1029 Sebi Jobs - Page 10

Job Responsibilities Assist in compliance with RBI, SEBI, FEMA, and NBFC regulations. Help in preparing and filing statutory returns, disclosures, and regulatory reports (MCA, RBI, SEBI, etc.). Track amendments in corporate laws and financial regulations. Draft board resolutions, agendas, and minutes for Board & Committee meetings. Maintain statutory registers and records as per the Companies Act, 2013. Support in organizing AGMs, EGMs, and regulatory filings. Assist in drafting and reviewing legal agreements, contracts, and MOUs. Coordinate with legal advisors and auditors for compliance matters. Help in drafting and reviewing company policies as per NBFC guidelines. Support internal audits...

Responsibilities: 4-8 Years of GRC Experience Hands on experience into GRC, ISMS, ISO 27001, PCI DSS Must have experience with Audits ( RBI, SEBI, UIDAI, IRDAI) Risk/ Asset Assessment Location : Chennai Looking for Immediate Joiners, 15 LPA - 23 LPA

Position Overview We are seeking a highly experienced and senior-level Compliance Officer to lead and oversee the compliance function at Stallion Asset Pvt. Ltd. Currently operating as a SEBI-registered Portfolio Management Services (PMS) firm, we are also in the process of applying for additional licenses including Mutual Fund, Alternative Investment Fund (AIF), and GIFT City-based entities . The ideal candidate should have deep expertise in SEBI regulations , strong exposure to PMS compliance , and the ability to establish compliance frameworks for new business verticals . This is a leadership role reporting directly to the Board. Role & responsibilities Regulatory Compliance PMS (Current ...

Job Title: Assistant Manager Location: Mumbai Parel Job Description: 1. Assistance with direct tax advisory services with specific focus on transaction structuring, corporate restructuring/ business reorganizations, review of transaction documentation (such as SPA, merger/ demerger schemes, valuation reports, etc) and other implementation support 1. Handling due diligence from an income-tax standpoint (including all co-ordination/ correspondences/ communication with clients/ advisors/ bankers/ financial diligence teams) 1. Preparation of tax opinions, memos in power point and word formats and other deliverables from an M&A/ transaction tax standpoint 1. Handling transaction tax and regulator...

Role & Responsibilities As a PMS Compliance Manager at Stallion Asset, you will be responsible for ensuring complete adherence to SEBI PMS Regulations and other applicable laws. This role requires close collaboration with the Investment, Operations, and Sales teams to ensure regulatory compliance, timely filings, and robust internal processes. You will also be expected to handle audits, client/distributor documentation, and oversee AML/PMLA & Insider Trading compliances. Key Responsibilities Monitor and implement SEBI PMS Regulations, circulars, and notifications. Develop and maintain compliance policies, manuals, checklists, and reporting mechanisms. Ensure timely and accurate regulatory fi...

Position Purpose The key objective of this role is to ensure that processes across IT operate securely. The remit extends across all aspects of IT security (i.e. policies and procedures, authorization and administration of accesses, networks and firewalls, servers and workstations, operation systems, databases and applications), wherever applicable and covers all IT teams and usage of the IT platform by other departments. Another key objective is to ensure that IT maintains an appropriate level of security in compliance with company policy and requirements from regulatory & market authorities and in accordance with recommendations from General Inspection, Compliance, Internal Audit and Exter...

Mergers & Acquisitions (M&A) Opportunities/ New Business Opportunity Ensure company’s compliance with all applicable corporate laws, SEBI regulations. Oversee statutory filings, licenses, returns required under various laws & regulatory bodies.

The ideal candidate for this role will have the responsibility to advise clients on accounting and financial reporting standards such as Ind AS, IFRS, and US GAAP. You will be involved in assisting with the implementation of new accounting standards, preparing technical accounting memos, and position papers. Additionally, you will play a key role in GAAP conversion engagements, specifically from Indian GAAP to Ind AS, IFRS, or US GAAP. Drafting and reviewing financial statements in compliance with relevant GAAP will also be part of your duties. You will be required to conduct impact assessment studies and deliver training on new standards to clients. To qualify for this position, you should ...

