675 Stock Exchange Jobs - Page 3

Job Description: Manager / Sr. Manager IPO Readiness We are seeking a highly motivated and detail-oriented professional to lead the IPO readiness process. The ideal candidate will be responsible for coordinating all activities required to take the company public, including documentation, due diligence, stakeholder coordination, and regulatory compliance. This role involves working closely with merchant bankers, legal advisors, auditors, internal departments, and regulatory bodies to ensure a smooth and timely listing process. Company Name Royal Chain Private Limited Website Link https://royalchains.com/ Location Mahape, Ghansoli Industry Gems & Jewellery / Manufacturing Designation Manager /...

Role & responsibilities Managing secretarial activities such as holding Board and Committee Meetings, preparing agenda and minutes, Board presentation and liasoning with business team, shareholders, directors and regulators. Undertaking various corporate restricting activities like Buyback, Bonus shares, ESOP schemes, etc. Preparation of Notice of Annual General Meeting and Extraordinary General Meeting, Board Report, Corporate Governance Report, Business Responsibility Report, Report on ESG, etc. Ensuring pre & post compliance with respect to issuance of listed Non-Convertible Debentures (NCD”) – Public issue /Private placement and also ensuring compliance relating to issuance of listed com...

CS Student eligible for Long Term Practical Training as per ICSI guidelines. Strong academic record and keen interest in corporate governance compliance. Proficiency in Microsoft Office Suite Strong written and oral communications skills. Additional Qualifications: Systems skills with BSE, NSE, MCA applications & legal research tools. Self-motivated, with an ability to contribute individually (work with minimal supervision) together with being a strong team player. Attention to detail and accuracy in work Time management Key Responsibilities: Assist in preparing and maintaining statutory registers and records. Support the preparation of board meetings, committee meetings, general meetings, p...

Job Purpose Ensuring that Exchange Trading operations i.e. Daily activities related to Trading system master maintenance pertaining to sessions timings and contracts Member / User / CTCL and UCC master maintenance Monitor Start of Day and End of Day activities related to processing and report backup, generation of report, publishing report on website Monitoring trade activities and margin of members to ensure that all are operating within the norms. Monitoring Live trading related price bands, Self Trades, Trade Modification, Trade Cancellation etc. Key Result Areas Setting up departmental process for Equity and Equity Derivatives Segment. Ensuring timely master maintenance in Test markets a...

Job Summary: - We are seeking an experienced and highly skilled Company Secretary (CS) with 7-8 years of expertise in financial services, particularly within the discount broking sector. - The ideal candidate will be well-versed in the Companies Act, SEBI, and RBI regulations and possess a deep understanding of compliance requirements specific to stockbroking and financial advisory businesses. Key Responsibilities: - Ensure compliance with the Companies Act, SEBI, RBI, and other relevant regulatory frameworks governing the financial services industry. - Manage corporate governance, regulatory filings, and compliance reporting for Mintcap Enterprises and its subsidiaries. - Liaise with SEBI, ...

Roles & Responsibilities Financial Strategy & Planning - Develop and execute financial strategies to drive business growth. - Oversee budgeting, forecasting, and financial planning processes. - Support strategic initiatives with financial insights and analysis. - Regulatory Compliance & Governance - Ensure compliance with SEBI, NSE, and BSE regulations. - Maintain strong relationships with regulatory bodies - Stay updated on changes in financial and brokerage regulations. - Financial Operations & Reporting - Manage day-to-day financial activities, including cash flow and liquidity management. - Oversee financial reporting and ensure accuracy in financial statements. - Implement strong intern...

Responsible for implementation of compliance framework for IBU and providing Compliance Conduct and Operational Risk (CCOR) coverage to IBU. Implement the firm s AML & CFT programme for IBU. Working closely with the business, operations, and other compliance partners to ensure that the AML/ CFT / Sanctions programme are implemented as per the firm s policies and standards, as well as local laws and regulations. Provide regulatory guidance and advisory to the business/operations teams and other stakeholders regarding regulatory changes as well as existing regulations. Evaluate compliance with relevant regulations, including AML, KYC (impacting the regulatory licenses held by IBU), monitor and...

Responsibilities : Accounts / Finance Booking of Invoices of vendors in SAP system & vendor reconciliation. Timely Processing of supplier and other payments after verification to due date & debit balances in coordination with the Plant. Preparation of Vendor Ageing on monthly basis for analyzing purpose and action on same (incl MSMED analysis, Analysis > six months from GST point of view etc) Taking Care Banking Activities of Director and Other Members Individual Accounting Preparation of Bank Reconciliation statement Calculation and payment of direct & indirect taxes like TDS, TCS, GST etc Knowledge of GST tax calculation and GST returns preparation. Assist in financial reporting month end ...

OVERVIEW OF THE ROLE: As a Customer Support Advisor, you play a pivotal role in delivering outstanding customer service experiences. Your primary responsibility is to handle and process customer inquiries through email and live chat communication channels, ensuring the highest level of customer happiness and compliance with company policies and industry standards. Reporting to a Team Leader, youll be part of a team making our customers' experiences outstanding by handling and processing inbound customer service requests, helping to keep our processes running efficiently, and capturing all relevant information for our customer databases. Customer Service Advisors stay in the know about bet ty...

