22 Aml Regulations Jobs

Position Purpose Performing AML/CTF risk monitoring. Review, analyze and dispose alerts. Responsibilities Direct Responsibilities Perform ongoing AML/CTF risk monitoring on clients and account transactions covered by CBK France AML Activity in Actimize. Review, analyze and dispose alerts in accordance with predefined rules and relevant procedures. Obtain and upload alert analysis results and relevant material for record keeping purposes. Prioritize and conclude the alerts as quickly as possible and within the indicative target timelines without compromising the quality and completeness of the analysis. Ensure escalation of the alerts to Country Compliance is proper, in a timely manner and su...

As a member of the GAC Compliance & Risk team, you will support documentation and research needs for Compliance Operations. Your responsibilities will include: - Performing data entry, maintaining databases, and generating management information reports - Administering data, conducting data analysis, handling exceptions, performing Root Cause Analysis (RCA), and managing clients - Preparing and uploading documents to content management systems, ensuring proper storage and indexing - Creating customized reports periodically and on request, highlighting key data points and flagging attention-required statuses - Collaborating with global teams in New York, London, Singapore, and Hong Kong to ma...

We are hiring an AML Analyst to join our partner's compliance team in Delhi. The role is responsible for monitoring, reviewing, and investigating transactions to detect and prevent money laundering and other financial crimes. The ideal candidate should have strong analytical skills, attention to detail, and solid knowledge of regulatory requirements in the investment and financial services industry. Key Responsibilities Conduct end-to-end Anti-Money Laundering (AML) reviews and investigations in line with internal policies and regulatory requirements. Monitor client transactions and activities to identify suspicious patterns or anomalies. Perform Customer Due Diligence (CDD), Know Your Custo...

As an AML Analyst joining the compliance team in Delhi, your role will involve monitoring, reviewing, and investigating transactions to detect and prevent money laundering and other financial crimes. Your strong analytical skills, attention to detail, and solid knowledge of regulatory requirements in the investment and financial services industry will be key to your success. **Key Responsibilities:** - Conduct end-to-end Anti-Money Laundering (AML) reviews and investigations in line with internal policies and regulatory requirements. - Monitor client transactions and activities to identify suspicious patterns or anomalies. - Perform Customer Due Diligence (CDD), Know Your Customer (KYC), and...

As the market leader in the asset servicing sector since our establishment in 1948, Citco has continuously evolved to shape the future of the industry. We have expanded our services from working exclusively with hedge funds to serving all alternatives, corporations, and private clients across various asset classes and geographies. Our commitment to innovation and performance has allowed us to maintain our pioneering spirit and stay at the forefront of the industry. If you are looking to excel in your career and be part of a dynamic team, Citco welcomes you to join us. In the Fund Administration team, which is the core business of Citco, we provide alternative asset and accounting services th...

As the market leader and premier provider in the asset servicing sector, Citco has been at the forefront of the industry since its establishment in 1948. Our organization has evolved from working exclusively with hedge funds to serving all alternatives, corporations, and private clients across various asset classes and geographies. At Citco, we prioritize innovation, expansion, and performance, shaping the future of our industry and maintaining our pattern of progress. The Fund Administration team at Citco is the core business, offering alternative asset and accounting services that are highly respected in the industry. With continuous investment in learning and technology solutions, our tea...

As part of Stripe's global expansion, we are excited to introduce the Stripe Delivery Centers - a new initiative focused on enhancing our operational capabilities to meet the growing needs of our users worldwide. We are seeking individuals who are passionate about addressing global user challenges, driving operational excellence, and contributing to the growth of Stripe. As an Operations Manager, AML, you will be responsible for leading a team of Operations Associates specializing in Anti-Money Laundering (AML) investigations. Your team's primary objective will be to ensure the safety and security of our platform by identifying and mitigating financial crimes, preventing prohibited parties f...

