540 Stock Exchange Jobs

Description External Job Description Processing of request wrt dematerialisation and transmission of securities received from shareholders of the CompanyWeekly visits to Registrar and Share Transfer Agent for inspection / reviewing / monitoring correspondence received from shareholders of the CompanyMonitoring and redressal of the complaints received from various regulatory authorities portal viz SEBI SCORES, Smart ODR, and website of stock exchangesChecking and processing of various investor service requests of shareholders of the CompanyPreparation and filing of various stock exchange compliances viz reporting of investor complaints, shareholding pattern, reconciliation of share capital au...

Conduct inspection on members site as per the inspection calendar for the quarter following a pre-approved checklist. Draft the inspection report for the member. Expand the scope of inspection beyond the pre-approved checklist after consulting manager. Prepare the preliminary observation sheet for the inspection and schedule the closure meeting between the member and manager Prepare the inspection report Escalate matters like non co-operation of member/delay in furnishing data to the respective Manager Conduct onsite inspection for vault & warehouse of commodities for the storage facilities and the goods stored therein. Collate data to cater to the request raised by external regulators like ...

Companies Act, 2013 Compliance: Ensure timely filings and maintenance of statutory registers and records. Organize Board and General Meetings and draft resolutions and minutes. Handle annual compliances including AOC-4, MGT-7, DIR-3 KYC, etc. Monitor compliance related to Directors, Auditors, and CSR obligations. Listing Compliances: Ensure compliance with SEBI (LODR) Regulations. Coordinate with stock exchanges (NSE/BSE) for disclosures and filings. Maintain updated records for shareholding patterns, investor grievances, etc. SEBI & Stock Exchange Compliances: Handle regulatory filings under SEBI PIT, SAST, and ICDR regulations. Monitor insider trading compliances and maintain Structured Di...

1 Preparation of notices for meetings, Agendas, minutes &resolutions for General and Board Meetings 2 Should be working with listed company 3 have good understanding of all SEBI compliance 4 Have knowledge of listing agreement and other formalities

Responsibilities: Regulatory Filings & Compliance: Prepare and file documents, forms, returns, and applications with regulatory authorities such as the Registrar of Companies (RoC), Stamp Authority, Depository (NSDL), CDSL, RTA and RBI. Ensure compliance with listed company requirements, including stock exchange regulations and SEBI Act. Meeting Management: Prepare and circulate papers for board, committee, and shareholders' meetings, including notices, agendas, and draft resolutions. Conduct board and committee meetings, as well as shareholders' meetings, and facilitate postal ballot processes. Records Management: Maintain statutory books and registers, including minutes books, charges, mem...

1. Maintain relationship banks and generate leads to open 3 in 1 demat accounts. 2. Manage people and follow up on leads generated to open accounts. No Third Party Targets No Insurance TARGETS LOCATION: Mangalore & South Goa Required Candidate profile Ready to travel across Mangalore,Udupi,Chickmangaluru,Hassan,Shivmoga & Goa on Company expenses to meet branch and generate leads.

A leading Legal Tech Co in Kolkata looking for Compliance Professional who is Company Secretary Key Responsibilities: 1. Regulatory Compliance 2. Risk Mitigation 3. Product Expertise 4. Process Improvement 5. Regulatory Knowledge 6. Client Guidance Required Candidate profile Qualified Company Secretary (CS) with 4-6 years of hands-on experience handling secretarial matters for listed companies, with a strong preference for those with experience in the listing process

- OVERALL, JOB RESPONSIBILITIES Good Knowledge of ODIN/GREEK/NEAT Admin functionality. Executing the process of BOD &EOD and limit setting and holding uploading as well as other RMS Processes with the ability to adapt to improving technology. Cross checking BOD for all segments before Market Start. Making Activation and Deactivation of Trading Terminals. Ability to resolve queries on a day-to-day basis. Keeping Monitoring on Additional Surveillance Margin (ASM) and reporting to HOD. Blocking GSM and Illiquid scrip on Time to Time in the Trading system. RMS Blocking for Far month Contract, RMS Blocking for Illiquid scrip & Ban Period Contracts. Keeping track of MTM Alert violation, MTM net po...

