Finance Associate

Job Title:

Role Suitability:

Experience:

Location:

About the Role:

You will play a key role in providing compliance and regulatory advisory services to our diverse portfolio of SEBI-regulated clients (AIF, PMS, IA, RA). This position offers hands-on experience in end-to-end compliance management, directly applying your academic knowledge to real-world scenarios.

Key Responsibilities:

• Client Compliance Management:

  Provide end-to-end compliance support to clients in the AIF, PMS, IA, and RA categories, ensuring adherence to SEBI regulations.

• Regulatory Filings & Documentation:

  Prepare, review, and ensure timely submission of regulatory reports, returns, compliance checklists, and registers.

• Entity Onboarding:

  Assist in the complete registration and onboarding process for new SEBI-regulated entities.

• Document Drafting & Vetting:

  Draft and vet critical client-facing documents including Private Placement Memorandums (PPMs), disclosure documents, and client agreements.

• Audit & Inspection Support:

  Act as a key point of support for clients during SEBI audits, inspections, and regulatory queries.

• Regulatory Monitoring:

  Track new SEBI circulars and notifications, conduct impact analysis, and advise clients on necessary actions.

• Advisory & Training:

  Support in conducting internal compliance training sessions for client teams.

Who Should Apply (Qualifications):

• Education:

  Graduate/Postgraduate in Commerce, Law, or Finance.

• Experience:

  1-5 years of relevant experience in compliance, preferably within a consulting firm, law firm, or a SEBI-regulated entity.

• A strong foundational understanding of the SEBI Act and regulations is a must.

Required Skills & Competencies:

• Strong analytical skills and exceptional attention to detail.
• Excellent written and verbal communication skills for client interaction.
• High level of professional ethics and ability to handle confidential information.
• Ability to manage multiple client assignments effectively in a fast-paced environment.

Why Join Us?

• Career Growth:

  Ideal role to bridge academic knowledge with practical, high-value experience while you complete your qualifications.

• Direct Exposure:

  Work directly with clients and gain expertise in a niche and high-demand area of financial compliance.

• Supportive Environment:

  Be part of a team that values growth and professional development.