1029 Sebi Jobs - Page 8

Job Requirements Role/ Job Title: Senior Compliance Manager – Wholesale Lending Function/ Department: Compliance Job Purpose: The role entails the responsibility to ensure the bank’s policies and procedures comply with regulatory and ethical standards. It includes evaluating all current and new compliance regulations, reviewing bank's processes, and leading training sessions, especially for Retail Liabilities business as well as Treasury business of Wholesale Banking Roles & Responsibilities: To work closely with business units and support / control functions to effectively implement compliance requirements related to Wholesale Banking (Lending). To ensure that all required policies, procedu...

Ensure compliance with Companies Act, SEBI, FEMA, and other statutory requirements. Handle company filings, ROC returns, board meetings, and annual general meetings. Draft and maintain statutory registers, minutes, and company records. Required Candidate profile Qualified CS(Member of ICSI) Strong knowledge of corporate laws, compliance & governance Excellent communication, drafting & organizational skills Proficiency in MS Office, compliance software/tools Perks and benefits As per company standard

Ensure NSE/BSE compliances MCA e-filings Draft Agenda/Notices/Minutes Manage shareholder correspondence Maintain statutory records Handle other secretarial tasks as assigned by management.

Role Description PWM PMS Mid office Operation Graduate with 5 to 6 years experience in PMS operations. Should be able independently handle day to day operation activities which includes onboarding, documentation, Liaison with channel partner Custody Broker, PMS accounting, statutory reporting and audit queries. Your key responsibilities Key responsibilities in KYC and document verification Understanding SEBI and RBI Guidelines:A thorough grasp of the SEBI (Portfolio Managers) Regulations, 2020 and other relevant SEBI circulars related to KYC and Anti-Money Laundering (AML) is required. Meticulously checking account opening documents against regulatory requirements and internal procedures. Fo...

You will be responsible for ensuring the implementation of regulatory and corporate compliances in accordance with SEBI, BSE, NSE, NCL, and other Regulatory Authorities. This includes timely submission of all regulatory filings. You will manage applications to Stock Exchanges / SEBI for renewal of licenses, changes in Directorships/shareholding patterns, and assist in new business proposals to ensure they meet regulatory requirements and obtain necessary approvals. Advising the business on legal, compliance issues, and regulatory risks related to Broking, investment banking, and research business will be a key aspect of your role. You will oversee various audits/inspections conducted by Stoc...

Prepare and analyze financial statements, MIS reports, and budgets. Handle statutory compliance including ROC, RBI, SEBI, Taxation, GST, and TDS. Support secretarial functions: board meetings, company law compliance, and corporate governance. . Required Candidate profile Requirements Educational Qualification: Chartered Accountant (CA), Company Secretary (CS), or MBA (Finance). Experience: 2–4 years in finance, compliance, or corporate audit.

Finance & Account of listed Co ,Taxation ,Audit, , Bank Liaising for Term loan, Treasury & Banking ,Financial Planning , IND AS, Project Management , Plant Commercial & Operations , Investments , Liaising with SEBI, IT departments ,NCLT Matters etc. Required Candidate profile Person should be a CA can handling finance , Bank Liaising for Term loan, Treasury & Banking ,Financial Planning , IND AS, Project Management ,Investments , Liaising with SEBI ,NCLT Matters etc.

SKMC Global is hiring Company Secretary (CS)! Roles: ROC filings, MCA compliance, drafting, advisory & client handling. Noida | 10–7 | Exp 1–3 yrs | Immediate joiners. Apply: shilpa.mishra@skmcglobal.com | +91 9049014868”

Company Secretarial work as per rules & Act including Preparation of Notice, Agenda, Minutes and other supporting documents for the Board Meetings and Shareholders Meetings Conducting Board and Shareholders Meetings Preparation and signing of Annual Report ® Preparation, signing and maintenance of Statutory Registers ® Preparation, signing and filing of applicable e-Forms with the Ministry of Corporate Affairs ® Custody of Secretarial records ® Co-ordination with the Secretarial team ® Any other related secretarial work. ® NBFC Return Filings. ® SEBI Compliances ® Xbrl filings Other Requirements Good Drafting Skills Strong MS office knowledge Well versed with the MCA portal. Role & responsib...

Join MSBC as a FIX Onboarding Specialist to deliver seamless client experiences in the capital markets. MSBC is seeking an experienced and proactive professional to oversee the end-to-end onboarding of institutional clients in capital markets, trading, and fintech sectors. In this role, you will be instrumental in ensuring that client onboarding is compliant, timely, and frictionless by collaborating with various teams and utilizing your domain expertise. Your responsibilities will include managing the complete onboarding lifecycle for institutional and HNI clients, coordinating with internal departments to facilitate timely onboarding, collecting and maintaining documentation in adherence t...

