132 Securities Law Jobs

Responsibilities: Prepare annual reports, corporate governance guidelines, intellectual property rights filings. Manage board meetings, ROC filings, securities law compliance, trademark applications.

As a Securities Lawyer at a company based in Mumbai West, your role will involve the following key responsibilities: - Advising on compliance with securities regulations such as SEC rules, Exchange Act, Securities Act, FINRA, MiFID II, SEDAR+, etc. - Overseeing periodic reporting requirements like 10-K, 10-Q, 8-K, and proxy statements for public companies. - Ensuring timely and accurate regulatory filings with relevant stock exchanges and securities commissions. - Supporting equity and debt offerings, IPOs, private placements, and secondary offerings. - Drafting and reviewing offering documents, prospectuses, underwriting agreements, and disclosure materials. - Liaising with investment banks...

As a Securities Lawyer located in Mumbai West, your role will involve the following responsibilities: - Advising on compliance with securities regulations such as SEC rules, Exchange Act, Securities Act, FINRA, MiFID II, SEDAR+, etc. - Overseeing periodic reporting requirements like 10-K, 10-Q, 8-K, proxy statements, and disclosures for public companies. - Ensuring timely and accurate regulatory filings with relevant stock exchanges and securities commissions. - Supporting equity and debt offerings, IPOs, private placements, and secondary offerings. - Drafting and reviewing offering documents, prospectuses, underwriting agreements, and disclosure materials. - Liaising with investment banks, ...

Senior legal assistant (Securities Law & Regulatory Compliance) 2 To 10+ years of experience in securities law at a law firm, regulatory agency, or in-house legal department. Location: [Mumbai West] Employment Type: Full-time Department: Securities Lawyer Key Responsibilities: Securities Law & Regulatory Compliance Advise on compliance with securities regulations including [SEC rules, Exchange Act, Securities Act, FINRA, MiFID II, SEDAR+, etc.]. Oversee periodic reporting requirements (e.g. 10-K, 10-Q, 8-K, proxy statements) and disclosures for public companies. Ensure timely and accurate regulatory filings with relevant stock exchanges and securities commissions. Capital Markets Transaction...

Secretarial & Compliance Work Under : Companies Act, FEMA, Private Equity Funding & deal structuring, M&A, LLPs etc. *Vacancy is only for Qualified Company Secretaries (CS)/ Semi Qualified CS/ Trainee/ Candidates having work experience in Company Secretaries field. Note : Kindly refer maximum work experience and annual salary range before application. Annual salary range is for job vacancy. Stipend for trainees will be as per ICSI's guidelines.

Ensuring compliance with Companies Act, managing ROC filings, board meetings, and statutory records.Coordinate with MCA/SEBI and handle legal, audit, and governance matters.Also support corporate structuring, agreements, and internal policy drafting.

Responsibilities: Prepare annual reports, corporate governance guidelines, intellectual property rights filings. Manage board meetings, ROC filings, securities law compliance, trademark applications.

KKR is seeking a resource to support the growing KKR Public Vehicle and Registered Investment Company platform (40 Act Platform) This role entails supporting the registered investment companies, registered business development companies (BDCs), and other public investment vehicles managed by KKR & Co Inc, KKR Credit Advisors (US) LLC, KKR Registered Advisor LLC and FS/KKR Advisor, LLC Based in Gurugram, this individual will be responsible for assisting with the development of the compliance and regulatory program aspects of the 40 Act Program and growing platform under KKR Public and Private Markets, A successful candidate will typically have 4-6 years of experience with a demonstrated track...

Responsibilities JOB DESCRIPTION Handling all Corporate law, Ethics and Compliance and regulatory matters as laid from time to time Handling all corporate secretarial matters. Secretarial: The detailed accountabilities will include: conducting Board & General Meetings, drafting of Agenda and minutes of the Board/General Meetings and Company Law matters. Ensure adherence to the Compliance program, covering requirements of SEBI Laws, Listing Agreement, Company Law, Forex laws, Competition Law and Labour & Industrial Laws. Communicate with regulatory and government authorities, strategize responses to subpoenas, antitrust proceedings, SEBI queries, Stock Exchange notices etc. Monitor changes in...