Advising Ultra HNI clients with regards to their Investment in Equity & Derivative Market Place orders on their behalf. Executing Trades Orders. Advising client based on Research report Cross Selling Mutual Funds /SIP /PMS what's up 9318431991' Required Candidate profile Experience in equity dealing & broking services. Strong cross-sales skills with a keen focus on customer relationships. In-depth knowledge of the stock trading. info.aspiringmantra@gmail.com

Experience - Back-office operations for any financial sector company, brokerage house etc . Qualification Any graduate (preferably commerce) with good communication skills (written and spoken) in English language. Proficient with handling MS office applications (Word / Power point / Excel). Job Description: 1. Performing basic duties including sending emails and printing 2. Assist in investor relation 3. Ability to work as part of a team 4. Using Microsoft Office packages, particularly Excel and Word 5. Responsible for all record keeping.

Location: Hyderabad Job Description Ensure full compliance with the Companies Act, FEMA, SEBI regulations, and other applicable financial and corporate laws relevant to a financial brokering startup. Prepare and file statutory returns, maintain statutory registers and records, and handle all filings with the Registrar of Companies, SEBI, stock exchanges (if applicable), and other regulatory authorities. Organize and coordinate Board, Committee, and Shareholder meetings, including drafting of notices, agendas, minutes, resolutions, and related documents. Manage demat-related processes including opening of demat accounts, ISIN applications, corporate actions, share transfers, and liaising with...

Role Overview The Designated Directors will provide end-to-end leadership for broking operations and ensure 100% compliance with all regulatory bodies. They will act as principal signatories for audits, governance processes, and statutory filings, while supervising risk, compliance, and operational controls. This is a high-responsibility statutory role requiring deep broking industry expertise. Key Responsibilities 1. Strategic & Regulatory Leadership Serve as Designated Director as per SEBI & Exchange norms. Liaise with SEBI, NSE, BSE, MCX, CDSL/NSDL, and Clearing Corporations. Oversee statutory compliance during registration and ongoing operations. Approve policies on risk, compliance, AML...

Roles and Responsibilities Manage company secretarial activities, including filing of documents with ROC, stock exchanges, and SEBI. Ensure compliance with Companies Act, SEBI regulations, and other relevant laws. Maintain accurate records of company meetings, resolutions, and statutory requirements. Coordinate with internal stakeholders to ensure smooth functioning of company operations. Provide support in listing process from NSE/BSE/other stock exchanges.

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile 1. Proven experience in sales, business development, or client servicing within the stock market, MF or financial services industry. 2. Strong understanding of stock market and investment strategies. Perks and benefits High-performance incentive with no earning limits.

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile 1. Proven experience in sales, business development, or client servicing within the stock market, MF or financial services industry. 2. Strong understanding of stock market and investment strategies. Perks and benefits High-performance incentive with no earning limits.

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile 1. Proven experience in sales, business development, or client servicing within the stock market, MF or financial services industry. 2. Strong understanding of stock market and investment strategies. Perks and benefits High-performance incentive with no earning limits.

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile 1. Proven experience in sales, business development, or client servicing within the stock market, MF or financial services industry. 2. Strong understanding of stock market and investment strategies. Perks and benefits High-performance incentive with no earning limits.

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile 1. Proven experience in sales, business development, or client servicing within the stock market, MF or financial services industry. 2. Strong understanding of stock market and investment strategies. Perks and benefits High-performance incentive with no earning limits.

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile 1. Proven experience in sales, business development, or client servicing within the stock market, MF or financial services industry. 2. Strong understanding of stock market and investment strategies. Perks and benefits High-performance incentive with no earning limits.

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile 1. Proven experience in sales, business development, or client servicing within the stock market, MF or financial services industry. 2. Strong understanding of stock market and investment strategies. Perks and benefits High-performance incentive with no earning limits.

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile 1. Proven experience in sales, business development, or client servicing within the stock market, MF or financial services industry. 2. Strong understanding of stock market and investment strategies. Perks and benefits High-performance incentive with no earning limits.

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile 1. Proven experience in sales, business development, or client servicing within the stock market, MF or financial services industry. 2. Strong understanding of stock market and investment strategies. Perks and benefits High-performance incentive with no earning limits.

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile 1. Proven experience in sales, business development, or client servicing within the stock market, MF or financial services industry. 2. Strong understanding of stock market and investment strategies. Perks and benefits High-performance incentive with no earning limits.

Role & responsibilities Ensure the company complies with all SEBI, NSE, BSE, CDSL, NSDL, and other regulatory guidelines applicable to stock broking activities. Monitor day-to-day compliance of trading, depository, and back-office operations. Prepare, review, and submit periodic reports/returns to SEBI, Exchanges, Depositories, and other regulatory authorities within timelines. Draft and update internal compliance policies, manuals, and procedures in line with regulatory requirements. Conduct regular compliance audits, inspections, and internal checks across branches and departments. Ensure client KYC, PMLA (Prevention of Money Laundering Act), and other statutory compliances are strictly fo...