1511 Sebi Jobs - Page 10

Requisition Id 1643474 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that its your career and Its yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity Manager-AMI-TAX-TAX - GCR - Global Compliance & Reporting - Mumb...

Requisition Id 1636793 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that its your career and Its yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity Senior Consultant-National-TAX-TAX - ITTS - Advisory - Mumbai TA...

Requisition Id 1649598 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that its your career and Its yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity Senior Consultant-AMI-TAX-TAX - GCR - Global Compliance & Report...

Requisition Id 1628305 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that its your career and Its yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity Senior Consultant-National-TAX-TAX - ITTS - Advisory - Mumbai TA...

Role Details: Position: Finance Manager Senior Finance Manager Experience Required: 5+ years in financial management, preferably with hands-on experience in financial control functions within a retail broking firm. Key Responsibilities: - Manage day-to-day financial operations, including budgeting, forecasting, cash flow management, and reconciliations. - Ensure timely and accurate financial reporting in compliance with SEBI, BSE, and NSE guidelines. - Maintain robust internal controls and accounting systems. - Support statutory and regulatory audits, ensuring full compliance with exchange and SEBI norms. - Liaise with NSE, BSE, MCX, NCDEX, CDSL, SEBI, statutory auditors, and internal stakeh...

Roles & Responsibilities Financial Strategy & Planning - Develop and execute financial strategies to drive business growth. - Oversee budgeting, forecasting, and financial planning processes. - Support strategic initiatives with financial insights and analysis. - Regulatory Compliance & Governance - Ensure compliance with SEBI, NSE, and BSE regulations. - Maintain strong relationships with regulatory bodies - Stay updated on changes in financial and brokerage regulations. - Financial Operations & Reporting - Manage day-to-day financial activities, including cash flow and liquidity management. - Oversee financial reporting and ensure accuracy in financial statements. - Implement strong intern...

Job Summary: - We are seeking an experienced and highly skilled Company Secretary (CS) with 7-8 years of expertise in financial services, particularly within the discount broking sector. - The ideal candidate will be well-versed in the Companies Act, SEBI, and RBI regulations and possess a deep understanding of compliance requirements specific to stockbroking and financial advisory businesses. Key Responsibilities: - Ensure compliance with the Companies Act, SEBI, RBI, and other relevant regulatory frameworks governing the financial services industry. - Manage corporate governance, regulatory filings, and compliance reporting for Mintcap Enterprises and its subsidiaries. - Liaise with SEBI, ...

Role Overview: We are seeking a dynamic and experienced professional to lead and execute fundraising activities for our SEBI-registered Alternative Investment Fund (AIF). The role involves engaging with a wide range of investors including HNIs, family offices, wealth managers, institutions, and distribution platforms, with a strong focus on capital raising, investor onboarding, and relationship management. Key Responsibilities: 1. Fundraising & Capital Mobilization Drive capital raise efforts for AIFs (Category I/II/III) across various investor classes. Develop and maintain relationships with HNIs, UHNIs, family offices, private banks, and wealth advisors. Conduct investor presentations, web...

Roles & Responsibilities: Financial Strategy & Planning Develop and execute financial strategies to drive business growth. Oversee budgeting, forecasting, and financial planning processes. Support strategic initiatives with financial insights and analysis. Regulatory Compliance & Governance Ensure compliance with SEBI, NSE, and BSE regulations. Maintain strong relationships with regulatory bodies Stay updated on changes in financial and brokerage regulations. Financial Operations & Reporting Manage day-to-day financial activities, including cash flow and liquidity management. Oversee financial reporting and ensure accuracy in financial statements. Implement strong internal controls and risk ...

5 days working - 9.30 am to 6.30 pm ROLE AND RESPONSIBILITIES: - Convening and coordinating meetings of the Board/Committees/Shareholders (preparation of agenda, taking minutes, conveying decisions, tracking actionable, handling meeting correspondence etc.) - Providing inputs on loan/equity documentation from a secretarial perspective - Keeping up to date with any regulatory or statutory changes and policies that could affect the organization - Ensuring necessary policies are in place and are updated periodically - Implementing processes or systems to help ensure good governance and compliance with legislation - Ensuring compliance with the provisions/requirements of the Companies Act, SEBI ...