As a Company Secretary at Ronak Jhuthawat & Co, you will play a crucial role in providing end-to-end corporate legal and compliance solutions. Your responsibilities will include handling business setup, corporate governance, regulatory approvals, compliance, due diligence, and transaction advisory. You will be required to support mergers, acquisitions, capital market transactions, IPO advisory, as well as FDI & FEMA compliances. Ronak Jhuthawat & Co, a well-established firm of Practicing Company Secretaries since 2013, specializes in Company Law, SEBI, RBI, IBC, M&A, and Capital Markets. With our expertise, we assist businesses in navigating complex regulatory frameworks seamlessly. Our key ...

You will be responsible for conducting due diligence and drafting offer documents. Your role will involve liaising with clients, legal counsels, registrars, share transfer agents, auditors, and other intermediaries. You will also be required to communicate with BSE, NSE, SEBI, NSDL, CDSL, and other authorities as necessary. Proper documentation management is an essential part of this job, in compliance with the requirements of the Merchant banker. Additionally, you will advise clients on good corporate governance practices and ensure compliance with various applicable Acts and guidelines. You will also be involved in framing policies as required under the Companies Act, 2013, and SEBI (LODR)...

Role Overview: Job Title: Senior Consultant As a Risk and Compliance Consultant at The Digital Fifth, the role involves working closely with senior consultants to deliver advisory and implementation projects for Banks, NBFCs, fintechs, and other financial institutions. The candidate will contribute to designing policy frameworks, conducting assessments, and ensuring compliance with regulatory requirements, with opportunities for growth into senior consulting roles. Key Responsibilities: - Assist in interpreting and implementing compliance requirements under RBI, SEBI, IRDAI, NPCI, and other regulatory bodies. - Support projects related to RBI Master Directions, ISO 27001, Business Continuity...

The Branch Manager will be responsible for leading and overseeing the Multimoney Forex business at the Goa branch. This role requires a hands-on leader to drive business growth, manage day-to-day operations, optimize performance, and ensure profitability. The Branch Manager will be responsible for the entire area business portfolio, including P&L management, operational efficiency, sales growth, customer acquisition, and team performance. Frequent travel is required to oversee branch operations and drive business expansion. 1. Develop and execute strategies to drive the growth of the Forex business at the Goa branch. 2. Identify and explore new business opportunities, strategic partnerships,...

Job Title Executive / Executive Process Engineering API Business Unit R&D1 Regulatory Affairs Job Grade G12A/G11B Location : Baroda At Sun Pharma, we commit to helping you ?Create your own sunshine?? by fostering an environment where you grow at every step, take charge of your journey and thrive in a supportive community, Are You Ready to Create Your Own Sunshine As you enter the Sun Pharma world, youll find yourself becoming ?Better every daythrough continuous progress Exhibit self-drive as you ?Take chargeand lead with confidence Additionally, demonstrate a collaborative spirit, knowing that we ?Thrive togetherand support each others journeys ? List Of Responsibilities / Job Functions Acqu...

We are looking for a qualified and experienced Company Secretary to ensure compliance with statutory and regulatory requirements, support the Board in governance matters, and oversee legal and secretarial functions. The ideal candidate will have experience in a stock broking or financial services environment and possess a deep understanding of SEBI, NSE/BSE, and other regulatory compliances. Key Responsibilities: Regulatory Compliance & Filings: Ensure compliance with Companies Act, SEBI regulations, and applicable laws. Handle filings and returns with ROC, SEBI, NSE, BSE, NSDL/CDSL, etc Liaise with stock exchanges and depositories for various approvals and communications. Thorough knowledge...

Key Responsibilities: * Assist in preparing and filing ROC (Registrar of Companies) forms and returns. * Maintain statutory registers and records as required under the Companies Act. * Draft board resolutions, minutes of board/general meetings, and notices. * Support in organizing board and general meetings, and liaise with directors and stakeholders. * Monitor compliance with secretarial standards, SEBI regulations (if applicable), and other statutory requirements. * Conduct legal research and assist in preparing legal opinions and reports. * Support the Company Secretary in all corporate governance matters. * Assist in handling company incorporations, changes in directorship, and share tra...

