1517 Sebi Jobs - Page 16

Job Description Company Secretary Role Summary The Company Secretary will be responsible for ensuring comprehensive compliance with all applicable corporate laws and regulations, including the Companies Act, SEBI regulations, FEMA, and other applicable frameworks. The incumbent will play a key role in Board and Committee governance, policy formulation, investor relations, and corporate secretarial functions for the listed entity and its subsidiaries. This role involves significant interaction with senior leadership, regulators, stock exchanges, and other key stakeholders. Key Responsibilities 1. Statutory & Regulatory Compliance Ensure compliance with Companies Act, SEBI (LODR), FEMA, Inside...

Acquiring new clients with benchmark assets Increase the total assigned SIP book from allocated and new clients Adding overall AUM by gathering assets from existing and new clients Increasing the basket of clients having AUM Required Candidate profile Graduate / Post graduate in any stream with knowledge of capital markets Minimum Experience : 2 Years Max CTC : 5 LPA NISM VA is mandatory

Equity sales to all clients of branch with special focus on HNI clients Revenue generation from equity, commodity & equity products to meet branch overall equity broking targets Generating Net interest income through Margin trade funding (MTF) Required Candidate profile Graduate / Post graduate in any stream with knowledge of capital markets. Min Exp : 2 Years Max CTC : 7 LPA NISM VIII is mandatory

Responsibilities - Ensure timely compliance with Companies Act, SEBI LODR, FEMA , and other applicable corporate laws Manage e-filings and submissions with MCA, ROC and Subsidiaries companies of listed company Draft and maintain board and committee documentation including agendas, notices, minutes, and resolutions Draft Board and Committee meetings (Audit, NRC, CSR, etc.), and prepare director disclosures, declarations, and reports Maintain statutory registers and records, and support in preparation of annual reports and other documentation Oversee Structured Digital Database (SDD) and trading window closures, ensuring compliance with SEBI LODR provisions (Reg. 23 RPT, Reg. 30 material event...

Responsibilities: Ensure timely compliance with Companies Act, SEBI LODR, FEMA , and other applicable corporate laws Manage e-filings and submissions with MCA, ROC and Subsidiaries companies of listed company Draft and maintain board and committee documentation including agendas, notices, minutes, and resolutions Draft Board and Committee meetings (Audit, NRC, CSR, etc.), and prepare director disclosures, declarations, and reports Maintain statutory registers and records, and support in preparation of annual reports and other documentation Oversee Structured Digital Database (SDD) and trading window closures, ensuring compliance with SEBI LODR provisions (Reg. 23 RPT, Reg. 30 material events...

Core responsibilities include handling day-to-day accounting tasks, assisting in financial reporting and ensuring compliance with related regulations. May also be involved in budgeting, forecasting, and audit processes. Key Responsibilities: Responsible for ensuring accurate and timely closure of AR and AP related accounting aspects Guide and assist the team in day-to-day accounting related matters Prepare and submit various reports as part of MIS weekly, monthly, quarterly as required Prepare financial statements / results in accordance with IND-AS regulations as well as SEBI LODR Support consolidation of financial statements Co-ordinate and provide support in internal as well as external a...

About Liability Sales: The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role: The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for sellin...

About Bharat Banking: Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role: The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities: Ac...

As a Chief Financial Officer (CFO) for the company based in Mumbai, your role will involve leading the finance function and steering the growth journey, including an upcoming SME IPO listing. You should be a CA and/or MBA (Finance) professional with notable experience in the real estate sector and a successful track record of taking companies public. Key Responsibilities: - Lead financial strategy, planning, and risk management to drive growth. - Oversee fundraising, investor relations, and the end-to-end SME IPO process. - Ensure compliance with SEBI, Stock Exchange, tax, and regulatory norms. - Drive financial discipline through budgeting, MIS, and project-level cash flows. - Collaborate w...

As a strategic and hands-on Chief Financial Officer (CFO) based in Mumbai, your primary responsibility will be to lead the finance function and drive the growth journey of the company, including an upcoming SME IPO listing. Your qualifications should ideally include being a CA and/or MBA (Finance) with a strong exposure to the real estate sector and proven experience in taking a company public. **Key Responsibilities:** - Lead financial strategy, planning, and risk management. - Oversee fundraising, investor relations, and SME IPO process from end-to-end. - Ensure compliance with SEBI, Stock Exchange, tax, and regulatory norms. - Drive financial discipline across budgeting, MIS, and project-...

As a Head - IT Infrastructure at Vbeyond Corporations, you will play a pivotal role in shaping the technology landscape of the organization. Your primary responsibilities will include: - Define and execute the IT Infrastructure strategy aligned with business goals - Oversee network management, system availability, and end-user computing - Build and manage secure & compliant IT environments (SEBI/RBI, ISO 27001, ITIL) - Lead broking-specific infrastructure trading systems, DR/BCP setup, dealer terminals, and exchange connectivity - Drive IT security, compliance, risk & vulnerability management - Partner with senior leadership and vendors for strategic business enablement - Oversee incident ma...

Role Overview: OneBanc, a neo-bank focused on building the economic infrastructure for the workforce of India, is seeking an experienced individual to join their team. As a Compliance Manager, you will play a crucial role in ensuring regulatory compliance, audits, and risk management within the organization. Your responsibilities will include defining and maintaining internal compliance policies and SOPs, conducting internal audits, managing regulatory risks, and collaborating with various teams to ensure compliance is embedded in the company's operations. Key Responsibilities: - Define and maintain internal compliance policies and Standard Operating Procedures (SOPs). - Conduct internal aud...

Ensure robust Governance and Compliance Adherence to the Companies Act, SEBI regulations, and other corporate laws Strong knowledge of corporate laws and hands-on experience with Board documentation and statutory filings Semi-CS candidates can apply.