Job Description: Job Title : Corporate bank PA Utility Location: Mumbai, India Role Description The role is an extension of the onshore Business Management Control team CB DIPL Utility. It involves liaising with COOs and Business Managers across the CB products and Infrastructure partners.The role requires a hands-on individual, who will be involved in the day to day running of the business responsible for business management activities across all CB products. Overview: Deutsche Banks Corporate Bank (CB) isa market leader incash management, trade finance lending, securities services and Trust Agency Services. Focusing on the treasurers and finance departments ofcorporate and commercial clien...

Role & responsibilities 1.Daily monitoring of total DP operations of company and KYC related activities. 2. Co-ordinating other Divisions managers for Compliance with the Rules and Regulations and Circulars issued by the Exchanges from time to time. 3. Co-ordination with both external and Internal Auditors. 4. Dealing with CDSL and Stock Exchanges. 5. Handling of Transaction related activities like off-market, Inter Depository instructions. 6. Handling of Non- Financial transactions like Demat, Remat, Pledge, Unpledge, Confiscication,Destatementisaton, Restatementisation, Redemption requests on daily basis. 7. Handling of account opening in DP , Exchanges and updation in KRAs and CERSAI. 8. ...

We are looking for a Semi Qualified Company Secretory for our organization based out at Noida Sector 127, Interested candidates with suitable skills can share their resume at shyamu.mishra@innovatiview.com or can what's app your resume @ 9818681039 KEY RESPONSIBILITIES 1. Assisting in ensuring compliance with statutory and regulatory requirements for the company, including NBFC and public company compliance. 2. Assist in maintaining and updating secretarial records, regulatory filings, and other statutory documents. 3. Monitoring changes in relevant laws and regulations and advising management on necessary actions. 4. Assisting in the organization and preparation of board and committee meeti...

Prepare Notice, Agenda, all other related documents for Board/Committee. Follow up, obtain and collate information pertaining to quarterly CG Reports /Banking operations/ fatal accidents etc from all the units. Collate necessary data and prepare relevant notes/ annexures for items to be placed before Board/ Committee Meetings from various departments/ units. Draft Minutes of the Meetings within prescribed timelines. Complete necessary filings with Stock Exchanges/ RoC post Board/ Committee Meetings. Provide resolutions to the concerned departments promptly post meetings. Prepare Circular resolutions for Board/Committee Meetings and circulating the same to the directors for their confirmation...

Job Overview: We are seeking a detail-oriented and proactive Executive Secretarial professional to support secretarial and compliance functions of the organization. The ideal candidate should have successfully completed mandatory Company Secretary (CS) training and demonstrate strong organizational and communication skills. Key Responsibilities: Assist in maintaining statutory records, registers, and compliance filings as per legal requirements. Support in preparation and filing of documents with MCA, ROC, and other regulatory bodies. Draft and review notices, agendas, minutes of board/general meetings, and other corporate documents. Coordinate with internal stakeholders, auditors, and consu...

One of our clients, is one of Indias oldest and most established textile manufacturing companies, with a legacy spanning over 125 years . Headquartered in Chennai, Tamil Nadu, the company operates with a strong presence in both domestic and international markets. Location: Chennai, India Experience: 610 years Industry: Textile Manufacturing & Export Working hours Mon Fri: 10AM – 6PM / Saturdays half day: 10 AM – 2 PM About the Company: We are one of India’s largest integrated textile manufacturers and exporters, with a strong presence in over 40 countries across the globe. With decades of legacy, innovation, and sustainability, our company has become a trusted partner to global brands. We ar...