Key Responsibilities: Coordinate with our Company Secretary firm to ensure full compliance with audit requirements for SEBI-registered RA firms. Monitor and manage activities related to SCORES 2.0 (SEBIs portal for lodging complaints), maintaining a daily log of complaints and ensuring effective resolution. Keep accurate and current records of all daily published trading and investing strategies, including Options Structures and Simply-Hedged Funds. Develop and enforce robust compliance programs and policies that mitigate legal and regulatory risks. Educate and train staff on compliance requirements and foster a culture of compliance throughout the organization. Stay informed about changes i...

Looking for a qualified Company Secretary to manage secretarial duties, ensure compliance with Companies Act, FEMA, LLP Act, handle mergers, buybacks, filings, due diligence & provide legal advice.Must have strong governance and regulatory knowledge. Required Candidate profile Qualified Company Secretary with strong knowledge of the Companies Act, FEMA, LLP Act. Experienced in mergers, buybacks, filings, drafting resolutions, agreements, and excellent communication skills.

Ensure compliance with all regulatory requirements (e.g., SEBI, NSE, BSE, RBI, IRDAI, or other applicable regulators). Maintain and update compliance policies, procedures, and manuals in line with regulatory changes. Conduct periodic internal audits, inspections, and risk assessments to identify gaps and recommend corrective actions. Prepare and submit periodic reports, returns, and filings to regulators and authorities. Monitor client onboarding (KYC/AML checks) and ensure adherence to Anti-Money Laundering (AML) and Prevention of Insider Trading guidelines. Review agreements, contracts, and internal processes for compliance risks. Conduct employee training and awareness sessions on complia...

Ensure compliance with all regulatory requirements (e.g., SEBI, NSE, BSE, RBI, IRDAI, or other applicable regulators). Maintain and update compliance policies, procedures, and manuals in line with regulatory changes. Conduct periodic internal audits, inspections, and risk assessments to identify gaps and recommend corrective actions. Prepare and submit periodic reports, returns, and filings to regulators and authorities. Monitor client onboarding (KYC/AML checks) and ensure adherence to Anti-Money Laundering (AML) and Prevention of Insider Trading guidelines. Review agreements, contracts, and internal processes for compliance risks. Conduct employee training and awareness sessions on complia...

Job Profile: 1. Board & General Meetings Management: • Organize, schedule, and facilitate Board Meetings, General Meetings, and Committee Meetings. • Prepare agendas, draft minutes, resolutions, and maintain meeting records. • Ensure compliance with Companies Act, SEBI, and other regulatory guidelines. 2. Regulatory & Statutory Compliance: • Ensure timely filing of resolutions, notices, and statutory forms with regulatory bodies. • Manage filings and reporting with the Ministry of Corporate Affairs (MCA), Registrar of Companies (ROC), Reserve Bank of India (RBI), and other authorities. • Maintain statutory registers, records, and compliance documents. 3. Corporate Governance & Secretarial Co...

Role :Assistant Company Secretary Location : Mumbai Qualification : LLB,CS Experience : 1 to 2 years Job Description : ? Preparing Notice, Agenda, Agenda notes and Minutes of the Board, Committee and Annual General Meetings including compilation of necessary Annexures for the Meetings. ? Convening and coordinating for Board Meetings, Committee Meetings and General Body Meetings. ? Preparation of Notice of the Annual General Meeting/Extra Ordinary General Meeting and Board's report. ? Maintaining various reports, registers and returns and other statutory books as required under the Companies Act. ? Filing of various eforms, reports and returns and handling all other filings with the RoC ? Mai...

Are you a Qualified Company Secretary with experience in a Practicing Company Secretary (PCS) firm Are you ready to take the next step in your career and lead a team while providing top-notch corporate legal consultancy Join our dynamic firm, M. Buha & Co. Company Secretaries, located in Vadodara, Gujarat, as a Partner specializing in corporate compliance, advisory, and strategic consulting. Key Responsibilities: - Team Management & Leadership - Compliance Consultancy & Regulatory Advisory - Overseeing & Reviewing Corporate Assignments - General Administration & Firm Operations - Client Management & Business Development Who Should Apply We are looking for a Qualified CS with experience in a ...

About Company Founded in 2011, ReNew, is one of the largest renewable energy companies globally, with a leadership position in India. Listed on Nasdaq under the ticker RNW, ReNew develops, builds, owns, and operates utility-scale wind energy projects, utility-scale solar energy projects, utility-scale firm power projects, and distributed solar energy projects. In addition to being a major independent power producer in India, ReNew is evolving to become an end-to-end decarbonization partner providing solutions in a just and inclusive manner in the areas of clean energy, green hydrogen, value-added energy offerings through digitalisation, storage, and carbon markets that increasingly are integ...