1517 Sebi Jobs - Page 15

• Ensure that NCCL systems are running optimally and settlements of daily trades as well as physical settlements are completed effectively in time.Ensure that appropriate systems for successful completion of settlement are put in place Required Candidate profile Ensure the maintenance of masters with respect to members, clearing banks, approved banks, custodians, collaterals and physical settlement. timely preparation of various reports/data requirements

Ultra Media & Entertainment Pvt. Ltd is looking for Company Secretary to join our dynamic team and embark on a rewarding career journey To be a designated Company secretary for Group Companies at Vidyavihar (West) officeHandle documentation with high-level of confidentiality To Manage the secretarial aspects of Board Meetings, AGMs, and other corporate activities including preparation, review and distribution of Notice, Agenda Items, Minutes of the meetings, Board Resolutions, and any other documents as applicable To ensure and vet the contracts and other documents of the company keeping company interest ahead Compliance and advisory work relating to Companies Act, ROC and other Secretarial ...

As a Senior Consultant, you will be a key resource on client engagement. Demonstrate technical competence in our capabilities and take a practical/business driven approach to solving complex client challenges Be up to date with key technical and functional skills, and industry trends Support and lead certain engagement activities from planning through to implementation including identifying and helping manage any potential issues and risks during a client assignment Identify and flag any follow-on engagement opportunities Support and lead certain engagement activities from planning through to implementation Skills and attributes for success Experience in tax and regulatory support for global...

the Role & responsibilities Jo b Title: Company Secretary (CS) Location: Kolkata Experience Required: Minimum 2 years Salary: Up to 8 LPA About the Role: We are looking for a Qualified Company Secretary with at least 2 years of experience to manage compliance, corporate governance, and secretarial functions of the company. The ideal candidate should have strong knowledge of company laws, SEBI regulations, and ROC compliance. Key Responsibilities: Ensure compliance with Companies Act, SEBI, FEMA, and other applicable regulations. Handle all ROC filings, annual returns, and statutory records. Draft, review, and maintain minutes of Board Meetings, General Meetings, and Committee Meetings. Advis...

Department Mid Market Credit Location Hyderabad Number of Positions 01 Reporting Relationships Position Grade M5/M6 Job Role Preparation of Credit Appraisal notes for Mid Markets segment. Average ticket size of borrowing Rs. 500-1000Crs Discuss with business on Terms and Conditions for risk assessments Discuss with customers for obtaining information for preparation of CRANs. Monitor the accounts based on the terms stipulated by Sanctioning Authority. Prepare Monthly Monitoring Reports for the portfolio. Escalate with action plan for non compliances. Visit the units. Manage and address any escalations related to risk assessments Job Requirements: Experience required for the Job: 8-12 years i...

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank About the Role Corportate Salary Manager ( CSM - Service) are a part of the Banks front line sales Team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities They are responsible to get the BDEs productivity on accounts, for selling products and services to the empl...

About Bharat Banking: Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role: The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities: Ac...

Currently we are hiring Compliance role for Banking industry. Job Title: Compliance Manager - DVP Grade Location: Gandhinagar - GIFT City Industry: Banking Experience: 8+ Years Job Description: We are seeking a dynamic and experienced professional to manage the Compliance function at the GIFT City branch. The role involves close coordination with the Head Office and ensuring robust compliance with regulatory and internal standards. Key Responsibilities: Lead and manage the Compliance function at the GIFT City branch as an independent entity. Develop, implement, and monitor compliance frameworks and ensure timely reporting to senior management. Ensure accurate and timely submissions to both i...

Job Description Ensure compliance with the applicable provisions of the Companies Act, 2013, LODR Regulations, Insider Trading Regulations and such other regulations, notifications and circulars applicable to the Company/subsidiaries. Provide timely support for smooth conduct of board/committee/shareholders meetings of the Company and its subsidiaries, including preparation of notices, agenda, minutes etc. Assist in drafting the Board’s report and annexures as applicable to the Company and its subsidiaries. Prepare & maintain statutory registers and ensure that they are updated regularly and ensure proper and accurate record maintenance as required as per the statutory requirements Prepare a...

As a RTA Operations professional for our client in the Mutual Fund Industry, your role will involve the following responsibilities: - Coordinate with internal auditors to provide necessary data promptly. - Verify RTA-related expenses against the provided data. - Stay updated on new SEBI/AMFI circulars and guidelines for timely implementation. - Track refunds, switches, and redemptions reconciliation on a daily basis. - Perform commission calculations. - Possess knowledge of RTA-related activities for mutual fund operations. - Proficiency in Excel (xls) for data analysis and reporting. Qualifications required for this role include: - A bachelor's or master's degree in Finance, Commerce, or a ...

Role : Company Secretary Experience : 5 to 6 years Qualification : CS Location : Prabhadevi Job Description : Ensure compliance with the Companies Act, 2013 , FEMA, SEBI, RBI, and other applicable laws and regulations. Manage all secretarial activities , including preparation and filing of returns, forms, and documents with MCA/ROC and other statutory authorities. Convene and manage Board Meetings, Committee Meetings, and General Meetings , including drafting of agenda, notices, resolutions, and minutes. Advise the Board on good governance practices and compliance of corporate governance norms. Handle statutory filings, annual reports, directors reports, and other disclosures . Ensure proper...

