OPS-BA / IWM Professional

• Responsible for performing Client onboarding / Client Review functions
• Evaluating and Approving new customer account documentations and supporting information in order todetermine whether they satisfy the client onboarding identification requirements as per Nomura policies and procedures
• Conduct the background screening on the Client name other officials names using tools such as WorldCheck / DJX / Factiva.
• Interact with the front office/client integration to ensure that proper account documentation is obtained from the customer prior to approving client on boarding
• Interface with and provide support to Client on
• boarding, FCT and Compliance teams
• Reviews and Approvals of Static Data Amendments for existing customer accounts
• Conduct reviews of existing clients for status, data veracity and amendments, status, country of incorporation and assign appropriate risk classification

Mandatory Skill Set :

• Strong understanding of AML and Client
• Onboarding regulations for India/AEJ
• Attention to detail and commitment to quality. Strong writing and verbal communication skills.
• Strong time management skills and ability to multitask. Outstanding analytical and problem solving skills.

Desired Skill Set :

• Strong desire to learn each task and ensure completion in a timely manner
• Bachelor s degree and expertise in CDD/AML
• Ability to think strategically, along with the business and compliance. Ability to work independently and perform complex AML surveillance reviews and investigations analysis. Experience in working with virtual teams is a plus