improvement plans to eliminate gaps 6. Ensuring that the Bank complies with RBI regulations and provides necessary support to the Compliance function. Prime: Final Decision Making authority, accountable to the Management 1) Closure of AML alerts 2) Conduct trainings on RBI Compliances 3) Process Improvement Plans 4) Reporting and presentations on non- compliances Shared: Decisions reached jointly with peers on a collective basis 1) Documentation on AML proc...

This Opportunity is with a leading NBFC company for their office in Chennai location Role: Compliance Manager Experience: 5 - 10 Years Job Description: Roles & Responsibilities: Assist in conducting process reviews and identifying gaps in risk and compliance controls Monitor and interpret relevant RBI regulations, circulars, and guidelines for applicability Support the preparation and maintenance of compliance-related documentation and internal policies Collaborate with internal departments to ensure understanding and implementation of regulatory requirements Coordinate with auditors during internal and regulatory audits Required Skillset: Understanding of RBI regulations for NBFC or banking...

You will be responsible for Advisory and Sales of FX, Derivatives, and Risk Management Solutions to the Clients in the Commercial Banking sector. Your primary focus will be on actively sourcing new clients and engaging with existing ones to provide them with FX and Rates Solutions. Your role will involve executing client trades, monitoring their open positions, and providing constant advice to clients based on technical analysis, macro and microeconomic factors, and fundamental research. You will also be responsible for negotiating and closing all necessary documents required from clients to facilitate the FX Business. Collaboration with Trade, Relationship, and other teams within the Bank w...

Key Responsibilities: Design and deploy NAC solutions (e.g., Cisco ISE, Aruba ClearPass, FortiNAC) across banking infrastructure. Develop and enforce access control policies tailored to banking compliance requirements (e.g., RBI, PCI-DSS). Monitor and manage NAC systems to ensure secure onboarding of endpoints and users. Integrate NAC with other security tools such as firewalls, SIEM, and endpoint protection platforms. Conduct regular audits and generate compliance reports for internal and external stakeholders. Collaborate with IT, cybersecurity, and risk teams to align NAC strategies with overall security posture. Troubleshoot and resolve NAC-related issues with minimal impact to banking o...

Role & responsibilities Conduct audits across ITGC, application security, cloud security, network security, and cybersecurity domains within the banking environment. Evaluate the effectiveness of information security controls, risk management practices, and regulatory compliance processes. Perform control testing and review IT processes including IAM, change management, incident management, BCP, and DR. Implement a risk-based internal audit plan and ensure timely execution of assigned audits. Document audit findings, prepare detailed reports, and provide recommendations for process improvements. Ensure compliance with RBI guidelines, ISO 27001 standards, and Gopal Krishna Committee recommend...

India Power is looking for highly motivated and experienced finance professionals to join our Corporate Finance team. As a part of our team, you will be responsible for various key activities including fundraising, debt syndication, risk management, and corporate strategy. Your responsibilities will include driving fundraising and debt syndication activities through both domestic and foreign banks, as well as other financial institutions and investors. You will be required to prepare financial models and information memorandums/proposals for Term Loans and Working Capital Loans such as Bank Guarantees and Letters of Credit. Additionally, you will liaise with banks, financial institutions, an...

About the role: The organization is looking for an experienced and detail-oriented professional to manage treasury operations within their NBFC business. The ideal candidate will have 5-7 years of experience in treasury operations, with a strong grasp of both front-end and back-office processes. This role is crucial in ensuring accuracy, compliance, and efficiency in all treasury-related activities. Key Responsibilities: - Oversee daily treasury operations including fund transfers, investment settlements, bank reconciliations, and cash flow monitoring. - Ensure timely and accurate execution of money market and capital market transactions. - Coordinate with front office teams on trade confirm...

Role & responsibilities Gold loan products and lifecycle/process (applicafion/sanction to closure) Gold appraisal/assaying and purity testing process KYC norms and documentafion RBI/Regulatory guidelines on gold loans Loan-to-Value (LTV) ratio concepts Risk management and fraud prevention Current Industry practices/Trends/Awareness of digital gold loan processes and mobile App-based lending Deliver a comprehensive training on gold loan products & processes Conduct field training and on-the-job coaching Create/update training content, any SOP manuals, and assessments Evaluate trainee performance and provide feedback/areas of improvement & thus equip them to be employment ready. Ensure complia...

A leading NBFC company is keen to hire a SQ/Q - CA/CS for the Compliance Manager (Internal auditor) to lead and enhance the internal audit and compliance framework by conducting risk-based audit & identify gaps to ensure timely resolution. Required Candidate profile -3+yrs exp in banks/ NBFC Co. for process review, risk Assesment, Internal controls -Hands-on with compliance monitoring tool -RBI regulations for NBFC or banking Industry -good communication skills

Ensure regulatory compliance, manage secretarial duties, conduct board meetings, file statutory returns, liaise with RBI/ROC, maintain governance standards, and implement internal compliance policies in line with NBFC regulations.

As a professional responsible for managing an AIF Fund Organisation, your primary duties will involve overseeing the set up, compliance, and reporting aspects of the fund. You will play a crucial role in assisting with the structuring, review, and execution of Transaction Documents, as well as obtaining custody letters from the Debenture Trustee. It will be your responsibility to meticulously check and advise on filing application forms, while also preparing MIS reports for Investors. In case of any errors in executed documents, you will review and rectify them efficiently. Issuing Debenture Allotment Letters and confirming IRR start dates with Investors will also be part of your daily tasks...

Role: Operational Risk Experience: 3-10 years Location: Mumbai Experience of working in Operational Risk Management function of the Bank or part of GRC / Risk Advisory practice of Big 4 & Tier I Consulting Firms conducting Operational Risk reviews for Domestic Banks & NBFCs Experience in Banking Products & Process and Operational Risk practices Experience in conducting Risk Assessment and Control Testing of Banking processes such Finance / Retail Lending / Retail Liability / Transaction Banking / Branch Banking Processes / KYC & AML etc Well conversant with RBI guidelines on Operational Risk / TPRM / BCP etc. Excellent Communication Skills and ability to multi-task,

Key Responsibilities: Ensure 100% adherence to all applicable RBI and IRDAI guidelines, circulars, and Master Directions applicable to NBFCs. Stay current with evolving regulatory, legal, and financial developments relevant to the business. Monitor compliance with KYC, AML/CFT regulations, Outsourcing Guidelines, Fair Practice Code, Credit Bureau norms, Companies Act, etc. Oversee and ensure LSP (Lending Service Providers) compliance; ensure adequate contractual enforcement through LSP agreements. Develop, implement, and refine internal control systems to track and enforce compliance across the organization. Identify potential areas of compliance vulnerability and proactively implement mitig...