32 Aml Regulations Jobs

Role Overview: As a skilled and experienced Principal Officer at Mudrex, you will be crucial in overseeing and managing the company's anti-money laundering and compliance programs to ensure adherence to regulatory requirements of FIU India. Your role will involve collaborating with cross-functional teams, external stakeholders, and regulators to uphold a robust compliance framework and mitigate potential financial risks effectively. Key Responsibilities: - Develop and implement comprehensive anti-money laundering (AML) and compliance programs aligning with regulatory requirements and best practices under PMLA, Act, 2002. - Act as the primary point of contact for regulatory agencies and exter...

AML, Manager, Fund Services We are currently seeking someone to join our team as a Manager to work as a part of the Mumbai AML/KYC team and overseeing the day-to-day operations related to AML/KYC, ensuring the efficient and accurate processing of investor AML reviews, reporting, and the delivery of exceptional client service. The role requires a deep understanding of hedge fund operations, AML expertise, and strong leadership skills to manage a team while collaborating with various internal and external stakeholders. These are client facing positions. The successful applicant will perform in AML/KYC roles to fit business needs. Established in 2004, Morgan Stanley Fund Services (MSFS) is a gl...

Position Overview In Scope of Position based Promotions (INTERNAL only) Job Title: Transaction Monitoring, AML FCO APAC - NCT Location: Bangalore, India Job Description: Transaction monitoring (TM) is an essential element of the Anti-Money Laundering (AML) policy within Deutsche Bank (DB). DB is required to monitor transactions and undertakes a risk based approach towards transaction monitoring to identify potentially unusual and suspicious transaction behavior in order to detect and prevent the misuse of its products and accounts for the purpose of money laundering or terrorist financing (ML/TF). As an Analyst/Sr. Analyst in FCO APAC L1 TM you are a functional specialist/SME who will be res...

Role Overview: As a Corporate Salary Proposition Manager at HSBC, your role involves driving the strategy for the RBWM corporate salary proposition within the allocated market. You will be responsible for acquiring and maintaining relationships with corporates, increasing product penetration, and ensuring the quality of acquired corporates aligns with the bank's strategic focus. Your efforts will focus on enhancing HSBC product penetration within employees of corporates and managing portfolio profitability. Moreover, you will lead a team of highly mobile sales staff to deliver an excellent customer experience and expand HSBC's new to wealth acquisition activities. Key Responsibilities: - Wor...

As a Junior Compliance Officer at Tetra Consultants, a management consulting firm based in Singapore, your role will involve conducting thorough KYC due diligence checks for new and existing clients. Your responsibilities will include verifying client identification and documentation for client onboarding, assessing client risk profiles, and researching and escalating potential issues to senior compliance management. You will also be required to perform regular background checks for existing clients, identify compliance issues for follow-up or investigation, and advise clients on economic substance, UBO, and other compliance requirements. Additionally, you will need to conduct enhanced due d...

As an Investment Banking professional at UBS, you will play a crucial role in the operational risk framework and identification of risk within the Integrated Client Lifecycle Services Organization operation. Your responsibilities will include: - Acting as a point of contact and subject matter expert in operational risk framework. - Providing guidance for timely and accurate assessment of Operational Risk issues. - Owning and executing timely closure of risk packets and selecting appropriate risk mitigation strategies. - Supporting functional teams in determining sustainable remediation activities. - Working with Global teams to deliver and monitor progress in risk remediation activities. - P...

You will be joining a rapidly growing business at LSEG, dedicated to assisting customers in navigating the changing regulatory and risk landscape. Your role will involve product development, market insight, and customer engagement to shape the future of adverse media monitoring solutions. **Key Responsibilities:** - Collaborate with Proposition and Sales teams to define, develop, and enhance adverse media monitoring capabilities. - Drive the evolution of risk intelligence and screening solutions to meet the needs of a growing customer base. - Lead initiatives on the product roadmap to enhance customer screening accuracy, efficiency, and relevance. - Work with Technology teams to improve auto...

We are hiring candidates for KYC Skill. Please walk-in for interview on 11th Oct 2025 at Chennai Location Note: Please carry copy of this email to the venue and make sure you register your application before attending the walk-in. Please use below link to apply and register your application. Please mention Candidate ID on top of the Resume *** https://career.infosys.com/jobdescjobReferenceCode=PROGEN-EXTERNAL- 227879 Interview details: Interview Date: 11th Oct 2025. Interview Time: 9:30 AM till 11:30 AM Notice Period: Preferably Immediate joiners Interview Venue: Infosys BPM, Core1 &2, Pacifica Tech Park Survey No: 76 No-23, Rajiv Gandhi Salai (OMR), Navalur, Chennai, Tamil Nadu 600130 Docum...