Role & responsibilities 1. Drafting notices, agendas, and minutes for board and committee meetings. 2. Organizing and conducting board and committee meetings, both physical and virtual. 3. Managing intimations and statutory filings with the RBI and MCA. 4. Preparing and filing weekly, monthly, and quarterly returns on the CIMS-RBI portal. 5. Liaising with regulators, banks, and vendors to ensure timely compliance and approvals. 6. Drafting policies as required under the Companies Act and RBI regulations. 7. Liaising with stakeholders as required for due diligence. 8. Coordinating with the Secretarial Auditor for conducting quarterly audits. 9. Providing guidance to the Board and CFO on appro...

As a Trader at our company, your role will involve executing trades, analyzing market trends, and managing financial risks to maximize profitability. You will be responsible for staying up-to-date with securities law and regulations, conducting financial analysis, and collaborating with colleagues to develop trading strategies. **Key Responsibilities:** - Execute trades on behalf of the company or clients - Analyze market data and trends to make informed trading decisions - Manage financial risks by implementing effective risk management strategies - Stay up-to-date with securities law and regulations - Conduct financial analysis to assess investment opportunities - Utilize financial softwar...

Responsibilities: * Ensure NSE, BSE & Stock Exchange compliance * Manage SEBI regulations * Oversee CDSL/NSDL operations * Adhere to securities laws * Prepare and enforce internal compliance for stock brokers

Grade Manager Department Legal Vacancy Code HWD/Vacancy/25-26/LEGAL/02 Job Location Navi Mumbai/Mumbai (*) However, candidate may be posted anywhere across India as per exigencies of the Corporation Eligibility Criteria Only Indian citizens are eligible to apply Age Limit: Not exceeding 38 years as on 01-September-2025 Educational Qualification Graduate / Post Graduate in Law (LLB/LLM) from a recognized University/Institution in India. Work Experience More than 9 years of post-qualification work experience. Relevant experience in the Information Technology Act (IT Act) on legal matters related to online activities, including data privacy, cybercrime, intellectual property infringement, and o...

Grade Deputy Manager Department Legal Vacancy Code HWD/Vacancy/25-26/LEGAL/01 Job Location Navi Mumbai/Mumbai (*) However, candidate may be posted anywhere across India as per exigencies of the Corporation Eligibility Criteria Only Indian citizens are eligible to apply Age Limit: Not exceeding 35 years as on 01-September-2025 Educational Qualification Graduate / Post Graduate in Law (LLB/LLM) from a recognized University/Institution in India. Work Experience More than 6 years of post-qualification work experience. Relevant experience in the Information Technology Act (IT Act) on legal matters related to online activities, including data privacy, cybercrime, intellectual property infringement...

Evolet Healthcare Pvt. Ltd., a globally expanding pharmaceutical outsourcing company, is looking to hire a qualified and experienced Company Secretary & Legal Officer for its corporate office in Gurugram. This is an exciting opportunity to be part of a dynamic team handling a wide range of legal, corporate, and compliance functions across domestic and international operations. Key Responsibilities: Company law compliance (ROC filings AOC-4, MGT-7, PAS-3, BEN-2, etc.) Drafting Board reports, minutes, resolutions, and maintaining statutory registers Handling company incorporations, alterations (MOA/AOA), and annual filings Liaison with ROC, RBI, MCA, CA firms, and government departments Drafti...

