1517 Sebi Jobs - Page 14

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1.0 - 4.0 years

3 - 6 Lacs

mumbai

Work from Office

John Cockerill, enablers of opportunities Driven since 1817 by the entrepreneurial spirit and thirst for innovation of its founder, the John Cockerill Group develops large-scale technological solutions to meet the needs of its time: facilitating access to low carbon energies, enabling sustainable industrial production, preserving natural resources, contributing to greener mobility, enhancing security and installing essential infrastructures. Its offer to businesses, governments and communities consists of services and associated equipment for the sectors of energy, defence, industry, the environment, transports, and infrastructures. With more than 8,000 employees, John Cockerill achieved a t...

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0.0 years

0 Lacs

pune, maharashtra, india

On-site

Job Description Act as the compliance leader, strategist and subject matter expert assessing and advising on existing and emerging regulatory compliance requirements across the organization. Developing the annual compliance work plan that reflects the organization's unique characteristics. Periodically revising the compliance plan in light of changes. Guiding in a productive, professional way the compliance team. Overseeing and monitoring the implementation of the compliance program. Providing guidance, advice, and training. Providing strategic direction to the management on compliance. Preparing and presenting clear and concise compliance reports to the Board. Interacting with regulators on...

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15.0 - 17.0 years

0 Lacs

gurugram, haryana, india

On-site

Mandate open in the fastest-growing Stock Market platform!! Head of Broking Business Location - Gurgaon Budget up to - 80L Minimum 15 years of exp. in the Stock Broking Industry A bachelor's degree in Finance, Business, Economics, or an MBA is preferred. > Develop and execute a high-impact sales and distribution strategy to achieve market penetration and revenue targets. > Define and implement the strategic vision and roadmap for the stock broking vertical > Oversee the end-to-end broking operations > Deep understanding of broking, trading operations, market trends, and regulatory landscapes. > Proven expertise in P&L management, sales strategy, and business scaling. > Strong working knowled...

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5.0 - 7.0 years

7 - 9 Lacs

mumbai

Work from Office

Key Responsibilities Key Result Areas Supporting Actions Board / Committees / Shareholders / Trust Meetings 1. Prepare Notice, Agenda, all other related documents for Board/Committee. 2. Follow up, obtain and collate information pertaining to quarterly CG Reports /Banking operations/ fatal accidents etc from all the units. 3. Collate necessary data and prepare relevant notes/ annexures for items to be placed before Board/ Committee Meetings from various departments/ units. 4. Draft Minutes of the Meetings within prescribed timelines. 5. Complete necessary filings with Stock Exchanges/ RoC post Board/ Committee Meetings. 6. Provide resolutions to the concerned departments promptly post meetin...

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10.0 - 12.0 years

20 - 25 Lacs

pune

Work from Office

Deputy Company Secretary: Position - Deputy Company Secretary Department - Company Secretary Location - Thermax House Reporting to - Sangeet Hunjan Experience range - 10 -12 yrs Prefered Industry - Manufacturing Services /Listed company To ensure compliance with Companies Act, SEBI regulations, and listing requirements. Lead a team of secretarial professionals to ensure timely and accurate compliance. Support the Board and Committees with governance, scheduling, and documentation. Draft and review minutes, resolutions, and statutory filings, ensure timely disclosures. Assist in the preparation of Annual report. Oversee secretarial compliance and governance for domestic and overseas subsidiar...

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4.0 - 6.0 years

6 - 9 Lacs

noida

Work from Office

Handling Compliance of all the General Applicable Laws Timely approval of related party transactions To ensure compliances with listing regulations Providing Information/Details to other departments Laisioning with stock exchanges/other authorities Candidate should have listed company compliances experience Key Skill Sets Required: Well versed with stock exchange compliances Thorough knowledge of Companies Act, 2013 Knowledge of Secretarial Standards Complete Knowledge of Related Party Transactions including all the rules, Notifications & Circulars

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4.0 - 8.0 years

6 - 10 Lacs

chennai, bengaluru

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What are we looking for? 1. Should have minimum 5+ years of experience working on ISO 27001 implementation and handling external Audits, SOC 2 Type2, QMS, HIPAA, PCI DSS, SOX. 2. Should be capable of handling internal audits linke HR, Admin, IT etc. 3. Should be capable of filling and submitting RFI/RFQ questionnaire. 4. Must have basic knowledge of delivery compliance 5. Minimum B.E./B.Tech/B.Sc.(CS)/MCA