John Cockerill, enablers of opportunities Driven since 1817 by the entrepreneurial spirit and thirst for innovation of its founder, the John Cockerill Group develops large-scale technological solutions to meet the needs of its time: facilitating access to low carbon energies, enabling sustainable industrial production, preserving natural resources, contributing to greener mobility, enhancing security and installing essential infrastructures. Its offer to businesses, governments and communities consists of services and associated equipment for the sectors of energy, defence, industry, the environment, transports, and infrastructures. With more than 8,000 employees, John Cockerill achieved a t...

Paytm is India's leading mobile payments and financial services distribution company. Pioneer of the mobile QR payments revolution in India, Paytm builds technologies that help small businesses with payments and commerce. Paytm’s mission is to serve half a billion Indians and bring them to the mainstream economy with the help of technology. About the role: .The role of the candidate is to ensure that the Company complies with laws relating to secretarial function as well as maintaining the highest standards of corporate governance. He/ She will also act as a point of connection between the Secretarial function and other functions, company shareholders, and the Company’s senior management tea...

Roles & Responsibilities This role combines job responsibilities of a company secretary with listing compliance and in house legal experience with the following expectations: Ensure compliance, timely and accurate filing of forms and returns under the listing requirements, MCA, RBI, etc.; Handling consumer litigation and dealing with police authorities; Knowledge of drafting, review, and negotiations on basic-level contracts; Monitor compliance under the SEBI (LODR) Regulations, Insider Trading Regulations, and other applicable laws. Prepare periodic disclosures such as shareholding patterns, corporate governance reports, and other SEBI/stock exchange compliances. Drafting agenda, notices, a...

Role & responsibilities Maintain an up-to-date record of the latest circulars, agreements, audit reports, inspection letters, and penalty letters. Ensure proper categorization, filing, and organization of these records within the internal repository systems. Regularly verify and reconcile circulars, audit reports, and inspection letters with the internal repository to ensure consistency and completeness of records. Track and report on compliance-related deadlines, actions, and audit schedules. Assist in preparing monthly and quarterly MIS reports. Ensure the internal repository system for circulars, audits, agreements, and related documents to it is regularly updated and accurate. Provide ge...

Responsibilities: * Prepare & submit statutory documents with regulatory bodies * Ensure compliance with Companies Act & SEBI guidelines * Maintain company records & registers accurately Food allowance

As a Consultant you'll participate in many aspects of the software development lifecycle, such as design, code implementation, testing, and support. You will create software that enables your clients' hybrid-cloud and AI journeys. Your primary responsibilities include Comprehensive Feature Development and Issue Resolution, Stakeholder Collaboration and Issue Resolution and Continuous Learning and Technology Integration Required education Bachelor's Degree Preferred education Master's Degree Required technical and professional expertise Should have minimum 3 or more years of relevant experience in FDI Should have good knowledge of integrating with Web Services, XML (Extensible Markup Language...

THERE IS NO SATURDAY HOLIDAY IN OUR COMPANY, PLEASE MAKE SURE BEFORE APPLY Job Roles and Responsibilities : Handling listing compliance of SEBI LODR, SEBI PIT Reg, SEBI SAST Reg. Handling day to day compliances under Companies Act,2013. Record maintenance as per SEBI & Companies Act. Drafting resolutions, notices, minutes of Board Meetings, General Meetings (AGM/EGM), and other routine secretarial documents. Preparation and timely filing of statutory forms and annual returns (MGT-7, AOC-4, etc.) with the Ministry of Corporate Affairs (MCA). Assisting in compliance and documentation for listed, public, and private limited companies. Handling FEMA filings like ECB, FC-GPR, and other related co...

Job Title: Chief Financial Officer (CFO) Location: Pune About the Role: We are looking for an experienced and visionary CFO to lead our financial strategy, investor relations, and fund-raising activities. The role is critical in shaping the companys growth journey by ensuring access to capital, strengthening investor confidence, and maintaining financial discipline. As a member of the leadership team, the CFO will work closely with the CEO, Board, and investors to drive scale, profitability, and long-term sustainability. Key Responsibilities: Investor Relations & Fund Raising Build and maintain strong relationships with investors, private equity/VC funds, merchant bankers, and financial inst...

