Financial Analyst

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Role Overview

Financial Analyst

cryptocurrency, equity markets, ETFs, mutual funds, wealth management, and

trade settlements

corporate actions, taxation, and investment advisory

NISM compliance

supporting investment clients with high-quality financial insights.

Role Overview

Position I.

Wealth Management

equities, ETFs, cryptocurrencies, and mutual

funds

• Monitor market trends, corporate actions, dividends, and company financials.

• Evaluate investment opportunities and prepare detailed research reports.

wealth management and investment advisory

Position II.

Clearance & Settlement / Trade Operations & Settlements

• Execute and monitor equity, ETF, and crypto trades as per client or internal

mandates.

• Coordinate with exchanges, brokers, and custodians to ensure timely and

accurate trade settlement.

• Reconcile trades, positions, and funds, ensuring all breaks or mismatches are

resolved promptly.

• Monitor settlement cycles (T+1/T+2) and manage exceptions or pending

trades.

• Ensure all activities comply with NISM guidelines, regulatory requirements,

and internal controls.

• Maintain accurate records and reports for audit, compliance, and internal

review.

• Handle trade processing, trade settlements, and equity settlements across

markets.• Coordinate with brokers, custodians, and internal teams to resolve settlement

breaks.

• Ensure compliance with regulatory guidelines and operational SOPs.

Position III.

Taxes / Taxation

• Ensure timely and accurate filing of GST, TDS/TCS, and Income Tax returns

as per statutory deadlines.

• Prepare tax computations, reconciliations, and reports to support monthly and

annual compliance.

• Maintain proper documentation and assist auditors during statutory, internal,

or tax audits.

• Monitor TDS/TCS deductions, deposits, and generation of Form 16/16A

through TRACES.

• Handle tax notices, queries, and compliance issues by coordinating with

consultants or authorities.

• Ensure adherence to the latest tax laws, regulations, circulars, and internal

compliance SOPs.

Position IV.

Asset Servicing

• Process and monitor corporate actions such as dividends, bonuses, rights,

mergers, and redemptions across client portfolios.

• Coordinate with custodians, depositories, brokers, and internal teams to

ensure accurate entitlement processing.

• Validate corporate action announcements, record dates, payment details, and

reconcile benefits with client holdings.

• Ensure timely posting of income, interest, and corporate action proceeds

while resolving breaks or mismatches.

• Maintain accurate records, reports, and MIS for audit, compliance, and

internal review.

• Adhere to regulatory guidelines and operational controls related to corporate

actions and asset servicing activities.

Position V.

Corporate Actions

• Process and validate corporate action events such as dividends, bonuses,

rights issues, mergers, splits, and buybacks.• Review corporate action announcements, record dates, and market

notifications to ensure accurate entitlement calculation.

• Coordinate with custodians, depositories, fund managers, and brokers for

timely instruction and event processing.

• Reconcile corporate action proceeds, allotments, and benefits with client

holdings and resolve exceptions or breaks.

• Ensure timely posting of income, redemption payouts, and other entitlements

into client accounts or portfolios.

• Maintain accurate documentation, reports, and audit records while adhering to

regulatory and operational guidelines.

Position VI.

Trading Infra

• Monitor and support trading platforms, OMS/EMS systems, and market

connectivity to ensure uninterrupted trading operations.

• Coordinate with exchanges, brokers, and technical teams to resolve

connectivity issues, latency problems, or order-routing failures.

• Perform daily health checks on trading systems, APIs, market data feeds, and

FIX connections.

• Assist in system upgrades, UAT testing, and deployment of new trading tools

or infrastructure enhancements.

• Ensure adherence to exchange guidelines, risk controls, and internal trading

system SOPs.

• Maintain logs, incident records, and reports for audits, compliance, and

operational reviews.

Required Skills & Qualifications

stocks, ETFs, crypto markets, mutual funds, and

wealth management

trade settlements, equity settlement, and operational risk

NISM certifications

• Analytical mindset with strong Excel/financial modelling skills.

taxation

• Excellent communication, problem-solving, and stakeholder management

skills.

corporate actions, trade processing, or equity dealing