Ensuring the company complies with relevant laws, regulations, and corporate governance best practices. Liaising with external regulators, advisors, and shareholders, and building strong relationships with key stakeholders. Required Candidate profile Providing secretarial support to the board, managing correspondence, preparing reports, and ensuring effective communication Providing legal, financial, and strategic advice to the board and team

Job Purpose Overall in charge of the Legal department and provide guidance, directions, assistance in execution of functions assigned to the Team Members of Legal department Non-Litigation - To draft and vet various contracts and legal documents, including renewals, extensions and amendments as required by the internal departments and the Group companies as and when required - To provide legal support to internal departments in drafting policies, ensuring all assistance aligns with applicable laws, internal policies, and regulatory directions - To review contracts and documents to identify legal and contractual risks, ensuring thorough risk assessment and propose initiatives and measures to ...

TriShakti Industries Limited is looking for COMPANY SECRETARY to join our dynamic team and embark on a rewarding career journey. To be a designated Company secretary for Group Companies at Vidyavihar (West) officeHandle documentation with high-level of confidentiality.To Manage the secretarial aspects of Board Meetings, AGMs, and other corporate activities including preparation, review and distribution of Notice, Agenda Items, Minutes of the meetings, Board Resolutions, and any other documents as applicable.To ensure and vet the contracts and other documents of the company keeping company interest ahead.Compliance and advisory work relating to Companies Act, ROC and other Secretarial Complia...

Nocpl is looking for Company Secretary to join our dynamic team and embark on a rewarding career journey. To be a designated Company secretary for Group Companies at Vidyavihar (West) officeHandle documentation with high-level of confidentiality. To Manage the secretarial aspects of Board Meetings, AGMs, and other corporate activities including preparation, review and distribution of Notice, Agenda Items, Minutes of the meetings, Board Resolutions, and any other documents as applicable. To ensure and vet the contracts and other documents of the company keeping company interest ahead. Compliance and advisory work relating to Companies Act, ROC and other Secretarial Compliance. To maintain rec...

Ultra Media & Entertainment Pvt. Ltd is looking for Company Secretary to join our dynamic team and embark on a rewarding career journey To be a designated Company secretary for Group Companies at Vidyavihar (West) officeHandle documentation with high-level of confidentiality To Manage the secretarial aspects of Board Meetings, AGMs, and other corporate activities including preparation, review and distribution of Notice, Agenda Items, Minutes of the meetings, Board Resolutions, and any other documents as applicable To ensure and vet the contracts and other documents of the company keeping company interest ahead Compliance and advisory work relating to Companies Act, ROC and other Secretarial ...

As a Senior Consultant, you will be a key resource on client engagement. Demonstrate technical competence in our capabilities and take a practical/business driven approach to solving complex client challenges Be up to date with key technical and functional skills, and industry trends Support and lead certain engagement activities from planning through to implementation including identifying and helping manage any potential issues and risks during a client assignment Identify and flag any follow-on engagement opportunities Support and lead certain engagement activities from planning through to implementation Skills and attributes for success Experience in tax and regulatory support for global...

All company secretarial work Drafting of Notices Preparing MOM, drafting legal agreements etc Compliance handling

Identify sales opportunities for corporate salary accounts by building new relationships with corporates Manage business relations with existing corporate customers to increase the depth of existing relationships Achieve sales targets as assigned by the organization on a monthly basis Conduct market enhancement activities within the corporates to enhance the business Record and track all engagement activities through the CRM system Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry

Identify sales opportunities for corporate salary accounts by building new relationships with corporates Manage business relations with existing corporate customers to increase the depth of existing relationships Achieve sales targets as assigned by the organization on a monthly basis Conduct market enhancement activities within the corporates to enhance the business Record and track all engagement activities through the CRM system Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry

Identify sales opportunities for corporate salary accounts by building new relationships with corporates Manage business relations with existing corporate customers to increase the depth of existing relationships Achieve sales targets as assigned by the organization on a monthly basis Conduct market enhancement activities within the corporates to enhance the business Record and track all engagement activities through the CRM system Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry