Manager - Internal Audit

Responsibility to conduct audit as per the audit planensuring compliance with established internal control procedures by examiningrecords, reports, operating guidelines and documentation.

Auditor will be responsible for execution of Thematicas well as Branch Audits ensuring compliance with regulatory requirements, andadherence to company policies.

KeyResponsibilities:

• Audit Execution: Conducting audits to assess controls, operational efficiencies and compliance with policies, procedures and regulation. Detecting ineffective or inefficient practices and verifying financial records.
• Understand existing processes and evaluatethe internal controls in those processes and provide assurance on the controlenvironment.
• Audit Findings and Reporting: Prepare audit checklist and perform field work of auditable areas. Ensure the timely and accurate completion of the audits.
• Prepare detailed audit reports with findings, risk ratings, and actionable recommendations. Monitor implementation of audit recommendations and follow up on corrective actions.
• Collaboration: Interaction with stakeholders to discuss audit findings and recommendations for closure of audits in timely manner.
• Plan and conduct risk-based audits of branch operations, credit, collections, customer service and KYC/AML compliance. Prepare detailed audit reports with findings, risk ratings, and actionable recommendations.
• Identify fraud risks and conduct investigations when irregularities are detected

Qualifications & Skills:

• Education Qualification: Qualified CA/MBA or CA Intermediate with minimum 6+ years of experience in BFSI Audit
• Strong understanding of NBFC regulations, lending operations, and branch processes.
• Excellent analytical, communication, and report-writing skills.
• Ability to travel extensively to conduct branch audits
• Familiarity with audit software/tools and MS Office suite