Role Overview: You will be a part of the GAC Compliance & Risk team, supporting documentation and research needs for Compliance Operations. Your primary responsibilities will include performing data entry, maintaining databases, and generating management information reports. Additionally, you will handle data administration, analysis, exception handling, Root Cause Analysis (RCA), and client management. Your role will involve preparing and uploading documents to content management systems, ensuring proper indexing and storage of electronic document files. Moreover, you will create customized reports periodically, capturing key data points and flagging statuses that need attention. Your suppo...

As a Compliance Operations Documentation and Research Support member of the GAC Compliance & Risk team, your role will involve various responsibilities: - Responsible for regulatory reporting, refining, and enriching data through analysis, research, and logical assessment - Interacting with the onshore team and handling exceptions in data - Providing Root Cause Analysis (RCA) and implementing corrective measures for data failures - Ensuring the integrity and quality of data - Executing tasks per guidelines and meeting required Service Level Agreements (SLAs) - Adhering to performance tracking mechanisms, policies, and procedures In supporting the S&P staff globally, particularly those locate...

Position Purpose Performing AML/CTF risk monitoring. Review, analyze and dispose alerts. Responsibilities Direct Responsibilities Perform ongoing AML/CTF risk monitoring on clients and account transactions covered by CBK France AML Activity in Actimize. Review, analyze and dispose alerts in accordance with predefined rules and relevant procedures. Obtain and upload alert analysis results and relevant material for record keeping purposes. Prioritize and conclude the alerts as quickly as possible and within the indicative target timelines without compromising the quality and completeness of the analysis. Ensure escalation of the alerts to Country Compliance is proper, in a timely manner and su...

As a member of the GAC Compliance & Risk team, you will support documentation and research needs for Compliance Operations. Your responsibilities will include: - Performing data entry, maintaining databases, and generating management information reports - Administering data, conducting data analysis, handling exceptions, performing Root Cause Analysis (RCA), and managing clients - Preparing and uploading documents to content management systems, ensuring proper storage and indexing - Creating customized reports periodically and on request, highlighting key data points and flagging attention-required statuses - Collaborating with global teams in New York, London, Singapore, and Hong Kong to ma...

We are hiring an AML Analyst to join our partner's compliance team in Delhi. The role is responsible for monitoring, reviewing, and investigating transactions to detect and prevent money laundering and other financial crimes. The ideal candidate should have strong analytical skills, attention to detail, and solid knowledge of regulatory requirements in the investment and financial services industry. Key Responsibilities Conduct end-to-end Anti-Money Laundering (AML) reviews and investigations in line with internal policies and regulatory requirements. Monitor client transactions and activities to identify suspicious patterns or anomalies. Perform Customer Due Diligence (CDD), Know Your Custo...

As an AML Analyst joining the compliance team in Delhi, your role will involve monitoring, reviewing, and investigating transactions to detect and prevent money laundering and other financial crimes. Your strong analytical skills, attention to detail, and solid knowledge of regulatory requirements in the investment and financial services industry will be key to your success. **Key Responsibilities:** - Conduct end-to-end Anti-Money Laundering (AML) reviews and investigations in line with internal policies and regulatory requirements. - Monitor client transactions and activities to identify suspicious patterns or anomalies. - Perform Customer Due Diligence (CDD), Know Your Customer (KYC), and...

As the market leader in the asset servicing sector since our establishment in 1948, Citco has continuously evolved to shape the future of the industry. We have expanded our services from working exclusively with hedge funds to serving all alternatives, corporations, and private clients across various asset classes and geographies. Our commitment to innovation and performance has allowed us to maintain our pioneering spirit and stay at the forefront of the industry. If you are looking to excel in your career and be part of a dynamic team, Citco welcomes you to join us. In the Fund Administration team, which is the core business of Citco, we provide alternative asset and accounting services th...

As the market leader and premier provider in the asset servicing sector, Citco has been at the forefront of the industry since its establishment in 1948. Our organization has evolved from working exclusively with hedge funds to serving all alternatives, corporations, and private clients across various asset classes and geographies. At Citco, we prioritize innovation, expansion, and performance, shaping the future of our industry and maintaining our pattern of progress. The Fund Administration team at Citco is the core business, offering alternative asset and accounting services that are highly respected in the industry. With continuous investment in learning and technology solutions, our tea...