Role (brief): Support routine compliance (KYC/AML checks, compliance register, periodic filings), help maintain policies, and escalate issues. Apply: Email CV to info@mmcatalyst.com with Subject *Compliance Officer - [Your Name]* Performance bonus Job/soft skill training Flexi working Returning mother's program

Regulatory Compliance: Responsible for regulatory compliance - Ensure compliance with all rules, regulations, byelaws, circulars and other guidelines, issued from time to time, by the exchanges, depositories, SEBI, and other regulatory bodies. Maintenance of process documents (SOPs), Policies, trackers for ensuring adequate records are in place for easy data extraction, and carryout relevant updations in the same from time to time Handle preparation, reporting and submission of necessary reports and documents to the relevant authorities in an accurate and timely manner. Liaising with Exchanges, Depositories for routine matters Circular Tracking and Implementation: Track and interpret circula...

Strong understanding of board processes, corporate structure, and responsibilities of directors. Provide expert advice and guidance to the board of directors on corporate governance matters, legal compliance, and regulatory requirements. Ensure compliance with statutory and regulatory obligations, including drafting and filing necessary documents with regulatory authorities. Maintain accurate and up-to-date corporate records, including minutes of board meetings, shareholder meetings, and other corporate documents. Coordinate and facilitate board and committee meetings, including preparing agendas and drafting minutes. Act as a point of contact between the company, directors, shareholders, an...

Role : Lead - Secretarial & Legal - CS Experience : 8 to 10 Years Qualification : LLB,CS Location : LLM Job Description : Company Secretarial Responsibilities: - Ensure compliance with Companies Act, 2013 and other applicable laws and regulations. - Maintain statutory registers, records, filings, and board documentation. - Draft, review, and manage Board and General Meeting agendas, minutes, and resolutions. - Manage ROC filings, annual returns, and other secretarial compliances. - Liaise with regulators (MCA, RBI, SEBI, etc.) and external advisors on secretarial and compliance matters. - Oversee ESOP administration and ensure timely filings and disclosures. - Ensure good corporate governanc...

https://www.pinnacle.in/career/senior-system-administrator

Position Overview: We are seeking a highly motivated and knowledgeable Product Manager to lead the end-to-end management of Initial Public Offerings (IPOs) and Bond products. This role requires a strong understanding of capital markets, regulatory frameworks, and investor behavior to build and grow these fixed-income and equity investment offerings. Role & responsibilities: IPOs: Manage the product lifecycle for IPO offerings from sourcing and onboarding to distribution and investor communication. Liaise with investment banks, registrars, and internal compliance teams to ensure timely and compliant participation in public issues. Curate and present IPOs to clients with clear value propositio...

Role & responsibilities Ensuring compliances of Secretarial Standards and of Companies Act, 2013. Should currently handling multiple entities . Advising and assisting in fund raising vide issue of shares on right basis or preferential allotment through private placement. Conducting Board of Directors meetings, Committee meetings, Annual/Extra Ordinary General meeting as required under Companies Act involving issuance of notices, drafting agenda, recording minutes & preparing annual reports. Preparation and filling of various e-forms, under the Companies Act 2013 Preparation of Directors Report and Annual Return, Filing of Balance Sheet and Profit & Loss Account. Handle FEMA & RBI compliances...

Mashreq Bank is looking for Senior Manager.New York Compliance to join our dynamic team and embark on a rewarding career journey Analysis for the current business practice. Find out the different operational strategies. Work on developing the current operational strategy applied to the company with the most recent technology. Coordinate with the operations manager to take the required steps after brainstorming and research. Optimize the operations in the company. Put the suitable operational strategy to fit with the companys culture. Implement the operational strategy in the different departments of the company. Supervise the strategy, and make sure that all the employees respect this strate...

CA Must Banking Relationship Treasury Banking Forex Debt Market Fund based Non-Fund Based RBI SEBI FEMA Banking Relationship