As a senior compliance risk officer within Independent Compliance Risk Management (ICRM) at Citi, you will be responsible for establishing internal strategies, policies, procedures, and processes related to monitoring and ensuring compliance with sanctions regulatory requirements. Your role will involve assessing sanctions risk exposure, overseeing the quality of sanctions control processes, and setting global standards to manage and mitigate these risks to protect the franchise. In addition to establishing internal strategies, your responsibilities will include providing support for identifying potential breaches of sanctions across the firm, collaborating with the Business and Compliance t...

As a KYC (Know Your Customer) Operations Auditor at PhonePe, you play a crucial role in ensuring adherence to regulatory requirements and internal policies concerning merchants" due diligence. Your primary responsibilities include conducting detailed audits of KYC processes and documentation to verify accuracy, completeness, and compliance with established standards. Meticulous attention to detail, strong analytical skills, and the ability to interpret and apply regulatory guidelines effectively are essential for success in this role. Your key responsibilities will involve conducting thorough audits of KYC verifications processed by the team, evaluating the accuracy and completeness of KYC i...

PURPOSE OF THE JOB: We are seeking a dedicated and experienced AML (Anti-Money Laundering) Compliance Officer. The chosen candidate will be responsible for ensuring the company's adherence to AML regulations and guidelines, safeguarding the organization against potential financial crime risks. As an AML Compliance Officer, you will play a crucial role in maintaining the integrity of our operations and contributing to the overall success of our compliance efforts. DUTIES & RESPONSIBILITIES: Conduct thorough and ongoing reviews of customer information, transactions, and activities to identify and escalate any suspicious or potentially fraudulent behaviour in compliance with AML regulations. Co...

Responsible for performing Client onboarding / Client Review functions Evaluating and Approving new customer account documentations and supporting information in order todetermine whether they satisfy the client onboarding identification requirements as per Nomura policies and procedures Conduct the background screening on the Client name other officials names using tools such as WorldCheck / DJX / Factiva. Interact with the front office/client integration to ensure that proper account documentation is obtained from the customer prior to approving client on boarding Interface with and provide support to Client on boarding, FCT and Compliance teams Reviews and Approvals of Static Data Amendme...

As a Client Operations Coordinator within the Client Operations Group, your main responsibility will be the day-to-day execution of client tasks. Leveraging your operational skills and knowledge, you will work towards meeting the business objectives and requirements of clients and project initiatives. In this role, it is crucial to embody a strong entrepreneurial spirit, foster a highly collaborative environment, communicate ideas effectively, adapt to changes seamlessly, and identify and capitalize on opportunities. You will provide support to the COG Operations Specialist and/or Manager during interactions with the Managed Services leadership team, ensuring accurate and timely dashboard re...

This position supports documentation and research needs for Compliance Operations and will be part of the GAC Compliance & Risk team. You will be responsible for performing data entry, maintaining databases, and generating management information reports. Your role will include the administration of data, data analysis, exception handling, RCA, and client management. You will prepare documents and upload them to content management systems to maintain electronic document files, ensuring the required documents are received, indexed, and stored. Additionally, you will create customized reports periodically and on request, capturing key data points and flagging statuses requiring attention. Your ...

Manager AML (Anti Money Laundering) Compliance...Imm-Joiner @ Gurgaon_Urgent Job Description ( Deliverables, Decision level, Demonstrate & Dimensions ) Job Title: AML Function: Compliance P urpose of the Job (Brief) The incumbent will be responsible to ensure that Bank complies with AML regulations and provides necessary support to the Compliance function in monitoring of transactions. Deliverables (Maximum 5-6 key responsibilities) 1. Closure of alerts with respect to AML 2. Recommending STRs on cases fit for STR filing 3. To do various transaction monitoring activities 4. Preparation and Updation of data for FIU reporting 5. Suggesting AML process improvement plans to eliminate gaps 6. Ens...

This position supports documentation and research needs for Compliance Operations and will be part of the GAC Compliance & Risk team. In this role, you will be responsible for performing data entry, maintaining databases, and generating management information reports. Your duties will also include the administration of data, data analysis, exception handling, Root Cause Analysis (RCA), and client management. You will be required to prepare documents and upload them to content management systems to maintain electronic document files, ensuring that all necessary documents are received, indexed, and stored properly. Additionally, you will create customized reports periodically and upon request,...

