540 Stock Exchange Jobs - Page 8

Ensure compliance with all regulatory requirements (e.g., SEBI, NSE, BSE, RBI, IRDAI, or other applicable regulators). Maintain and update compliance policies, procedures, and manuals in line with regulatory changes. Conduct periodic internal audits, inspections, and risk assessments to identify gaps and recommend corrective actions. Prepare and submit periodic reports, returns, and filings to regulators and authorities. Monitor client onboarding (KYC/AML checks) and ensure adherence to Anti-Money Laundering (AML) and Prevention of Insider Trading guidelines. Review agreements, contracts, and internal processes for compliance risks. Conduct employee training and awareness sessions on complia...

Ensure compliance with all regulatory requirements (e.g., SEBI, NSE, BSE, RBI, IRDAI, or other applicable regulators). Maintain and update compliance policies, procedures, and manuals in line with regulatory changes. Conduct periodic internal audits, inspections, and risk assessments to identify gaps and recommend corrective actions. Prepare and submit periodic reports, returns, and filings to regulators and authorities. Monitor client onboarding (KYC/AML checks) and ensure adherence to Anti-Money Laundering (AML) and Prevention of Insider Trading guidelines. Review agreements, contracts, and internal processes for compliance risks. Conduct employee training and awareness sessions on complia...

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction

1. Performing assessment duties within the defined risk philosophy of the company 2. Credit appraisal of loan applications within the defined policy guidelines and accordingly take decision or recommend for approval to higher authorities 3. Ensuring due diligence in credit analysis, customer application screening, evaluation, underwriting and sanctioning of loans 4. Interact with customers and co-lending partners to regularly monitor delinquencies and early warning triggers 5. Work closely and collaborate with the teams of Business development, Tech, Product and Operations & support on offering innovative products 6. Working in sync with the data analytics team to proactively contribute towa...

Roles & Responsibilities Support in implementing Operational Risk Management framework and facilitate understanding of operational risk requirements across the organization Facilitate workshops & discussions with various business units (e.g. Product, IT, Operations, Finance, Credit, Sales etc.) for risk identification & mitigation Develop & implement risk management tools like Key Risk Indicators, Loss database, etc. to monitor effectiveness of controls & track risk exposure Monitor performance of KRI against management approved thresholds and report breaches to CRO and risk committees Oversee/track risk incidents, liaise with business for RCA, resolution and corrective action plan, report u...

1. Performing assessment duties within the defined risk philosophy of the company 2. Credit appraisal of loan applications within the defined policy guidelines and accordingly take decision or recommend for approval to higher authorities 3. Ensuring due diligence in credit analysis, customer application screening, evaluation, underwriting and sanctioning of loans 4. Interact with customers and co-lending partners to regularly monitor delinquencies and early warning triggers 5. Work closely and collaborate with the teams of Business development, Tech, Product and Operations & support on offering innovative products 6. Working in sync with the data analytics team to proactively contribute towa...

1. Performing assessment duties within the defined risk philosophy of the company 2. Credit appraisal of loan applications within the defined policy guidelines and accordingly take decision or recommend for approval to higher authorities 3. Ensuring due diligence in credit analysis, customer application screening, evaluation, underwriting and sanctioning of loans 4. Interact with customers and co-lending partners to regularly monitor delinquencies and early warning triggers 5. Work closely and collaborate with the teams of Business development, Tech, Product and Operations & support on offering innovative products 6. Working in sync with the data analytics team to proactively contribute towa...

1. Performing assessment duties within the defined risk philosophy of the company 2. Credit appraisal of loan applications within the defined policy guidelines and accordingly take decision or recommend for approval to higher authorities 3. Ensuring due diligence in credit analysis, customer application screening, evaluation, underwriting and sanctioning of loans 4. Interact with customers and co-lending partners to regularly monitor delinquencies and early warning triggers 5. Work closely and collaborate with the teams of Business development, Tech, Product and Operations & support on offering innovative products 6. Working in sync with the data analytics team to proactively contribute towa...

1. Tracking new updates from RBI and communicating the same to the Senior management. 2. Preparing checklists for effective tracking and monitoring of Compliance requirements. 3. Working closely with the Business team in implementing the above requirements 4. Preparation of MIS and trackers required for monitoring compliance. 5. Advisory to business team on compliance related matters 6. Overseeing the compliance aspects involved in partnership products of the Company. 7. Maintaining and tracking compliance checklist pertaining to new partner onboarding especially on Digital lending compliances 8. Negotiating and following up with Stakeholders on compliance related matters 9. Drafting of Poli...