Role : Company Secretary Experience : 1 to 2 years Qualification : CS Location : Kandivali Job Description : ? Ensure FEMA compliances and file forms FC-GPR, FC-TRS, and FLA. ? Draft annual reports for the company and its group entities, manage secretarial compliances for fundraising through various methods such as preferential allotment, rights issues, convertible loans, and issuance of shares ? Prepare notices, agendas, and minutes for board and general meetings, ensuring all secretarial compliances with respect to the board and general meetings prescribed under the Companies Act, 2013. File forms with ROC pursuant to secretarial compliances. ? Prepare notes, presentations, and checklists ...

Responsibilities: * Execute stock/commodity trades & monitor markets. * Manage company financial & corporate profile. * Ensure SEBI & Govt. compliance. * Strong analytics & presentation skills. * Analyze market data, charts, and investment risks.

Role & Responsibilities: Prepare and present monthly, quarterly, and annual financial statements in compliance with IGAAP. Monitor and ensure compliance with internal controls and financial policies. Provide support for internal stakeholders, including senior management and department heads, regarding financial matters Ensure timely submission of Audit committee/Board deliverables, review of policies approved by Audit Committee/Board and closure of ATRs Ensure compliance with Accounting Standards, the Companies Act 2013 and also the IRDAI regulations. Planning and overseeing projects to ensure they are completed in a timely manner and within budget Testing of system requirements, evaluate ne...

We are Hiring: Principal Officer (PO) Compliance & AML Cofinex Exchange, a growing and regulated cryptocurrency platform, is looking for a Principal Officer (PO) to lead our compliance and AML/CFT operations in India. Location: Kolkata, India (On-site) Employment Type: Full-time Company Description Cofinex is an innovative blockchain ecosystem redefining digital finance. Our platform includes an Exchange, Forex, Launchpad, Info, Copay Card, Cofinex Wallet, and Lend, tailored to meet the evolving needs of the digital age. The Cofinex Exchange is renowned for its speed and efficiency, processing over 0.4 million orders per second and offering unmatched security, liquidity, and low trading fees...

We are seeking a meticulous and knowledgeable professional to join us as a Lead - Company Secretary. In this pivotal role, you will manage key compliance tasks under the Companies Act, SEBI Listing Regulations, and Secretarial Standards, focusing on board and committee meeting activities and ensuring adherence to all applicable corporate governance requirements. Based in Mumbai, this position calls for a detailoriented individual who is proactive in monitoring regulatory changes and adept in stakeholder communication, including shareholder services and investor relations. Responsibilities: Handle compliances under Companies Act, SEBI Listing Regulations, and Secretarial Standards related to ...

As companies grow and become more global in scope, employment issues become more complex. Among the most serious challenges businesses face today is compliance with multifaceted tax laws and labor regulations. Deloitte offers we'll-rounded plans and program development strategies. Key Responsibilities: 1. Statutory Compliance Ensure compliance with Companies Act, 2013, RBI regulations, SEBI regulations and other applicable laws. Manage and maintain statutory registers, records, and filings with ROC (MCA), RBI, SEBI, and other authorities. Ensure timely filing of annual returns, financial statements, and event-based forms. 2. Board & Committee Support Schedule, organize, and document Board, C...

Role & responsibilities Ensure compliance with all Stock Exchange/regulatory requirements Interpret, advise on and ensure compliance with the principles of the Corporate Governance Code. Stay abreast of future changes in the Code and advise on the impact of these To prepare agendas and papers for board meetings, committees and annual general meetings (AGMs) and General Meetings, take minutes and follow up on action points Maintain statutory books, including registers of members, directors and secretaries Monitor changes in relevant legislation and the regulatory environment Liaise with external regulators and advisers, such as lawyers and auditors Develop and oversee the systems that ensure ...

Identify sales opportunities for corporate salary accounts by building new relationships with corporates Manage business relations with existing corporate customers to increase the depth of existing relationships Achieve sales targets as assigned by the organization on a monthly basis Conduct market enhancement activities within the corporates to enhance the business Record and track all engagement activities through the CRM system Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry

Identify sales opportunities for corporate salary accounts by building new relationships with corporates Manage business relations with existing corporate customers to increase the depth of existing relationships Achieve sales targets as assigned by the organization on a monthly basis Conduct market enhancement activities within the corporates to enhance the business Record and track all engagement activities through the CRM system Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry

Identify sales opportunities for corporate salary accounts by building new relationships with corporates Manage business relations with existing corporate customers to increase the depth of existing relationships Achieve sales targets as assigned by the organization on a monthly basis Conduct market enhancement activities within the corporates to enhance the business Record and track all engagement activities through the CRM system Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry

Identify sales opportunities for corporate salary accounts by building new relationships with corporates Manage business relations with existing corporate customers to increase the depth of existing relationships Achieve sales targets as assigned by the organization on a monthly basis Conduct market enhancement activities within the corporates to enhance the business Record and track all engagement activities through the CRM system Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry

Identify sales opportunities for corporate salary accounts by building new relationships with corporates Manage business relations with existing corporate customers to increase the depth of existing relationships Achieve sales targets as assigned by the organization on a monthly basis Conduct market enhancement activities within the corporates to enhance the business Record and track all engagement activities through the CRM system Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry

Identify sales opportunities for corporate salary accounts by building new relationships with corporates Manage business relations with existing corporate customers to increase the depth of existing relationships Achieve sales targets as assigned by the organization on a monthly basis Conduct market enhancement activities within the corporates to enhance the business Record and track all engagement activities through the CRM system Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry

Identify sales opportunities for corporate salary accounts by building new relationships with corporates Manage business relations with existing corporate customers to increase the depth of existing relationships Achieve sales targets as assigned by the organization on a monthly basis Conduct market enhancement activities within the corporates to enhance the business Record and track all engagement activities through the CRM system Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry