Compliance Officer

Job Description

Job Description: ● Ensure compliance with requirements of GIFT City IFSCA and other relevant AIF regulations and spearhead compliance and risk management activities at the GIFT City office ● Develop infrastructure, systems, and processes to meet compliance requirements for the GIFT City office ● Stay informed about the latest regulatory changes and requirements, particularly those related to the SEZ Act and SEBI AIF IFSC Guidelines ● Prepare, analyze, and validate various reports and quarterly compliance reports for presentation to the various authorities ● Maintain all statutory registers and secretarial records ● Assist in organizing and maintaining documents related to AlF investments in GIFT City, ensuring accurate reporting to the relevant authorities ● Manage statutory filings and submissions for AlF in GIFT City, specifically overseeing the renewal of Registration cum Membership Certificate ● Monitor and report compliances relating to investors' servicing to statutory authorities ● Impart training on various compliance topics while implementing a new policy / procedure on an ongoing basis ● Protect the entity from any material regulatory or compliance risk / breaches including Financial Crimes Compliance Qualification & Experience ● Possess a professional qualification, such as holds qualification as a member of the Institute of Company Secretaries of India (ICSI), or as a member of the Institute of Chartered Accountants of India (ICAI) or holds Certified Management Accountant (CMA) certification or LLB, MBA in Finance with relevant experience. ● 5 years of experience in BFSI industry and has experience in compliance or risk management in a listed company or an entity regulated by a financial sector regulator. Skills and Attributes: ● Excellent knowledge of Indian securities law, fund regulations, and financial regulations. ● Understanding of cross-border financial transactions, international taxation, and regulatory reporting. ● Strong communication and interpersonal skills. ● Passionate about the venture capital and start-up ecosystem. Salary : 6LPA Show more Show less