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11.0 - 13.0 years

6 - 16 Lacs

mumbai, mumbai suburban, navi mumbai

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We are looking for a Company Secretary for Mumbai location. Please note :- We need 7- 13 years or Past Experience of NSE / BSE Listed Companies 6 days working/ WFO only Responsibilities: Arranging and conducting Board Meetings, Committee Meetings & General Meetings (AGM & EGM) as specified in the Companies Act or as may be called by the board in a stipulated time period. Pre Meeting arrangements. (Drafting of Notice, issuing of notices, preparation and issuing of Agenda, logistics and admin arrangement, coordination with directors and shareholders) Maintaining key corporate documents and records. To ensure quarterly, half yearly, yearly compliances with all the regulatory requirements under ...

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8.0 - 10.0 years

6 - 16 Lacs

mumbai, mumbai suburban, navi mumbai

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We are looking for a Company Secretary for Mumbai location. Please note - We need 7- 13 years or Past Experience of NSE / BSE Listed Companies Responsibilities : Arranging and conducting Board Meetings, Committee Meetings & General Meetings (AGM & EGM) as specified in the Companies Act or as may be called by the board in a stipulated time period Pre Meeting arrangements. (Drafting of Notice, issuing of notices, preparation and issuing of Agenda, logistics and admin arrangement, coordination with directors and shareholders) Maintaining key corporate documents and records. To ensure quarterly, half yearly, yearly compliances with all the regulatory requirements under the Companies Act, 1956, S...

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2.0 - 7.0 years

2 - 4 Lacs

mumbai, mumbai suburban, mumbai (all areas)

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Company Secretary Capital Market Location: Goregaon Experience: 2-4 Years (preferably in Merchant Banking or Capital Markets) Salary - Freshers 30-40k if exp upto 60k Job Description: We are seeking a semi qualified / qualified and experienced Company Secretary (CS) with a strong background in Merchant Banking/ Capital Market to join our team. The ideal candidate should have comprehensive knowledge of SEBI regulations, corporate laws, and compliance requirements related to IPOs, rights issues, takeovers, and listing obligations. Key Responsibilities: Ensure compliance with Companies Act, SEBI regulations, and other corporate laws. Handle IPO/Rights Issue/Preferential Allotment and Listing-re...

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1.0 - 4.0 years

5 - 10 Lacs

pune

Work from Office

Company- SORIGIN GROUP Context of the Position: - We are looking for a passionate and detail-oriented Company Secretary to join our Corporate Secretarial Team, supporting both Sorigin and Skeiron Group Compliances. This is an excellent opportunity for Company Secretary looking to gain hands-on experience in corporate . Key Job Responsibilities: - Handling Corporate Secretarial Compliance (Company and LLP) for the group entities Conducting Board Meetings Handling FEMA Compliance including thorough knowledge of FCGPR and FLA return filings with RBI Good communication skills to deal with the stakeholders •Handling of incorporation and all related compliances. Keep track of board meeting dates H...

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1.0 years

4 - 4 Lacs

thane

Work from Office

Job Title: Digital Acquisition Specialist Company: JM Finance Location: Thane (Wagle Estate) Employment Type: Full-time | On-site Headcount: 30 Openings Salary: 18,000 28,000 (In-hand, based on experience) Qualification: HSC / Graduate (Any Stream) Experience Required: 6 months to 1+ years of experience in: Securities / Demat Account Opening Sales Stock Market / Trading / Financial Product Sales Candidates with strong stock market knowledge are highly preferred. Job Responsibilities: Generate leads and acquire new clients for Demat and Trading accounts. Educate and assist clients with account opening and onboarding. Promote financial products and services offered by JM Finance. Communicate e...

