1511 Sebi Jobs - Page 11

Role & responsibilities 1. Drafting notices, agendas, and minutes for board and committee meetings. 2. Organizing and conducting board and committee meetings, both physical and virtual. 3. Managing intimations and statutory filings with the RBI and MCA. 4. Preparing and filing weekly, monthly, and quarterly returns on the CIMS-RBI portal. 5. Liaising with regulators, banks, and vendors to ensure timely compliance and approvals. 6. Drafting policies as required under the Companies Act and RBI regulations. 7. Liaising with stakeholders as required for due diligence. 8. Coordinating with the Secretarial Auditor for conducting quarterly audits. 9. Providing guidance to the Board and CFO on appro...

As a finance advisory professional at KPMG in India, you will be part of a leading professional services firm affiliated with KPMG International Limited. Established in India in August 1993, KPMG has offices across the country in key cities like Bengaluru, Mumbai, and Hyderabad. Our services cater to national and international clients across various sectors, providing rapid, performance-based, industry-focused, and technology-enabled solutions. Key Responsibilities: - End to end project management, including guiding the team on technical accounting and financial reporting matters, managing client relationships, monitoring project progress, and overseeing relevant operational and financial as...

Ensure compliances with respect to SEBI Guidelines. Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)

About The Role Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentWe are looking for detail-oriented professionals to join our KYC (Know Your Customer) team. The team is responsible for onboarding new clients and periodically reviewing existing clients in accordance with regulatory requirements and internal policies.Understand & implement laws, and regulations designed to stop ...

About The Role Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talent.We are looking for detail-oriented professionals to join our KYC (Know Your Customer) team. The team is responsible for onboarding new clients and periodically reviewing existing clients in accordance with regulatory requirements and internal policies.Understand & implement laws, and regulations designed to stop t...

About The Role Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Sr Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentWe are looking for detail-oriented professionals to join our KYC (Know Your Customer) team. The team is responsible for onboarding new clients and periodically reviewing existing clients in accordance with regulatory requirements and internal policies.Understand & implement laws, and regulations designed to stop...

About The Role Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Specialist Qualifications: Any Graduation Years of Experience: 7 to 11 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentWe are looking for detail-oriented professionals to join our KYC (Know Your Customer) team. The team is responsible for onboarding new clients and periodically reviewing existing clients in accordance with regulatory requirements and internal policies.Understand & implement laws, and regulations designed to sto...

We are looking for a qualified and experienced Company Secretary to ensure the company complies with statutory and regulatory requirements and maintains high standards of corporate governance. The ideal candidate will serve as a vital link between the board of directors, senior management, shareholders, regulators, and other stakeholders. Key Responsibilities: Ensure compliance with corporate laws, rules, and regulations Organize, prepare agendas for, and take minutes of board meetings and annual general meetings (AGMs). Advise the board on their legal and governance responsibilities. Maintain statutory books (register of members, directors, etc.) and file necessary returns with regulatory a...

Reporting to: Vice President, Tax (Renewables Power and Transition Group). About the role: The Manager, Tax will be involved in the tax functions of the group in India, which encompasses compliance, reporting and transaction structuring and execution. This role offers an excellent opportunity for career development and growth as a tax professional in a highly dynamic and challenging work environment. Key Responsibilities: 1. Tax compliance: Work closely with the advisors and manage compliances with tax laws for the various investment entities (including income-tax returns filings and transfer pricing filings) Work closely with the tax teams of the portfolio companies to oversee compliance / ...

Description Amazon Web Services (AWS) India is rapidly expanding its presence in Ficial Services AWS offers global public cloud offerings with a diversity of GRC/Compliance programs and attestations to enable our customer base AWS India Pvt Ltd is looking for independent, passionate, and deeply experienced professionals from the Ficial Services industry to provide thought leadership in assisting ficial institutions to move regulated workloads and data into the cloud by addressing their specific security, regulatory, compliance and goverce requirements, This key position values specialized experience of supporting ficial services sector compliance efforts and will this role will have high vis...

Description Amazon Web Services (AWS) India is rapidly expanding its presence in Ficial Services AWS offers global public cloud offerings with a diversity of GRC/Compliance programs and attestations to enable our customer base AWS India Pvt Ltd is looking for independent, passionate, and deeply experienced professionals from the Ficial Services industry to provide thought leadership in assisting ficial institutions to move regulated workloads and data into the cloud by addressing their specific security, regulatory, compliance and goverce requirements, This key position values specialized experience of supporting ficial services sector compliance efforts and will this role will have high vis...

We are seeking an enthusiastic and motivated individual with a passion for patient safety, risk management, adverse event investigation, resilience and clinical governance to join us at NHS Golden Jubilee This post provides an exciting opportunity to provide support to the work carried out within the Clinical Governance Department and to provide support to our Risk Manager in delivering the aims and objectives of the department in relation to risk, resilience, legal claims and feedback In supporting the wider Clinical Governance agenda, the post holder will also be involved in supporting clinical governance forums at both service, Board level and externally The role also supports our Divisio...

