PMS Compliance Officer

Providing end-to-end compliance coveragefor all Edelweiss Alternatives investment funds

Preparing and filing applications with SEBI,and coordinating with SEBI officials for obtaining registration

Reviewing documents pertaining to SEBIapplication, IMA, contribution agreements, product note and investorcommunication

Reviewing and filing monthly/ quarterlyreports with SEBI

Preparation of communication to SEBI/regulators for event-based filings and reviewing communication being sent to investors.

Responding to and resolving queries raisedby business teams

Implementing circulars and group level/other policies within Edelweiss Alternatives

Ensuring compliance with PIT policy

Maintaining and upkeeping regulatoryrecords

Preparing dashboards and trackers for regulatory reportings/ filings

Supporting in development andimplementation of policies, procedures, other documents and establishment andmaintenance of processes and controls governing business activities, such asmanuals, codes of conduct, practice notes, and the likes, to comply withapplicable laws, rules and regulations.

Assessing the adequacy of compliancepolicies, procedures and guidelines, resolving any identified deficiencies, andformulating proposals for revisions or amendments

Providing comprehensive support duringregulatory audits, inspection and queries

Coordinating with internal auditors forproviding data and clarifications

Assisting in statutory, internal andspecial audits by collating data, and conducting preliminary review

Preparing agenda and minutes of the IMBoard for AIF business activities

Assisting in various system developmentsand automation initiatives

Expected skill sets:

8+ years of experience and workingknowledge in compliance and governance function

Experience in AIF/AMC preferred

Ability to manage stakeholders, collaborateacross teams and build relationships

Ability to work in a high volume,fast-paced environment with shifting priorities

Demonstrated problem-solving andsolution-orientation with limited directions

Articulate, and able to express thoughtsclearly in oral as well as written communication