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0.0 - 1.0 years

4 - 4 Lacs

thane

Work from Office

Job Title: Digital Acquisition Specialist Company: JM Finance Location: Thane (Wagle Estate) Employment Type: Full-time | On-site Headcount: 30 Openings Salary: 18,000 28,000 (In-hand, based on experience) Qualification: HSC / Graduate (Any Stream) Experience Required: 6 months to 1+ years of experience in: Securities / Demat Account Opening Sales Stock Market / Trading / Financial Product Sales Candidates with strong stock market knowledge are highly preferred. Job Responsibilities: Generate leads and acquire new clients for Demat and Trading accounts. Educate and assist clients with account opening and onboarding. Promote financial products and services offered by JM Finance. Communicate e...

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3.0 - 5.0 years

8 - 10 Lacs

mumbai

Work from Office

Job Application Link:https://app.fabrichq.ai/jobs/95e9cc3d-97ae-4db3-9ba9-4cb6a3657280 Job Summary: The Company Secretary and Legal Assistant is responsible for ensuring compliance with corporate laws and providing legal support. Key responsibilities include secretarial compliance, legal advisory, regulatory filings, and handling confidential corporate matters. The role requires a qualified Company Secretary with experience in corporate governance and legal advisory. Key Responsibilities Ensure compliance with the Companies Act, 2013, and other applicable regulations Prepare, maintain, and update statutory registers, records, and returns Organize and manage board meetings, annual general mee...

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3.0 - 7.0 years

0 Lacs

haryana

On-site

Role Overview: You will be joining KPMG in India, a professional services firm affiliated with KPMG International Limited. Established in August 1993, KPMG has a strong presence in India with offices in multiple cities. As a part of the team, you will provide services to national and international clients across various sectors. Your role will involve leveraging the global network of firms while being well-versed in local laws, regulations, and markets. Key Responsibilities: - Experience in financial reporting and accounting from a reputed organization, with a focus on accounting advisory, due diligence, and securities offering assignments - Sound technical knowledge with expertise in US GAA...

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2.0 - 6.0 years

3 - 5 Lacs

greater noida

Work from Office

Key Responsibilities: Ensure compliance with Companies Act, SEBI, FEMA, and other applicable regulations. Manage statutory filings, ROC compliance, and maintenance of company records/registers. Prepare board agendas, minutes, resolutions, and assist in organizing Board/Committee/AGM meetings. Liaise with regulators, auditors, and stakeholders for statutory and secretarial matters. Support in drafting contracts, agreements, and legal documents. Provide secretarial and corporate governance support to management. Requirements: Qualified Company Secretary (ICSI). 13 years of post-qualification experience (preferably in manufacturing/industrial sector). Strong knowledge of corporate laws and comp...

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6.0 - 11.0 years

5 - 8 Lacs

raipur

Work from Office

Location: Raipur Job Description: 1. Ensure compliance with the Companies Act, FEMA, and other applicable laws. 2. File necessary returns, draft and maintain statutory registers, records, and filings with the Registrar of Companies and other regulatory authorities. 3. Organize and facilitate meetings of the Board, Committees, and Shareholders (including drafting of notices, agendas, minutes, reports and resolutions). 4. Well vesred with opening of demat accounts, filing application for ISIN, corporate actions and transfer of shares through Demat. 5. Coordination and liasie with Bankers and and other stakeholders. Qualification and Skills: 1. Qualified Company Secretary (Member of ICSI). 2. G...

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0.0 - 2.0 years

5 - 6 Lacs

greater noida

Work from Office

Location: Greater Noida Job Description: 1. Ensure compliance with the Companies Act, FEMA, and other applicable laws. 2. File necessary returns, draft and maintain statutory registers, records, and filings with the Registrar of Companies and other regulatory authorities. 3. Organize and facilitate meetings of the Board, Committees, and Shareholders (including drafting of notices, agendas, minutes, reports and resolutions). 4. Well vesred with opening of demat accounts, filing application for ISIN, corporate actions and transfer of shares through Demat. 5. Coordination and liasie with Bankers and and other stakeholders. Qualification and Skills: 1. Qualified Company Secretary (Member of ICSI...