Contribute towards the implementation of Credit Saison India s Impact & ESG management framework, processes, policies and tools, in close coordination with the Impact & ESG and Business teams, while ensuring compliance with applicable regulatory frameworks and sector standards. Participate in the assessment of ESG risks within the portfolio, contributing to the collection and analysis of relevant data. Support the accurate and thorough Impact and ESG risks assessment of Credit Saison India s portfolio and help facilitate the integration of Impact & ESG processes and tools across business teams, providing support during training sessions. Assist in managing and tracking Credit Saison India s ...

You ll work closely with the product, tech, and business teams to design internal tools that power lending workflows, like the Loan Origination System (LOS) web portal and sales app for our closed user group. Translate business requirements into user journeys, wireframes that lead to intuitive user experiences. Deliver UI designs and interaction specs in Figma at speed. Design data-heavy enterprise platforms that are usable and scalable. Solve real-world operational and business problems through structured UX thinking Conduct user research and usability testing to validate your design decisions Adopt AI tools and automation to speed up design cycles and improve outputs Make use of the up-to-...

Own zero to one projects and new initiatives; from research and validation, to transitioning to functional ownership and scale-up Monitor and de-bottleneck execution of strategic projects to ensure timely value delivery Assess market trends, competitor actions and industry dynamics to identify opportunities and threats Provide decision support on new initiatives through data gathering and analysis Effectively communicate strategic plans and recommendations to various stakeholders, including executive leadership and employees Support in BAU responsibilities incl. preparation of key presentations, periodic CXO reviews etc.

Creating and managing dashboards and templates for portfolio review. Monitoring of portfolio performance against defined thresholds and benchmarks. Defining and tracking Early Warning Signals (EWS) to take timely and preventive measures Benchmarking against industry and peers ECL budgeting and tracking actual performance against the budget Tracking macro indicators and its impact on the company Loss projections based on recent performance updates Stress testing analysis Reporting for senior management and board/ committees Adhoc risk analysis as required Liaison with different teams and stakeholders in terms of understanding, co-ordinating and communicating the outputs from portfolio risk an...

-Monthly preparation & Review of partner book and reporting -Cowork with other team for reconciliation of transactions at partner level. -Co-ordination with Operations Team for relevant financial data for revenue recognition -Ensure accuracy and timeline of financial and management reporting data -Regulatory reporting like RBI and any other timely reporting as applicable. -Prepare Financial Statements, Business Activity Reports and Financial Forecasts. -Ensure that the organisation s financial records and recordkeeping methods are in compliance with applicable standards and regulations -Laisioning with auditors, external agencies, consultants and close end to end audits and activities. -Stan...

Regulatory Reporting - Preparation and Submission of RBI regulatory returns (e.g., CRAR, NPA ratios, ALM statements, CRILC reporting) - Preparation for and coordination of regulatory audits and inspections or any other adhoc data. - Addressing and resolving any queries or requests for information from the RBI - Liaise effectively with internal stakeholders (Finance, Risk, Treasury, IT) for data extraction, validation, and finalization - Identify and implement process improvements to enhance the efficiency and accuracy of regulatory reporting - Assist in the preparation of monthly, quarterly, and annual financial statements

Job Title: Company Secretary Assistant Manager Experience Required: 3 to 4 years (Listed Company Mandatory) Location: Ahmedabad Job Summary We are seeking a qualified and dynamic Company Secretary with 3 to 4 years of experience in handling secretarial and compliance functions for a listed company. The ideal candidate will need to have a deep understanding of corporate laws, SEBI regulations, and governance practices, ensuring full compliance with all statutory requirements. Key Responsibilities Ensure compliance with provisions of the Companies Act, 2013, SEBI Listing Obligations and Disclosure Requirements (LODR) Regulations, SEBI (Prohibition of Insider Trading) Regulations, 2015, SEBI (S...

What Youll Do: 1. Assist in HR processes such as employee data management, BGV , Onboarding and documentation 2. Help streamline HR operations and improve process efficiencies 3. Contribute to HR projects and reporting activities 4. Collaborate with cross-functional teams to ensure smooth HR operations What Were Looking For: 1. Recently completed a degree in Human Resources, Business Administration, or related fields 2. Strong communication and interpersonal skills 3. Organized with keen attention to detail 4. Proactive attitude and eagerness to learn 5. Basic understanding of HR functions and MS Office tools Why Join Us: 1. Gain practical experience in HR operations 2. Work with a talented ...

