6.0 - 11.0 years
9.0 - 16.0 Lacs P.A.
Goregaon, Mumbai (All Areas)
Posted:15 hours ago| Platform:
Work from Office
Full Time
Role & responsibilities Preparation of documentation for Foreign Portfolio Investors (FPI) clients & Foreign Direct Investor clients (FDI). Processing of Onboarding documents of FPIs & FDI. Explaining & Educating prospective FPI clients about various regulatory requirements Processing of modification requests of existing FPI & FDI accounts Reviewing client structures and activities to ensure regulatory compliance from all aspects Direct Interaction with clients and business teams for query resolution on documentation Interaction with internal operations team to ensure timely account opening Handling audit & regulatory queries end to end Preferred candidate profile Knowledge of SEBI / RBI KYC guidelines, SEBI (FPI) Regulations & Operational Guidelines and Custody Business Proficiency in documentation review Good Communication & Presentation Skills Good relationship with regulatory officials from SEBI / NSDL handling the FPI / custody related activities
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