As part of Stripe's global expansion, we are excited to introduce the Stripe Delivery Centers - a new initiative focused on enhancing our operational capabilities to meet the growing needs of our users worldwide. We are seeking individuals who are passionate about addressing global user challenges, driving operational excellence, and contributing to the growth of Stripe. As an Operations Manager, AML, you will be responsible for leading a team of Operations Associates specializing in Anti-Money Laundering (AML) investigations. Your team's primary objective will be to ensure the safety and security of our platform by identifying and mitigating financial crimes, preventing prohibited parties f...

As a senior compliance risk officer within Independent Compliance Risk Management (ICRM) at Citi, you will be responsible for establishing internal strategies, policies, procedures, and processes related to monitoring and ensuring compliance with sanctions regulatory requirements. Your role will involve assessing sanctions risk exposure, overseeing the quality of sanctions control processes, and setting global standards to manage and mitigate these risks to protect the franchise. In addition to establishing internal strategies, your responsibilities will include providing support for identifying potential breaches of sanctions across the firm, collaborating with the Business and Compliance t...

As a KYC (Know Your Customer) Operations Auditor at PhonePe, you play a crucial role in ensuring adherence to regulatory requirements and internal policies concerning merchants" due diligence. Your primary responsibilities include conducting detailed audits of KYC processes and documentation to verify accuracy, completeness, and compliance with established standards. Meticulous attention to detail, strong analytical skills, and the ability to interpret and apply regulatory guidelines effectively are essential for success in this role. Your key responsibilities will involve conducting thorough audits of KYC verifications processed by the team, evaluating the accuracy and completeness of KYC i...

PURPOSE OF THE JOB: We are seeking a dedicated and experienced AML (Anti-Money Laundering) Compliance Officer. The chosen candidate will be responsible for ensuring the company's adherence to AML regulations and guidelines, safeguarding the organization against potential financial crime risks. As an AML Compliance Officer, you will play a crucial role in maintaining the integrity of our operations and contributing to the overall success of our compliance efforts. DUTIES & RESPONSIBILITIES: Conduct thorough and ongoing reviews of customer information, transactions, and activities to identify and escalate any suspicious or potentially fraudulent behaviour in compliance with AML regulations. Co...

Responsible for performing Client onboarding / Client Review functions Evaluating and Approving new customer account documentations and supporting information in order todetermine whether they satisfy the client onboarding identification requirements as per Nomura policies and procedures Conduct the background screening on the Client name other officials names using tools such as WorldCheck / DJX / Factiva. Interact with the front office/client integration to ensure that proper account documentation is obtained from the customer prior to approving client on boarding Interface with and provide support to Client on boarding, FCT and Compliance teams Reviews and Approvals of Static Data Amendme...

As a Client Operations Coordinator within the Client Operations Group, your main responsibility will be the day-to-day execution of client tasks. Leveraging your operational skills and knowledge, you will work towards meeting the business objectives and requirements of clients and project initiatives. In this role, it is crucial to embody a strong entrepreneurial spirit, foster a highly collaborative environment, communicate ideas effectively, adapt to changes seamlessly, and identify and capitalize on opportunities. You will provide support to the COG Operations Specialist and/or Manager during interactions with the Managed Services leadership team, ensuring accurate and timely dashboard re...

This position supports documentation and research needs for Compliance Operations and will be part of the GAC Compliance & Risk team. You will be responsible for performing data entry, maintaining databases, and generating management information reports. Your role will include the administration of data, data analysis, exception handling, RCA, and client management. You will prepare documents and upload them to content management systems to maintain electronic document files, ensuring the required documents are received, indexed, and stored. Additionally, you will create customized reports periodically and on request, capturing key data points and flagging statuses requiring attention. Your ...

Manager AML (Anti Money Laundering) Compliance...Imm-Joiner @ Gurgaon_Urgent Job Description ( Deliverables, Decision level, Demonstrate & Dimensions ) Job Title: AML Function: Compliance P urpose of the Job (Brief) The incumbent will be responsible to ensure that Bank complies with AML regulations and provides necessary support to the Compliance function in monitoring of transactions. Deliverables (Maximum 5-6 key responsibilities) 1. Closure of alerts with respect to AML 2. Recommending STRs on cases fit for STR filing 3. To do various transaction monitoring activities 4. Preparation and Updation of data for FIU reporting 5. Suggesting AML process improvement plans to eliminate gaps 6. Ens...

This position supports documentation and research needs for Compliance Operations and will be part of the GAC Compliance & Risk team. In this role, you will be responsible for performing data entry, maintaining databases, and generating management information reports. Your duties will also include the administration of data, data analysis, exception handling, Root Cause Analysis (RCA), and client management. You will be required to prepare documents and upload them to content management systems to maintain electronic document files, ensuring that all necessary documents are received, indexed, and stored properly. Additionally, you will create customized reports periodically and upon request,...