1511 Sebi Jobs - Page 8

About Bharat Banking Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities The Job holder is also responsible for driving the business through other channel partners Achieve the disbursement targets as assigned ...

About Bharat Banking: Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role: The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities: Ac...

About Bharat Banking: Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role: The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities: Ac...

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank About the Role Corportate Salary Manager ( CSM - Service) are a part of the Banks front line sales Team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities They are responsible to get the BDEs productivity on accounts, for selling products and services to the empl...

SUMMARY Chief Financial Officer ========================= Summary ------------ We are seeking an experienced and strategic Chief Financial Officer to lead our financial operations in Hyderabad. The ideal candidate will have a strong background in finance, with a proven track record of scaling financial operations in a listed manufacturing setup. As a key member of our leadership team, the CFO will be responsible for driving growth through strategic financial initiatives, managing stakeholders, and ensuring compliance with regulatory frameworks. Responsibilities - - - - - - - - - - - - - - - - - - - Develop and implement strategic financial plans, budgets, and governance frameworks Manage inv...

Key Responsibilities: Client Relationship Management: Establish and maintain strong, long-term relationships with existing and potential clients, including HNWIs, institutional investors, and corporate clients. Act as the primary point of contact for clients, addressing their needs, offering solutions, and providing high-level advisory on capital market investments. Regularly meet clients to understand their financial goals, risk tolerance, and investment preferences to recommend appropriate financial products and services. Business Development & Client Acquisition: Identify new business opportunities and actively generate leads through networking, referrals, and market research. Grow the cl...

We are hiring for a Depository Executive role and are looking for candidates with the following skill set Depository Participant operations, SEBI, Depository guidelines in NSDL/CDLS, DP regulations, Internal audit . Experience: 1 - 2 years Location: Thane

Managing of Share records, liaising, Secretarial work related experience. Coordinate with Registrar and Share transfer statutory returns filing, Ministry of Corporate Affairs. Listing SEBI Compliance Preparatory work for the Pre & Post AGM Male. Annual bonus

As a Senior Compliance Professional at Aikyam Capital, you will play a crucial role in ensuring trust, governance, and integrity through compliance practices. Your responsibilities and qualifications are outlined below: Role Overview: - Lead and manage compliance programs across multiple verticals - Ensure adherence to SEBI, Exchange regulations, and internal policies - Review SOPs, policies, agreements to align with compliance standards - Drive internal audits, risk assessments, and training initiatives - Oversee regulatory submissions, CTCL, ALGO, COLO, and exchange approvals - Act as the key liaison between leadership, regulators, and industry bodies Key Responsibilities: - CS and/or LLB ...

As a professional in this role, your responsibilities will include: - Conducting Due Diligence. - Drafting Offer Documents and coordinating with various stakeholders such as clients, legal counsels, registrar, share transfer agents, auditors, and other intermediaries. - Liaising with BSE, NSE, SEBI, NSDL, CDSL, and other regulatory authorities as required. - Ensuring proper documentation is managed as per Merchant banker requirements. - Advising clients on corporate governance practices and ensuring compliance with relevant Acts and guidelines. - Developing Policies in accordance with the Companies Act, 2013, and SEBI (LODR) Regulations. Your qualifications should ideally include: - CA/CS/MB...

Role & responsibilities SEBI LODR/SAST/ PIT Compliance Annual filing of the Companies and LLPs; Preparation of Directors Report and ANNEXURES as per Companies Act, 2013; Appointment and resignation of Auditors, Re-appointment of auditor, Key Managerial Persons, Directors; Compliances related to transfer of shares and Corporate Action, etc. Change in the registered office of the company. Incorporation of LLP, private company, public company, and LLP. Filing of Various Forms with ROC as per the applicability under Companies Act, 2013; Appointment and resignation of CS, appointment and resignation of directors, regularization of directors; Maintaining Company Registers under Companies Act, 2013...

Roles and Responsibility: 1. Depository Backoffice UAT 2. Demat & Remat Request Process/ Execution of Physical DIS received from Client 3. Authorisation off market & buy back and various transaction request 4. Pledge, Unpledge, Invocation Introduction Process & File upload 5. Processing the EDIS & Cusa file from Settlement Team 6. Process & maintain records of off market & Buyback request received through easiest 7. Various batch export from DP Back office and upload on CDAS 8. Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easiest as per audit requirement 11. Physical Do...

Job Application Link:https://app.fabrichq.ai/jobs/95e9cc3d-97ae-4db3-9ba9-4cb6a3657280 Job Summary: The Company Secretary and Legal Assistant is responsible for ensuring compliance with corporate laws and providing legal support. Key responsibilities include secretarial compliance, legal advisory, regulatory filings, and handling confidential corporate matters. The role requires a qualified Company Secretary with experience in corporate governance and legal advisory. Key Responsibilities Ensure compliance with the Companies Act, 2013, and other applicable regulations Prepare, maintain, and update statutory registers, records, and returns Organize and manage board meetings, annual general mee...

Ensure compliance with all statutory and regulatory requirements under the Companies Act, 2013 and other applicable laws. Handle Board Meetings, Committee Meetings, General Meetings – drafting agenda, notices, minutes, resolutions, statutory records.