Product Head for Data, Analytics and Platform - Director/Sr.Director Role Overview: The Product Head - Data and Analytics will lead the strategic development and execution of our data platform initiatives, ensuring they align with business goals and deliver measurable results. You will be responsible for defining product strategy, setting OKRs, and ensuring the successful execution of programs that drive the product roadmap. You will work cross-functionally with technical teams to integrate advanced analytics, machine learning, and AI capabilities into scalable data platforms. Key Responsibilities: Define and drive the strategic direction for data platforms, aligning technical initiatives wi...

Product Head for Data, Analytics and Platform - Director/Sr.Director Roles & Responsibilities : The candidate should be well-versed with Sec 138 N.I Act, Sec 25 PASA, Arbitration, Civil, and Criminal Laws. Additionally, the candidate should have good communication skills (verbal and written). The role requires attending cases filed against the company, consistent coordination with lawyers and law firms, police liaisoning, ensuring service of summons, warrants, visits, and meetings with customers on a regular basis.

Job Summary:* Quality & Training is a critical role responsible for developing and implementing Quality Assurance and Training strategies in the Collections Telecalling division. This position ensures operational excellence, compliance with internal and regulatory standards, and continuous staff upskilling to enhance performance and customer experience. *Key Responsibilities:* 1. *Quality Management:* - Develop and enforce QA frameworks and monitoring tools. - Monitor calls for adherence to scripts, client SLAs, and regulatory compliance. - Conduct audits, share insights, and drive Corrective and Preventive Actions (CAPA). 2. *Training Management:* - Design and implement training programs fo...

Manager / Senior Manager - Internal Audit Job role and responsibilities: The role will be responsible for: 1. Implementing risk based internal audit framework, preparation, and execution of audit plan, covering defined scope across policies and procedures. 2. Reviewing and feedback on Risk Control Matrix of different processes 3. Auditing assigned areas across functions of lending business, like sales, credit, collections, operations, accounts, technology / systems, HR etc. 4. Conduct thematic audits like regulatory compliance, Internal Financial Control aspects etc. 5. Continuous Control Monitoring - identifying areas and testing/deployment. 6. Work in collaboration with other internal stak...

Job Description: Handle communications end to end across different channels and communication platforms Create and update process SOPs by aligning with different stakeholders Handle communication with partner teams with respect to setting up processes and data sharing Handling social media servicing end to end across platforms Expertise in handling large data and analyzing trends Experience in automating manual processes for process efficiency Digital transformation and journey mapping

As a DevOps Engineer II, you will contribute actively to developing, implementing, and maintaining automated cloud infrastructures on AWS. This role requires a hands-on approach, collaborating with teams, and assisting in implementing DevOps best practices to streamline system operations. Responsibilities: Infrastructure Support: Assist in maintaining AWS-based infrastructure under supervision using CloudFormation or similar IaC tools. CI/CD Assistance: Contribute to the maintenance and enhancement of CI/CD pipelines for software deployment and delivery. Monitoring Assistance: Support setting up and managing monitoring tools such as CloudWatch, DataDog, or equivalent for system monitoring. S...

Roles and Responsibilities Build the core end to end Lending systems of Credit Saison India covering the universe of LOS, LMS, Customer Experience, Collections, Data, Authentication and Compliance Development of the feature roadmap through conducting best practice research, A/B tests understanding key product metrics. Should be highly focused on metrics Identify, develop and execute analyses to uncover areas of opportunity and present written business recommendations Exhibit sound product judgment and present clear measurable objectives that will lead to achieving business goals. Clearly, communicate product ideas and benefits to our users and internal stakeholders. Write specs, work cross-f...

Role Summary and Key Responsibilities : As a Senior Software Engineer (Web), you will: Build high-performance, scalable, and user-friendly web applications Develop and maintain responsive web applications using modern JavaScript frameworks (e.g., React, Vue) Translate UI/UX designs into functional, high-quality code Integrate frontend components with backend services via RESTful APIs Participate in code reviews, design discussions, and agile sprints Debug and resolve issues across browsers and devices Requirements: 3-5 years experience in Javascript frameworks , vue.js preferred, Solid experience in architecting frontend modules and integrating with backend APIs Experience in AWS ecosystem p...