We are looking for a highly skilled and experienced Security Ambassador to join our team in the hospitality industry. The ideal candidate will have a strong background in security management and excellent communication skills. Roles and Responsibility Ensure the safety and security of guests, employees, and facilities. Develop and implement effective security protocols and procedures. Collaborate with law enforcement agencies to prevent and respond to security incidents. Conduct regular security audits and risk assessments. Provide training and awareness sessions on security best practices. Maintain accurate records of security incidents and reports. Job Requirements Proven experience in sec...

Role Overview: The Compliance Officer will be responsible for ensuring end-to-end regulatory compliance for Alternative Investment Funds (AIFs) and IFSCA-registered entities. This role involves managing regulatory filings, reviewing fund documents, liaising with regulators, and implementing robust compliance frameworks in line with SEBI, IFSCA, SEZ, FEMA, and global AML standards. Key Responsibilities: File new AIF scheme applications with SEBI and coordinate responses to regulatory queries. Review fund documents including PPMs, Contribution Agreements, Trust Deeds, IMAs, NDAs, Side Letters, and Investment Agreements. Monitor compliance of Category II Feeder PE Funds and Real Estate Funds, i...

About Bharat Banking: Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role: The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities: Ac...

About Liability Sales: The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role: The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for sellin...

Job description Key Responsibilities: Financial Leadership:Lead and manage the accounting team to ensure accurate and timely financial reporting. Compliance Management:Oversee the preparation of financial statements in compliance with IFRS, Indian GAAP, SEBI regulations, and other statutory requirements. Audit Coordination:Facilitate smooth audit processes by coordinating with internal and external auditors. Internal Controls:Develop and maintain internal controls to safeguard assets and ensure data integrity. Strategic Planning:Drive budgeting and forecasting processes, providing insights to support strategic business decisions. Performance Optimization:Collaborate with finance teams to enh...

Job description Board and Committee Meetings: Assist in the preparation of agendas for Board Meetings, Committee Meetings, and General Meetings. Draft minutes for Board Meetings, Committee Meetings, and General Meetings, ensuring accurate documentation and compliance. Statutory Compliances: Ensure compliance with the provisions of the Companies Act, 2013, SEBI (LODR) Regulations, 2015, and other relevant laws and regulations. Handle filings with the SEBI (LODR) Regulations, 2015, Registrar of Companies (ROC), including compliance-related forms, annual filings, and e-forms. Investor Services: Manage Investor Services, including Investor Education and Protection Fund (IEPF) matters. Oversee th...

Kedia Corporate Advisors Pvt. Ltd. (KCAPL) is hiring Regulatory & Legal Specialists to manage SEBI, and IFSCA compliance. We have two openings : one for a Law Graduate (LLB/LLM) , and one for a Company Secretary (CS) . Key Responsibilities: Regulatory compliance for AIFs, REITs, SMREITs under SEBI & IFSCA. Prepare/review offering documents, trust deeds, IMAs . Coordinate with SEBI & IFSCA for filings & approvals. Conduct due diligence on REIT/AIF transactions. Manage corporate secretarial compliance. Track and implement regulatory changes . Assist with dispute resolution & litigation . Requirements: LLB/LLM/CS with strong legal/regulatory knowledge. Familiarity with SEBI AIF, REIT, IFSCA, tr...

Assistant Manager - Company Secretary - 5+ Years - Gurgaon An exciting opportunity for professionals with over 5 years of experience as a Company Secretary. In this role, you'll act as a vital connection between the board, stakeholders, and regulatory authorities, ensuring corporate governance and compliance. If you are passionate about fostering organizational growth through strict adherence to laws and regulations, this role in a dynamic and inclusive environment might be the perfect match for you. Location - Gurgaon Your Future Employer - A firm that quietly strengthens the core of global businesses by harmonizing complex legal structures with precise digital systems. Responsibilities: En...

Role : Company secretary Location : Andheri East Qualification : CS Experience : 3 to 5 years Job Description : Domain Expertise: Candidates should possess hands-on experience in working with IPOs, open offers, buybacks, delisting, and other capital market activities regulated by SEBI. SEBI-Registered Practice: It is essential that candidates are familiar with SEBI regulations and have previously worked in a SEBI-compliant environment. Professional Experience: We are specifically looking for professionals who have a minimum of 3 years and up to 5 years of experience in IPO/advisory roles within the capital markets. Preferred Candidate Profile Demonstrated track record of managing IPO process...

As a Senior Executive - Chartered Accountant at our company located in Andheri East, you will be responsible for the following: - Possessing a sound understanding of basic provisions of transaction related laws including income-tax, company laws, and international tax laws. Additionally, knowledge of regulatory laws such as FEMA, IBC, and SEBI would be advantageous. - Identifying issues by reviewing various transactional information, documents, and agreements such as Scheme of Arrangement, Share Purchase Agreement, etc. - Conducting research and analysis of transaction tax related laws on inbound and outbound deals, corporate reorganizations, securities market aspects, etc. - Identifying, hi...

Job Description About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada. KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-e...

Job Summary: You will work closely with the senior compliance / legal team to handle secretarial and regulatory tasks, with a focus on AIF compliance, SEBI filings, GIFT City / IFSC regulatory obligations, and corporate governance matters. This is a learning role intended to build foundational strength in fund / securities compliance and governance in a dynamic asset management environment. Key Responsibilities: Assist in AIF compliance: preparation, review, and filing of documents required under SEBI AIF regulations (Category I, II, III) and other applicable regulations. Support filings / disclosures / regulatory interactions with SEBI, IFSCA (for GIFT City / IFSC operations), ROC, MCA, etc...