FATCA / CRS Reporting Knowledge of trading profile Future and Options derivatives, currency derivatives, commodity, SLBM, Dormant, RAL etc C lient master changes for demat and trading account Experience in back office application t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

Monitor industry trends and competitor activities to identify new businessopportunities Identify, pitch, and onboard high-potential franchisees to expand the brokingnetworkManage the complete servicing cycle for newly onboarded or migrated members Collaborate with internal departments (eg, Compliance, IT, Operations, Legal) tofacilitate smooth onboarding and ongoing support for members Maintain strong relationships with franchisees and key stakeholders to ensure longterm engagement Ensure a seamless transition and resolution of queries to maintain client satisfaction Ensure all business activities are in line with SEBI guidelines and internal compliancepolicies Assist franchisees with produc...

1) Taking care of end to end process of clientsjourney from Account Opening to Closure. Reconciliation of Franking/E-stampingand storage. 2) Well-versed with KYC guidelines of CDSL / NSDL,SEBI, and Demat Account Opening. 3) Responsible for managing workflow for the teamand ensure adherence to departmental standards. 4) C oordinating with regulators like NSE, BSE,NSDL, CDSL and MCX to implement and adopt new regulations. 5) To work with senior management on audit andpreparation of reports, Co-ordination and timely closure of audit. 6) Responsible for processing KRA and C-KYC forall the new Accounts and Modification. 7) Well-versed with the DP, Exchange Platforms,and Back office Applications. ...

Advisingand Servicing Clients: Dealers provideinvestment advice to clients, ranging from retail to high net worth individuals(HNIs). This includes offering recommendations on stocks to buy or sellbased on market analysis, fundamental factors, and technicalindicators. They also provide ongoing support and updates to clients onmarket movements and relevant news. ExecutingTrades: Dealers execute buyand sell orders for clients on stock exchanges like the NSE and BSE. Thisinvolves using trading terminals and ensuring accurate trade execution. MaintainingCompliance: They ensure alltrading activities comply with regulatory guidelines from bodies like SEBI andinternal policies. Buildingand Retaining...

Managing of Share records, liaising Secretarial work related experience Coordinate with Registrar and Share transfer statutory returns filing, Ministry of Corporate Affairs Listing SEBI Compliance Preparatory work for the Pre & Post AGM Annual bonus Health insurance

CANDIDATES MUST BASED IN MUMBAI LOCATION Job Roles and Responsibilities : Handling listing compliance of SEBI LODR, SEBI PIT Reg, SEBI SAST Reg. Handling day to day compliances under Companies Act,2013. Record maintenance as per SEBI & Companies Act. Drafting resolutions, notices, minutes of Board Meetings, General Meetings (AGM/EGM), and other routine secretarial documents. Preparation and timely filing of statutory forms and annual returns (MGT-7, AOC-4, etc.) with the Ministry of Corporate Affairs (MCA). Assisting in compliance and documentation for listed, public, and private limited companies. Handling FEMA filings like ECB, FC-GPR, and other related compliances. Managing share-related ...

We are seeking an Automation Engineer with a passion for automation and modern AI/GenAI/Agentic technologies. You will use your programming expertise and knowledge of AI/GenAI/Agentic to build and optimize automation workflows for our business processes. Responsibilities: Develop Automation Workflows: Design, implement, and maintain automation scripts and tools (primarily in Python) to streamline operational processes (e.g. customer onboarding, transaction processing, reporting). Integrate AI and LLMs: Leverage generative AI and LLM capabilities to enhance automation. This includes calling OpenAI APIs or similar services to build intelligent features such as document processing, content gene...

Hiring - Senior Stock Market Strategist (Equity Division) Location: Bangalore Experience: Minimum 10 Years (Active Market Experience Preferred) About the Role: We are looking for a seasoned stock market professional to join our Stock Division The role involves monitoring and taking corrective or strategic decisions on stocks purchased by the Purchase Desk including determining when to hold, sell, or rebalance. This position requires in-depth knowledge of Indian equity markets (BSE/NSE), historic price trends, sector performance, and strong analytical ability to challenge or validate existing portfolio positions. Key Responsibilities: • Review daily purchase entries by the Purchase Desk and d...