-Ensure compliance SEBI regulations, RBI guidelines & other regulatory bodies -File Docs, Returns & Forms with RoC -Secretarial support, legal & financial advisor to Board -Develop & maintain Robust Risk Management, Internal controls -Conduct audits Required Candidate profile -Member of ICSI -7+ Yrs of exp in a Company Secretary role -Preferably in NBFC, financial sector -Depth knowledge of Corporate Laws, SEBI regulations, RBI guidelines for NBFCs/Financial Institutions

Role & responsibilities 1. Ensure compliance with SEBI LODR, Companies Act, RBI regulations applicable to NBFCs 2. Manage Board and Committee meetings, disclosures, filings 3. Liaise with Merchant Bankers, debenture trustees, RTA, regulators and ensure good corporate governance 4. Oversee secretarial matters and statutory disclosures Preferred candidate profile We are looking for a dynamic and qualified Company Secretary (CS) to join our leadership team at a SEBI debt listed NBFC, committed to financial inclusion and regulatory excellence. Candidates who can immediately join and keen to handle NCD Public Issue, RBI NBFC frameworks, SEBI debt listed and stock exchange compliances are invited ...

CANARA ROBECO ASSET MANAGEMENT COMPANY LIMITED is looking for Executive Assistant - Board of Trustees to join our dynamic team and embark on a rewarding career journey Preparing financial statements, reports, memos, invoices letters, and other documents. Answering phones and routing calls to the correct person or taking messages. Handling basic bookkeeping tasks. Filing and retrieving corporate records, documents, and reports. Researching and conducting data to prepare documents for review and presentation by boards of directors, committees, and executives. Helping prepare for meetings. Accurately recording minutes from meetings. Greeting visitors and deciding if they should be able to meet ...

Research best possible flight and hotel redemptions for specific dates/destinations. Track airline and hotel loyalty program changes and update the team. Create back-end reports that simplify options for advisors Analyze spending data and prepare recommendations for credit card optimization. Maintain an internal knowledge base of redemption sweet spots and hacks. Ideal Profile Strong analytical skills; comfortable with research and data crunching. Knowledge (or willingness to learn) about airline alliances, loyalty programs, and hotel chains. Detail-oriented and organized able to handle multiple client requests. Doesn t need to be client-facing, but must be able to explain findings to adviso...

Job Description About the Company - Xiarch is a decade old company founded by the alumni of IVY league universities. It is a CERT-IN Impaneled & ISO 9001-2015, 27001-2013 certified Global Consulting firm and is an acronym for Xtreme InfoSec Auditors, Researchers, Consultants and Hackers. Headquartered in New Delhi, we have our delivery centers at Gurugram (Haryana) and Mumbai (Maharashtra)in India. Our vast clientele includes 2000+ customers. Spanning across Asia, India, North America, Africa, and Middle East regions around the globe and many fortune 500 customers. We provide pure-play cybersecurity services in all major domains which includes VAPT, Vulnerability assessments, Penetration Tes...

Manage board & general meetings, ensure statutory & SEBI compliance, file returns, draft corporate documents, maintain registers, liaise with stakeholders & regulators, and assist in governance/IR projects.

Maintain statutory registers and records such as Minutes Books, Share Registers, etc.Convene and record Board Meetings , Annual General Meetings (AGMs) , Prepare and circulate notices, agendas, and minutes of meetings. -

Manage and supervise control systems Create a strategy for preventing violations of legal rules and internal policies guidelines Evaluate the efficiency of controls Identify risks or non-conformity issues Design, improve and implement productive and efficient company policies Collaborate and maintain continuous communication with HR department Improve current strategies if necessary Revise procedures, reports etc. periodically Identify compliance issues and necessary training Create reports for senior management and external stakeholders Providing legal advice to the company regarding business transactions such as mergers and acquisitions, labour negotiations, or contract negotiations Review...

Main Responsibilities 1. Secretarial Compliances for subsidiaries of foreign companies in India, RBI & FEMA-related compliances. 2. Handling all the Statutory Requirements as per Company Law Board, for Quarterly Board Meeting and Annual General Meeting. 3. Responsible for preparing a site report by visiting company site/location in any part of India. 4. Responsible for preparing the Agenda, Resolutions and Minutes of Meeting for all Board Meetings. 5. Interacting with the Board of Directors and the Consulting Company Authorities. 6. Handling Shareholders queries and grievances. 7. Filling of various documents/returns as required under the provisions of the Companies Law. Required Skills: 1. ...