Position: FinTech Consultant SAP FICO (Implementation + Murex + Aladdin) Experience: 7+ Years Location: Mumbai Mode: Hybrid (3 Days Onsite Preferred) Domain: FinTech / Banking / Financial Services Job Summary We are seeking a highly experienced SAP FICO Consultant with strong exposure to FinTech, Investment Banking, and Treasury systems such as Murex and Aladdin . The candidate must have solid hands-on experience in end-to-end SAP FICO implementations and integration with trading and risk management platforms . The ideal professional should possess deep financial domain expertise and the ability to drive finance transformation projects in a FinTech or BFSI environment . Key Responsibilities ...

We are looking for an experienced and qualified Company Secretary with 10 plus years of post-qualification experience Candidates with a background in reputable law firms, Big Four firms, or leading CS firms will be preferred A strong command over matters related to the Companies Act and FEMA is essential

Job description Role & responsibilities Corporate Governance & Secretarial Duties Ensure compliance with the Companies Act, 2013 and other relevant regulations. Organize, prepare agendas for, and take minutes of Board and shareholder meetings. Maintain and update statutory registers and records. File necessary forms and returns with the Ministry of Corporate Affairs (MCA). Support the Board on matters of corporate governance and ethical compliance. Licensing & Statutory Compliance (Clinic Operations) Monitor and manage all licenses and registrations required for veterinary clinic operations, including but not limited to: Clinical Establishment registrations Shops & Establishment Act licenses...

Assist in managing and maintaining statutory records and compliance documentation. Conduct legal research on various topics and provide analysis and recommendations to thelegal team and other stakeholders.Draft and review legal documents, contracts Required Candidate profile Assist in handling communication with regulatory bodies and authorities.E Filling of MCA forms, RBI forms and FCGPR formsUpdated with new amendments

SUMMARY Chief Financial Officer ========================= Summary ------------ We are seeking an experienced and strategic Chief Financial Officer to lead our financial operations in Hyderabad. The ideal candidate will have a strong background in finance, with a proven track record of scaling financial operations in a listed manufacturing setup. As a key member of our leadership team, the CFO will be responsible for driving growth through strategic financial initiatives, managing stakeholders, and ensuring compliance with regulatory frameworks. Responsibilities - - - - - - - - - - - - - - - - - - - Develop and implement strategic financial plans, budgets, and governance frameworks Manage inv...

As the Head - IT Infrastructure at Vbeyond Corporations, your role will be crucial in making technology the backbone of the business. Your primary responsibilities will include: - Defining and executing the IT Infrastructure strategy aligned with business goals - Overseeing network management, system availability, and end-user computing - Building and managing secure & compliant IT environments (SEBI/RBI, ISO 27001, ITIL) - Leading broking-specific infrastructure trading systems, DR/BCP setup, dealer terminals, and exchange connectivity - Driving IT security, compliance, risk & vulnerability management - Partnering with senior leadership and vendors for strategic business enablement - Overse...

Job Title: Financial Advisor / Client Servicing Executive Company: PGP Finance Location: Dhanori Pune (Onsite No work from home) Experience: 05 Years (Freshers and Experienced Both Welcome) Employment Type: Full-time About the Role: PGP Finance is looking for dynamic and customer-focused individuals to join our Wealth Management & Insurance Advisory team. This role involves client servicing, telecalling, and portfolio management across insurance and mutual fund products. For fresher trainning will be provided. Key Responsibilities: Interact with clients to understand their financial needs and recommend suitable investment or insurance products (Life, Health, SIPs, Mutual Funds, etc.). Handle...

Role Overview: You will be responsible for understanding Peak margin, Quarterly settlement, MTF, CUSPA process to address queries/alerts from the Exchange. Additionally, you will handle audits mandated by NSE and BSE, implement the latest circulars issued by regulatory bodies, oversee compliance calendar preparation, manage on-site and off-site inspections, assist in new product launches, maintain monthly governance dashboard, liaise with exchanges and internal teams, and handle additional compliances like Segment Activation and Software approvals. Key Responsibilities: - Understand and address queries/alerts related to Peak margin, Quarterly settlement, MTF, CUSPA process from the Exchange ...

1-2 yrs experience in listed company Ensure compliance with SEBI regulations and companies act requirements Manage listing compliance processes Other Secretarial activities Male preferred Annual bonus

At TwoTax , we are committed to simplifying compliance and delivering transparent, efficient, and technology-driven financial solutions. As we continue to expand, we are seeking a qualified and detail-oriented Company Secretary (CS) to join our team. The ideal candidate will play a pivotal role in ensuring corporate governance and statutory compliance across all business operations. Position: Company Secretary (CS) Location: Noida Experience: 02 years (Freshly qualified CS candidates are welcome to apply) Employment Type: Full-time Salary Range: ?30,000 ?40,000 per month (based on experience and skillset) Key Responsibilities Ensure compliance with the Companies Act, 2013 , and other applica...

We are hiring Data Security associate to be based in Mumbai. The role will be working closely with our customers and help them being successful in achieving their initiatives. If you meet the following Job Description, Please email us - [HIDDEN TEXT] This individual will be part of global data security team and collaborate closely with other technical and business stakeholders to protect and secure sensitive information. We are seeking a skilled and experienced Data Discovery & Classification Specialist to lead and support enterprise-wide data governance initiatives, with a specific focus on BigID for identifying, classifying, and managing structured and unstructured data across various syst...