-Advise client about trading -Handling clients via providing recommendations and trading related services. -Handling and meeting clients and giving training on How to trade Online through various Trading Applications. -Handling Customers Query Regarding "Before trade and After Trade" through Inbound calls / outbound calls -Provide insights, updates, and recommendations based on market movements and analysis. -Evaluate financial risks and decide on trading based on available data. -Attain thorough knowledge about stock market terms and trading practices. -Execute trading orders (equities, derivatives, or commodities) accurately and timely as per client instructions. -Communicate with clients ...

Vacancy : Company Secretary Location : Jaipur Number of Vacancy : 1 Job Description: Should be well versed with company's law, compliances, finance and accounts Preparation Certification, filing of Various forms under the companies Act, RBI Act, SEBI Regulations Ensuring the security of the company's legal documents, including for example, the Certificate of Incorporation and Memorandum and Articles of Association. Adept in drafting of agreements, Contracts, Deed to ensure compliance To ensure that we have the right approvals internal, Legal and Regulatory for the new initiatives that are envisaged by the business units. To ensure the secretarial across divisions and of other Group Company T...

This role is a customer-facing position that supports the company s mission by delivering the highest level of customer service and support by maintaining high availability to engage with customers primarily through Voice - Tech Support process. Your Key Responsibilities: Actively participates in support of incoming calls Continuously demonstrates a truly empathetic concern for customer issues Leverages exceptional judgement, training resources, and knowledge base to provide consistent solutions to our customers. Quickly identifies escalations and creates expectation alignment with customers Documents issue details, troubleshooting steps, and resolutions with pinpoint level details to reduce...

Bengaluru WHY DO WE EXIST Doctors need to constantly learn and keep themselves updated about the latest practices in their field. Case-based learning (clinical cases) is considered to be the best way to go about doing that. The traditional methods for case discussions are medical conferences and medical journals, but the cost and time doctors need to spend on these, often make it difficult. Also, on average, a medical doctor takes 30 key decisions per day which range from what drug to prescribe, when to do a surgery, what device to use, to when to discharge a patient. WHO ARE WE DailyRounds is a healthcare startup focused on organizing Knowledge of practice of Medicine and building a communi...

Dover is a diversified global manufacturer with annual revenue of over $8 billion. We deliver innovative equipment and components, specialty systems, consumable supplies, software and digital solutions, and support services through five operating segments: Engineered Products, Clean Energy & Fueling, Imaging & Identification, Pumps & Process Solutions and Climate & Sustainable Technologies. Dover combines global scale with operational agility to lead the markets we serve. Recognized for our entrepreneurial approach for over 60 years, our team of approximately 24,000 employees takes an ownership mindset, collaborating with customers to redefine whats possible. Headquartered in Downers Grove, ...

Bengaluru WHY DO WE EXIST Doctors need to constantly learn and keep themselves updated about the latest practices in their field. Case-based learning (clinical cases) is considered to be the best way to go about doing that. The traditional methods for case discussions are medical conferences and medical journals, but the cost and time doctors need to spend on these, often make it difficult. Also, on average, a medical doctor takes 30 key decisions per day which range from what drug to prescribe, when to do a surgery, what device to use, to when to discharge a patient. WHO ARE WE DailyRounds is a healthcare startup focused on organizing Knowledge of practice of Medicine and building a communi...

1) Job Purpose: Write the purpose for which the job exists (in 2-3 lines) Ensure end-to-end compliance with the Companies Act, 2013 and SEBI (LODR) Regulations for the Holding Company and its Special Purpose Vehicles (SPVs). Facilitate timely and efficient conduct of Board and Committee meetings, while leading the secretarial team and coordinating effectively with internal and external stakeholders to uphold corporate goverce standards. 2) Dimensions: Mention quantitative or qualitative parameters that are relevant for the job and provide a better understanding of the scope and scale of the job. Business Workforce Number Unit Workforce Number Function Workforce Number Department Workforce Nu...