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5.0 - 9.0 years

0 Lacs

maharashtra

On-site

As a Senior Manager Internal Audit at a reputed consulting firm, you will be responsible for managing internal audits and ensuring regulatory compliance for stock and commodity brokers in alignment with SEBI and Exchange norms. Key Responsibilities: - Conduct and lead internal audits for broking houses across capital markets and commodities segments. - Ensure compliance with SEBI, NSE, BSE, MCX, and NCDEX regulations. - Review and verify processes related to margin reporting, PMLA compliance, and actual settlement procedures. - Assess and implement Risk-Based Supervision (RBS) frameworks, UCC management, and terminal operations control. - Provide support during regulatory inspections and pre...

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5.0 - 9.0 years

0 Lacs

gandhinagar, gujarat

On-site

As a Chartered Accountant from ICAI, your role will involve maintaining proper accounting records and overseeing the duties of the accounting team. You are expected to have expertise in financial planning, taxation, RBI compliances, SEBI, IFSCA, audits, funds management, and investor relationship. **Key Responsibilities:** - Maintain proper accounting records - Oversee the duties of the accounting team **Qualifications:** - Chartered Accountant from ICAI Please note that no additional details about the company were provided in the job description.,

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0.0 years

0 Lacs

pune, maharashtra, india

On-site

About The Job Job Description: Act as the compliance leader, strategist and subject matter expert assessing and advising on existing and emerging regulatory compliance requirements across the organization. Developing the annual compliance work plan that reflects the organizations unique characteristics. Periodically revising the compliance plan in light of changes. Guiding in a productive, professional way the compliance team. Overseeing and monitoring the implementation of the compliance program. Providing guidance, advice, and training. Providing strategic direction to the management on compliance. Preparing and presenting clear and concise compliance reports to the Board. Interacting with...

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1.0 - 3.0 years

18 - 22 Lacs

ahmedabad

Work from Office

Role & responsibilities Research and analysis of transaction tax related laws (such as domestic and international tax, corporate laws, SEBI, FEMA, Competition Act, stamp duty laws etc.) on inbound and outbound deals, corporate reorganizations, securities market aspects, etc. Research on tax theory and positions, and apply them to specific client needs Prepare deliverables capturing implications arrived on the basis of above research, in word, PowerPoint, excel or email form as required Perform direct tax diligence (this involves scrutinizing past tax issues, record, compliance, etc. of the target) and capture the facts and analysis in a diligence report Use and apply the right tax practice p...

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10.0 - 12.0 years

0 Lacs

mumbai, maharashtra, india

On-site

We are seeking a highly skilled Infra Manager - IT to lead our IT infrastructure initiatives. The role involves end-to-end management of IT infra, including networks, servers, cloud, endpoint security, compliance, and vendor coordination. Key Responsibilities: Lead IT infrastructure management, security, and endpoint administration. Develop and implement IT infra strategies, SOPs, and policies. Ensure compliance with SEBI and regulatory IT governance. Manage MSPs for effective service delivery. Plan and execute patch management (ManageEngine Endpoint Central). Coordinate & remediate VAPT findings. Design and maintain disaster recovery (DR) and BCP plans. Manage IT asset lifecycle, procuremen...

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2.0 - 4.0 years

0 Lacs

ahmedabad, gujarat, india

On-site

About the Role We are strengthening our Investment Banking and Transaction Advisory team and are seeking a sharp Chartered Accountant who excels at the intersection of tax, regulatory frameworks, and deal economics. You will work closely with the partners on a diverse range of mandates from transaction structuring, valuation and modelling, to regulatory representations. This role combines technical expertise in tax and regulatory matters with a strong commercial understanding of financial decisions that inform strategic deals. Key Responsibilities Support and advise on transaction structuring across mergers, acquisitions, joint ventures, and reorganisations Conduct independent research on ta...

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0.0 years

0 Lacs

gurugram, haryana, india

On-site

Job Title: Company Secretary Location: Sector 32, Gurgaon Type: Full-time | On-site Notice Period: Immediate Joiners Preferred About the Role: We are seeking a highly skilled and dynamic Company Secretary to manage the complete secretarial and regulatory compliance functions of the company, including those with foreign investment , NBFC , insurance intermediary , and digital services dimensions. The ideal candidate must have in-depth knowledge of corporate laws, FEMA, RBI, MCA, GST, IRDAI, and SEBI regulations, and should be capable of independently handling filings, documentation, and regulatory correspondence. Key Responsibilities: Corporate Secretarial Compliance: Ensure timely compliance...

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