Join us as a Legal Business Proc Ops Matter Manager at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences, You may be assessed on the key critical skills relevant for success in role, such as experience with Legal Business Proc Ops Matter Manager, as well as job-specific skillsets, To be successful as a Legal Business Proc Ops Matter Manager, you should have experience with: Contributing to the design and execution of transformation initiatives within global procurement operations, ensuring alignment with business go...

Analyze financial data & develop financial models Oversee accounting, budgeting, & taxation Handle direct & indirect tax matters, audits & risk management Manage legal documentation Ensure adherence to financial laws, corporate governance, policies Required Candidate profile Strong analytical & problem-solving ability In-depth knowledge of accounting standards, taxation laws & financial regulations Excellent communication skills. Know kutchi or gujarati language

Senior Manager - Legal & Compliance (Kolkata) Industry: Facility Management Services 1) Legal Strategy & Advisory 2) Labour Law, Corporate Law, Litigation 3) Agreement, Contract, Joint Venture 4) All Compliances & Regulatory ***************** Required Candidate profile Edu: LLB/ LLM Exp: 14 - 20 Years Skills: 1) At least 7 yrs in Corporate sector 2) Adept in Labour Law, Corporate Law, Agreement & Contract 3) Knowledge of all Compliances 4) Leadership capabilities

Manager - Legal and Compliance - 5+ Years - Gurgaon We are looking for a dynamic and detail-oriented professional for the position of Manager Compliance . The role calls for a minimum of 5 years of experience in Anti-Money Laundering (AML), regulatory compliance, and business advisory, with a strong understanding of FIU and IRDAI regulations. If you thrive in a dynamic, fast-paced, and collaborative environment that values integrity and inclusion, this opportunity is perfect for you. Location - Gurgaon, India Your Future Employer - Be part of a top life insurance firm driving innovation in financial security and building lasting customer trust. Responsibilities: Ensure compliance with all ap...

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction. Required Candidate profile Proven experience in sales, business development, or client servicing within the Mutual Fund or financial services industry. Strong understanding of Mutual Fund products and investment strategies. Perks and benefits Attractive incentive structure.

Responsibilities: * Ensure NSE, BSE & Stock Exchange compliance * Manage SEBI regulations * Oversee CDSL/NSDL operations * Adhere to securities laws * Prepare and enforce internal compliance for stock brokers

1. Legal Compliance: Draft, review, and update legal documents and contracts. 2. Corporate Governance: 3. Secretarial Functions:.. 4. Compliance Monitoring: • 5. Regulatory Reporting: • 6. Inter-Department monitoring and co-ordination. •

About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). 1. To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. 2. Proactively analyze the impacts, allocate actions to business owners, and provide guidance on implementation. 3. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & operating effe...

As a Company Secretary and Compliance Officer at Prithvi Exchange, your role will be crucial in ensuring compliance with SEBI and corporate laws. Your responsibilities will include managing regulatory filings, maintaining statutory books, and facilitating board meetings. Additionally, you will be tasked with monitoring changes in relevant legislation, providing guidance on corporate governance, and handling communication with stakeholders and regulatory authorities. Key Responsibilities: - Prepare agendas and papers for board meetings, committees, and annual general meetings (AGMs) and follow up on action points. - Ensure compliance with Companies Act, 2013, SEBI (LODR), PIT regulations, SAS...

As a qualified candidate for the position, you should have a strong background in accounts and finance. Your responsibilities will include: - Managing financial reporting and financial preparation using Excel - Ensuring compliance with SEBI and ROC regulations - Conducting due diligence of accounts and taxation - Scrutinizing ledgers and managing databases - Demonstrating expertise in SAP and MS Office, especially Excel - Possessing knowledge of IND-AS and banking procedures - Maintaining effective communication and interpersonal skills - Collaborating with team members and adapting to new challenges - Showing willingness to learn and creativity in problem-solving - Having experience in aspe...

About Us We are a specialty chemicals manufacturing company with a full stack solution from R&D to manufacturing and doorstep delivery of innovative chemicals. Headquartered in Bengaluru, India we cater to pharmaceutical, agrochemical, personal care, and home care industries. Our B2B fulfillment platform supports businesses globally in developing and manufacturing chemicals from lab to commercial scale. With a team of in-house R&D experts and scientists, we offer custom synthesis and route scouting services to support manufacturers in product development. We are VC backed - here is a read. We are 250+ people strong and have offices in India, UAE, US and Indonesia. We are currently exporting ...

Role : Company Secretary Experience : 5 to 6 years Qualification : CS Location : Prabhadevi Job Description : Ensure compliance with the Companies Act, 2013 , FEMA, SEBI, RBI, and other applicable laws and regulations. Manage all secretarial activities , including preparation and filing of returns, forms, and documents with MCA/ROC and other statutory authorities. Convene and manage Board Meetings, Committee Meetings, and General Meetings , including drafting of agenda, notices, resolutions, and minutes. Advise the Board on good governance practices and compliance of corporate governance norms. Handle statutory filings, annual reports, directors reports, and other disclosures . Ensure proper...

CS with membership of Institute of Company Secretary of India (ICSI) / LLB / PG Business Management / Commerce preferred. : Min 5 years experience preferably in a stock broking firm, Asset management company, or similar financial institution.