This position supports documentation and research needs for Compliance Operations and will be part of the GAC Compliance & Risk team. You will be responsible for regulatory reporting, refining and enriching data through analysis, research, and logical assessment. Interacting with the onshore team and handling exceptions in data will be part of your responsibilities. You will be providing Root Cause Analysis (RCA) and implementing corrective measures for data failures while maintaining the integrity and quality of data. Ensuring tasks are executed per guidelines and meeting required Service Level Agreements (SLAs) is crucial. Adherence to performance tracking mechanisms, policies, and procedu...

At Citco, we have been leading the market and providing premier asset servicing solutions since our inception in 1948. Our pioneering spirit drives us to innovate, expand, and shape the future of the industry. We have evolved from exclusively working with hedge funds to serving all alternatives, corporations, and private clients across various asset classes and geographies. Our commitment to progress is unwavering, always focusing on delivering exceptional performance. If you are seeking to excel in your career and be at the forefront of the industry, welcome to Citco. Fund Administration is at the core of Citco's business, and our alternative asset and accounting services are highly regarde...

Description We are looking for a detail-oriented and motivated KYC/AML Specialist to join our team in India. The ideal candidate will be responsible for conducting KYC checks, performing AML assessments, and ensuring compliance with regulatory requirements. This role is critical in identifying and mitigating risks associated with customer transactions. Responsibilities Conduct thorough Know Your Customer (KYC) checks to verify customer identities. Perform Anti-Money Laundering (AML) assessments to identify suspicious activities. Execute Enhanced Due Diligence (EDD) for high-risk clients and transactions. Maintain compliance with regulatory requirements and internal policies. Analyze and repo...

The AML Analyst/Officer/Investigator is responsible for supporting the company's efforts in detecting, preventing, and reporting money laundering activities. The role involves monitoring transactions, investigating suspicious activities, ensuring compliance with relevant laws and regulations, and preparing reports for regulatory bodies and senior management. Key Responsibilities: Transaction Monitoring: Monitor daily transactions for signs of suspicious activity, including large or unusual transactions, patterns of behavior, and activities that do not align with customer profiles. Analyze transaction data and review alerts generated by AML monitoring systems. Investigations and Due Diligence...

A Team Leader in the banking domain, specifically in Anti-Money Laundering (AML) process, plays a crucial role in overseeing AML operations, managing teams, and ensuring compliance with regulations. Here's an overview of the roles and responsibilities: Roles and Responsibilities 1. Team Management: Supervise and manage a team of AML professionals, providing guidance, coaching, and feedback. 2. AML Process Oversight: Oversee AML processes, including customer due diligence, transaction monitoring, and suspicious activity reporting. 3. Compliance: Ensure compliance with AML regulations, laws, and internal policies. 4. Risk Management: Identify and mitigate potential AML risks, implementing cont...

KYC Analyst (Client Onboarding) Company: Kiya.ai Key Responsibilities: Conduct operational and data analysis activities pertaining to client onboarding, transitions, and conversions, working under guidance. Prepare for and execute the onboarding of new clients, ensuring accurate account setup and closure in adherence to internal compliance requirements. Review KYC/AML documentation meticulously and ensure all due diligence steps are completed prior to account opening. Utilize Account Opening Checklists to verify the accuracy and completeness of client documentation. Perform pre-transition/conversion testing and thorough quality reviews of client data; escalate any discrepancies as required. ...

Position Purpose Performing AML/CTF risk monitoring. Review, analyze and dispose alerts. Responsibilities Direct Responsibilities Perform ongoing AML/CTF risk monitoring on clients and account transactions covered by CBK France AML Activity in Actimize. Review, analyze and dispose alerts in accordance with predefined rules and relevant procedures. Obtain and upload alert analysis results and relevant material for record keeping purposes. Prioritize and conclude the alerts as quickly as possible and within the indicative target timelines without compromising the quality and completeness of the analysis. Ensure escalation of the alerts to Country Compliance is proper, in a timely manner and su...